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person · Reporting owner

Stokes Russell

Disclosed activity across 2 companies

Tapewire entity
11103
SEC CIK
0001752122

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
UNITED PARCEL SERVICE INCUPS · Entity 2301DirectorMay 07, 2026May 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

UNITED PARCEL SERVICE INC

Report date May 07, 2026 · Filed May 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect9,577.983 Reported balance After 2026-05-07 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-07 · Grant · Acquired 1,948 · Balance 9,577.983

F1: One unit is equivalent to one share of UPS Class A common stock.

F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F3: Includes units credited upon the payment of dividends on the underlying Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: One unit is equivalent to one share of UPS Class A common stock.

F2: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F3: Includes units credited upon the payment of dividends on the underlying Class A common stock.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

GENERAL ELECTRIC CO

Report date January 30, 2026 · Filed February 03, 2026

Section 16 reporting ended · disclosed 2026-02-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect150,434 Ending reported balance After 2026-01-30 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-01-30 · Exercise / conversion · Acquired 30,363 · Balance 180,797

Row 2 · 2026-01-30 · Sale · Disposed 21,469 · Balance 159,328

F1: Exercise of options expiring in 2026. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $306.20 to $306.56, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Row 3 · 2026-01-30 · Sale · Disposed 8,894 · Balance 150,434

F2: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $306.40 to $306.62, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $148.80 · Expires 2026-09-09Direct0 Reported balance After 2026-01-30 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-01-30 · Exercise / conversion · Disposed 30,363 · Balance 0

F3: The Employee Stock Options in this grant are fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: Exercise of options expiring in 2026. The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $306.20 to $306.56, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $306.40 to $306.62, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The Employee Stock Options in this grant are fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2020 Filed Feb 27, 2020 22:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 40,471 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000046 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,471

Underlying: Common Stock · 40,471 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 26, 2020 Filed Feb 27, 2020 22:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 12,283 $11.17 $137,201.11
Disclosure

SEC source: 0001231205-20-000046 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,939

Read SEC document
February 26, 2020 Filed Feb 27, 2020 22:07 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 40,471 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000046 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:52 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 8,323 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000031 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,646

Underlying: Common Stock · 8,323 shares

Expires 2020-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:52 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 2,527 $12.87 $32,522.49
Disclosure

SEC source: 0001231205-20-000031 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,751

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:52 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 8,323 $0.00 $0.00
Disclosure

SEC source: 0001231205-20-000031 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:34 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,993 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000189 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,994

Underlying: Common Stock · 4,993 shares

Expires 2019-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:34 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 2,255 $9.21 $20,768.55
Disclosure

SEC source: 0001231205-19-000189 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,955

Read SEC document
September 11, 2019 Filed Sep 12, 2019 21:34 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,993 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000189 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,161 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · derivative · entry 6

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,323

Underlying: Common Stock · 4,161 shares

Expires 2019-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,850 $8.89 $16,446.50
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · nonDerivative · entry 4

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,217

Read SEC document
September 09, 2019 Filed Sep 10, 2019 21:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,161 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · nonDerivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 5,826 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · derivative · entry 5

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,478

Underlying: Common Stock · 5,826 shares

Expires 2019-09-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 2,590 $8.69 $22,507.10
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,906

Read SEC document
September 06, 2019 Filed Sep 10, 2019 21:32 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 5,826 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000181 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,496

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 15,605 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000143 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,605 shares

Expires 2019-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 7,017 $10.62 $74,520.54
Disclosure

SEC source: 0001231205-19-000143 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,670

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 15,605 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000143 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,687

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 295,780 $0.00 Strike: $10.19 $0.00
Disclosure

SEC source: 0001231205-19-000083 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,780

Underlying: Common Stock · 295,780 shares

Expires 2029-03-19

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 19, 2019 Filed Mar 21, 2019 21:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantRestricted Stock Units · Derivative 70,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000083 · edgar.xml · derivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · derivative.exercise_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

F2 · derivative.expiration_date: The Restricted Stock Units vest and the Stock Options become exercisable, in two equal installments of 50% each on the second and third anniversary of the grant date.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionStock Option (right to buy) · Derivative 52,019 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001231205-19-000069 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,019 shares

Expires 2019-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

F1 · kind: The transactions reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 SaleCommon Stock 49,904 $9.93 $495,546.72
Disclosure

SEC source: 0001231205-19-000069 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,082

F1 · kind: The transactions reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · kind: The shares were sold to cover the exercise price, tax withholding obligations, broker commissions and fees for the exercised stock options.

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $9.89 to $10.00, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
March 11, 2019 Filed Mar 13, 2019 20:22 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 52,019 $9.20 $478,574.80
Disclosure

SEC source: 0001231205-19-000069 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected by a broker-dealer pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 40,470 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000064 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,941

Underlying: Common Stock · 40,470 shares

Expires 2019-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

F3 · shares: Equity incentive awards were adjusted following the spin-off and merger of GE Transportation with Wabtec Corporation to reflect an anti-dilution factor.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 18,354 $10.72 $196,754.88
Disclosure

SEC source: 0001231205-19-000064 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,967

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:43 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 40,470 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000064 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Settlement of Restricted Stock Units was delayed due to a blackout imposed following the spin-off and merger of GE Transportation with Wabtec Corporation.

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000038 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 8,000 shares

Expires 2019-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 2,852 $9.82 $28,006.64
Disclosure

SEC source: 0001231205-19-000038 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,851

Read SEC document
February 10, 2019 Filed Feb 12, 2019 21:24 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-19-000038 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:52 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,800 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000129 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Common Stock · 4,800 shares

Expires 2018-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:52 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 2,177 $12.35 $26,885.95
Disclosure

SEC source: 0001231205-18-000129 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,703

Read SEC document
September 11, 2018 Filed Sep 13, 2018 20:52 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,800 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000129 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:34 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000115 · edgar.xml · derivative · entry 3

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2018-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:34 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,814 $12.35 $22,402.90
Disclosure

SEC source: 0001231205-18-000115 · edgar.xml · nonDerivative · entry 2

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,080

Read SEC document
September 09, 2018 Filed Sep 11, 2018 20:34 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-18-000115 · edgar.xml · nonDerivative · entry 1

Stokes Russell · CIK 0001752122 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.