Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | SVP & CFO | July 27, 2023 | July 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date July 27, 2023 · Filed July 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 71,624 |
Ending reported balance
After 2023-07-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-27 · Exercise / conversion · Acquired 30,500 · Balance 84,581 F1: Restricted stock units convert into common shares on a one-for-one basis. Row 2 · 2023-07-27 · Tax withholding · Disposed 12,957 · Balance 71,624 F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 30,500 |
Reported balance
After 2023-07-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-07-27 · Exercise / conversion · Disposed 30,500 · Balance 30,500 F1: Restricted stock units convert into common shares on a one-for-one basis. F3: On July 27, 2022, the reporting person was granted 61,000 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On July 27, 2022, the reporting person was granted 61,000 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2017 Filed Jul 14, 2017 20:23 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,000 | $11.84 | $59,200.00 |
DisclosureSEC source: 0001209191-17-045204 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 22:46 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 14,876 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041255 · doc4.xml · derivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,876 Underlying: Common Shares · 14,876 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal installments on the second and the fourth anniversaries of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal installments on the second and the fourth anniversaries of the grant date. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:09 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-037810 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,892 Underlying: Common Shares · 5,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:09 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 5,000 | $33.00 | $165,000.00 |
DisclosureSEC source: 0001209191-17-037810 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,286 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 21:09 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,000 | $11.84 | $59,200.00 |
DisclosureSEC source: 0001209191-17-037810 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,286 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 4,340 | $31.35 | $136,059.00 |
DisclosureSEC source: 0001209191-17-032680 · doc4.xml · nonDerivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,286 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted stock units granted on May 12, 2015. F2 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person in order to satisfy withholding taxes upon vesting of restricted stock units granted on May 12, 2015. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $31.35 to $31.37. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 11,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032680 · doc4.xml · derivative · entry 5 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,538 Underlying: Common Shares · 11,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F5 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 23,076 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. F5 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 23,076 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 1,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032680 · doc4.xml · derivative · entry 4 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,283 Underlying: Common Shares · 1,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F4 · derivative.exercise_date: On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date. F4 · derivative.expiration_date: On May 12, 2015, the reporting person was granted 3,846 restricted stock units, vesting in three equal annual installments on the first, second and third anniversaries of the grant date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 11,538 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-032680 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 1,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-032680 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 20:15 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-17-028405 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,892 Underlying: Common Shares · 5,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 20:15 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 5,000 | $32.72 | $163,600.00 |
DisclosureSEC source: 0001209191-17-028405 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| April 26, 2017 Filed Apr 27, 2017 20:15 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,000 | $11.84 | $59,200.00 |
DisclosureSEC source: 0001209191-17-028405 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 23:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 5,000 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-17-021562 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,000 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in five equal annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 23:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 5,000 | $32.50 | $162,500.00 |
DisclosureSEC source: 0001209191-17-021562 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 23:12 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,000 | $8.88 | $44,400.00 |
DisclosureSEC source: 0001209191-17-021562 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantEmployee Stock Option · Derivative | 9,765 | $0.00 Strike: $29.48 | $0.00 |
DisclosureSEC source: 0001209191-17-008779 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,765 Underlying: Common Shares · 9,765 shares Expires 2027-02-05 F5 · derivative.exercise_date: This option vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 2,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008779 · doc4.xml · derivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,544 Underlying: Common Shares · 2,544 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F4 · derivative.exercise_date: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. F4 · derivative.expiration_date: This restricted stock grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 22:28 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantPerformance Share Units · Derivative | 5,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008779 · doc4.xml · derivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,088 Underlying: Common Shares · 5,088 shares Expires not disclosed F1 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: The number of performance share units issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. F2 · derivative.expiration_date: The number of performance share units issued under this award on the third anniversary of the grant date may range from zero to 200% of the number of performance share units set forth above based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2019. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 22:19 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 993 | $29.53 | $29,323.29 |
DisclosureSEC source: 0001209191-17-007731 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,806 F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:19 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Unit · Derivative | 2,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007731 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,917 Underlying: Common Shares · 2,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. F3 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 22:19 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,957 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007731 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 6,563 | $0.00 Strike: $11.84 | $0.00 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · derivative · entry 5 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,892 Underlying: Common Shares · 6,563 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionEmployee Stock Option · Derivative | 2,773 | $0.00 Strike: $8.88 | $0.00 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · derivative · entry 4 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Shares · 2,773 shares Expires 2023-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in five annual installments beginning on January 1, 2014. On April 8, 2015, this option vested in full in accordance with the terms of the Axalta Coating Systems Bermuda Co., Ltd. 2013 Equity Incentive Plan. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 9,336 | $28.07 | $262,061.52 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · nonDerivative · entry 3 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $27.93 to $28.34. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,563 | $11.84 | $77,705.92 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 21:43 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 2,773 | $8.88 | $24,624.24 |
DisclosureSEC source: 0001209191-16-144540 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · VP Corp Fin & Controller, PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,615 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.