Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Donnelley Financial Solutions, Inc.DFIN · Entity 2289 | General Counsel | August 03, 2023 | August 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Donnelley Financial Solutions, Inc.
Report date August 03, 2023 · Filed August 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,723 |
Reported balance
After 2023-08-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-08-03 · Exercise / conversion · Acquired 1,030 · Balance 48,723 F1: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022. |
| Common StockSEC Table I · non-derivative | Direct | 47,693 |
Reported balance
After 2023-08-03 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-08-03 · Sale · Disposed 1,030 · Balance 47,693 F1: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022. F2: The reported price represents a weighted average sale price. All reported common stock was sold at $49.05 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price. F3: Includes 17,613 shares held directly, 12,636 restricted stock unit, and 17,444 earned performance share units with additional service-based vesting. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.35 · Expires 2027-03-01 | Direct | 4,120 |
Reported balance
After 2023-08-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-03 · Exercise / conversion · Disposed 1,030 · Balance 4,120 F1: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022. F4: The option vests/ vested in four equal annual installments beginning on March 2, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.
F2: The reported price represents a weighted average sale price. All reported common stock was sold at $49.05 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
F3: Includes 17,613 shares held directly, 12,636 restricted stock unit, and 17,444 earned performance share units with additional service-based vesting.
F4: The option vests/ vested in four equal annual installments beginning on March 2, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2019 Filed Mar 5, 2019 20:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 14,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-017172 · doc4.xml · nonDerivative · entry 2 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,512 F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 5, 2020. F3 · balance_after: Includes 11,411 shares held directly, 10,700 shares of restricted stock awards subject to performance vesting, 7,732 shares of restricted stock awards subject to time vesting and 21,669 RSUs. Read SEC document |
| March 02, 2019 Filed Mar 5, 2019 20:30 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 1,438 | $14.65 | $21,066.70 |
DisclosureSEC source: 0001209191-19-017172 · doc4.xml · nonDerivative · entry 1 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,312 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 16:52 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 2,266 | $17.41 | $39,451.06 |
DisclosureSEC source: 0001209191-18-053883 · doc4.xml · nonDerivative · entry 1 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,750 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock award issued in accordance with Rule 16b-3. F2 · balance_after: Includes 7,917 shares held directly, 10,700 shares of restricted stock awards subject to performance vesting, 7,732 shares of restricted stock awards subject to time vesting and 12,401 RSUs. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:28 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,200 | Not disclosed Strike: $17.65 | Not disclosed |
DisclosureSEC source: 0001209191-18-017383 · doc4.xml · derivative · entry 3 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,200 Underlying: Common Stock · 15,200 shares Expires 2028-03-01 F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2019. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:28 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 7,600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-017383 · doc4.xml · nonDerivative · entry 2 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,016 F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2019. F3 · balance_after: Includes 2,452 shares held directly, 10,700 shares of restricted stock awards subject to performance vesting, 15,463 shares of restricted stock awards subject to time vesting and 12,401 RSUs. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 17:28 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | Tax withholdingCommon Stock | 682 | $17.65 | $12,037.30 |
DisclosureSEC source: 0001209191-18-017383 · doc4.xml · nonDerivative · entry 1 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,416 F1 · kind: Shares were withheld as payment of a tax liability incident to vesting of restricted stock units issued in accordance with Rule 16b-3. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:47 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,300 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001209191-17-018512 · doc4.xml · derivative · entry 3 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 Underlying: Common Stock · 10,300 shares Expires 2027-03-01 F5 · price: Company granted option issued pursuant to Rule 16b-3 Plan. F4 · derivative.exercise_date: The option vests in four equal annual installments beginning on March 2, 2018. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:47 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 7,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-018512 · doc4.xml · nonDerivative · entry 2 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,098 F2 · price: Company granted restricted stock units ("RSUs") issued pursuant to a Rule 16b-3 plan. The RSUs vest three equal annual installments beginning on March 2, 2018. F3 · balance_after: Includes 735 shares held directly, 26,163 shares of RSAs subject to performance vesting and 7,200 RSUs. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 19:47 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 10,700 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-018512 · doc4.xml · nonDerivative · entry 1 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,898 F1 · price: Company granted restricted stock awards ("RSAs") issued pursuant to a Rule 16b-3 plan. RSAs are subject to a three year free cash flow performance target with respect to 70% of the award and a three year net sales performance target with respect to 30% of the award, and if such performance targets are met, the RSAs will vest in full upon certification of performance. Stock granted pursuant to the RSAs could range from 50% if the threshold target is met to 150% if performance meets specified levels. The amount reported above reflects 150% and will be cut back based upon performance levels accordingly. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:51 UTC | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-030929 · doc4.xml · nonDerivative · entry 1 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735 F1 · shares: Jennifer B. Reiners has been awarded restricted stock with a value of $350,000 by Donnelley Financial Solutions, Inc. ("DFS"). The number of shares of common stock owned does not reflect the award of such restricted stock because the number of restricted shares awarded will be based on a ten trading day value weighted average price of DFS common stock following the date of grant. F1 · balance_after: Jennifer B. Reiners has been awarded restricted stock with a value of $350,000 by Donnelley Financial Solutions, Inc. ("DFS"). The number of shares of common stock owned does not reflect the award of such restricted stock because the number of restricted shares awarded will be based on a ten trading day value weighted average price of DFS common stock following the date of grant. Read SEC document |
| October 01, 2016 Filed Oct 18, 2016 19:31 UTC Amendment | Donnelley Financial Solutions, Inc. DFIN · Entity 2289 | GrantCommon Stock | 15,463 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-031874 · doc4a.xml · nonDerivative · entry 1 Reiners Jennifer B · CIK 0001685328 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,198 F1 · shares: Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Jennifer B. Reiners was awarded restricted stock with a value of $350,000 by Donnelley Financial Solutions, Inc. ("DFS"). Such grant represents 15,463 shares of restricted stock calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. Ms. Reiners' beneficial ownership of securities also reflects 735 shares of common stock owned prior to the grant of restricted stock. F1 · balance_after: Reporting Person is filing an amendment to her Form 4, which was filed on October 4, 2016, in order to update the number of securities acquired and the amount of securities beneficially owned following the Reported Transaction. On October 1, 2016, Jennifer B. Reiners was awarded restricted stock with a value of $350,000 by Donnelley Financial Solutions, Inc. ("DFS"). Such grant represents 15,463 shares of restricted stock calculated based on the ten trading day volume weighted average price of DFS common stock following the date of grant. Ms. Reiners' beneficial ownership of securities also reflects 735 shares of common stock owned prior to the grant of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.