Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | SVP & CFO | July 27, 2023 | July 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date July 27, 2023 · Filed July 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 71,624 |
Ending reported balance
After 2023-07-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-07-27 · Exercise / conversion · Acquired 30,500 · Balance 84,581 F1: Restricted stock units convert into common shares on a one-for-one basis. Row 2 · 2023-07-27 · Tax withholding · Disposed 12,957 · Balance 71,624 F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 30,500 |
Reported balance
After 2023-07-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-07-27 · Exercise / conversion · Disposed 30,500 · Balance 30,500 F1: Restricted stock units convert into common shares on a one-for-one basis. F3: On July 27, 2022, the reporting person was granted 61,000 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On July 27, 2022, the reporting person was granted 61,000 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2023 Filed Jul 28, 2023 21:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 30,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-043712 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,500 Underlying: Common Shares · 30,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On July 27, 2022, the reporting person was granted 61,000 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date. F3 · derivative.expiration_date: On July 27, 2022, the reporting person was granted 61,000 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 21:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 12,957 | $32.03 | $415,012.71 |
DisclosureSEC source: 0001209191-23-043712 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,624 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 21:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 30,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-043712 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 5,527 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-016916 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,527 Underlying: Common Shares · 5,527 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 16,580 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 16,580 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,519 | $31.05 | $47,164.95 |
DisclosureSEC source: 0001209191-23-016916 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,081 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 22:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,527 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-016916 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,600 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:20 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 20,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015021 · doc4.xml · derivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,135 Underlying: Common Shares · 20,135 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 22:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-011823 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 14,128 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 14,128 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 22:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,295 | $29.38 | $38,047.10 |
DisclosureSEC source: 0001209191-23-011823 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,073 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 19, 2023 Filed Feb 22, 2023 22:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-011823 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,368 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010822 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,880 Underlying: Common Shares · 6,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 20,819 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 20,819 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,940 | $29.55 | $57,327.00 |
DisclosureSEC source: 0001209191-23-010822 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,658 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:35 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,939 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010822 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| July 27, 2022 Filed Jul 27, 2022 22:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 61,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043304 · doc4.xml · derivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Underlying: Common Shares · 61,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:30 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 5,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016831 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,054 Underlying: Common Shares · 5,526 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 16,580 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 16,580 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:30 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,348 | $25.78 | $60,531.44 |
DisclosureSEC source: 0001209191-22-016831 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,659 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:30 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 5,526 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016831 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:45 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014348 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:45 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,421 | $27.78 | $39,475.38 |
DisclosureSEC source: 0001209191-22-014348 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,481 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:45 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,344 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-014348 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 01:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-012446 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,710 Underlying: Common Shares · 4,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 14,128 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 14,128 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 01:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,001 | $28.91 | $57,848.91 |
DisclosureSEC source: 0001209191-22-012446 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,558 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 01:22 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,709 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-012446 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 20,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011008 · doc4.xml · derivative · entry 4 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,819 Underlying: Common Shares · 20,819 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F5 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F5 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionPerformance Share Units · Derivative | 6,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011008 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 6,596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance share units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: Represents the vesting of a performance share unit award granted on February 25, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (20,064) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target. F3 · derivative.expiration_date: Represents the vesting of a performance share unit award granted on February 25, 2019. The number of common shares issuable under the award may range from zero to 200% of the target number of performance share units (20,064) based upon the Company's achievement of certain performance objectives during the relevant performance periods as described in more detail in the Company's proxy statement filed with the SEC on March 20, 2020. Based upon the Company's achievement of such objectives for such periods, the performance share unit award vested at 32.86% of target. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,802 | $28.82 | $80,753.64 |
DisclosureSEC source: 0001209191-22-011008 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,850 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a performance share unit award. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:54 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,596 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-011008 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance share units convert into common shares on a one-for-one basis. Read SEC document |
| July 31, 2021 Filed Aug 4, 2021 00:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-049498 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on July 31, 2019. F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on July 31, 2019. Read SEC document |
| July 31, 2021 Filed Aug 4, 2021 00:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,756 | $30.10 | $52,855.60 |
DisclosureSEC source: 0001209191-21-049498 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,056 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| July 31, 2021 Filed Aug 4, 2021 00:49 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-049498 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 22:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 7,438 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-042508 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 7,438 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On June 19, 2017, the reporting person was granted 14,876 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date. F3 · derivative.expiration_date: On June 19, 2017, the reporting person was granted 14,876 restricted stock units, vesting in two equal installments on the second and fourth anniversaries of the grant date. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 22:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 3,160 | $30.98 | $97,896.80 |
DisclosureSEC source: 0001209191-21-042508 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,680 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| June 19, 2021 Filed Jun 22, 2021 22:34 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 7,438 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-042508 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,840 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2021 Filed Mar 6, 2021 01:19 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 16,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018425 · doc4.xml · derivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,580 Underlying: Common Shares · 16,580 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015440 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,344 Underlying: Common Shares · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,538 | $27.85 | $42,833.30 |
DisclosureSEC source: 0001209191-21-015440 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,402 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 25, 2021 Filed Mar 2, 2021 00:25 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-015440 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013440 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,419 Underlying: Common Shares · 4,709 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 19, 2020, the reporting person was granted 14,128 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On February 19, 2020, the reporting person was granted 14,128 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,199 | $28.46 | $62,583.54 |
DisclosureSEC source: 0001209191-21-013440 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,596 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 23:58 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,709 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-013440 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 00:00 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 867 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008985 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 867 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019. F3 · derivative.expiration_date: On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 00:00 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 445 | $27.74 | $12,344.30 |
DisclosureSEC source: 0001209191-21-008985 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,086 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 00:00 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 867 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-008985 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| November 09, 2020 Filed Nov 10, 2020 22:48 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | SaleCommon Shares | 8,775 | $28.50 | $250,087.50 |
DisclosureSEC source: 0001209191-20-057722 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,664 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan duly adopted by the reporting person. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 4,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044776 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,132 Underlying: Common Shares · 4,132 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: On July 31, 2018, the reporting person was granted 12,396 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,900 | $22.20 | $42,180.00 |
DisclosureSEC source: 0001209191-20-044776 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,439 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award. Read SEC document |
| July 31, 2020 Filed Aug 4, 2020 21:29 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 4,132 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-044776 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:56 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013555 · doc4.xml · derivative · entry 3 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,688 Underlying: Common Shares · 3,344 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. F3 · derivative.expiration_date: On February 25, 2019, the reporting person was granted 10,032 restricted stock units, vesting in three equal annual installments beginning on February 25, 2020. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:56 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,537 | $26.75 | $41,114.75 |
DisclosureSEC source: 0001209191-20-013555 · doc4.xml · nonDerivative · entry 2 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,207 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a restricted stock unit award. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 23:56 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013555 · doc4.xml · nonDerivative · entry 1 Lannon Sean M. · CIK 0001620394 · SVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.