Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DENTSPLY SIRONA Inc.XRAY · Entity 4448 | EVP, CFO | July 12, 2019 | July 16, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DENTSPLY SIRONA Inc.
Report date July 12, 2019 · Filed July 16, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,969.319 |
Reported balance
After 2019-07-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-07-12 · Grant · Acquired 47.565 · Balance 33,969.319 F1: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis. F2: Includes 155 shares acquired between January 1st - June 30, 2019 under the Dentsply Sirona Employee Stock Purchase Plan. |
| Phantom Stock (Supplemental Executive Retirement Plan) SERPSEC Table II · derivative / convertible security | Direct | 1,695.1402 |
Reported balance
After 2019-07-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-07-12 · Grant · Acquired 2.6063 · Balance 1,695.1402 F3: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. F4: Comprised of phantom stock acquired as a result of accrued dividends. |
| Common StockSEC Table I · non-derivative | IndirectBy ALEXOS FAMILY DYNASTY TRUST | 50,000 |
Reported balance
Holding disclosure · report date 2019-07-12 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 50,000 |
| Common StockSEC Table I · non-derivative | IndirectBy NICHOLAS W. ALEXOS REVOCABLE TRUST U/A/D 12/24/2003 | 50,000 |
Reported balance
Holding disclosure · report date 2019-07-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis.
F2: Includes 155 shares acquired between January 1st - June 30, 2019 under the Dentsply Sirona Employee Stock Purchase Plan.
F3: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment.
F4: Comprised of phantom stock acquired as a result of accrued dividends.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Univar Solutions Inc.
Report date August 01, 2023 · Filed August 04, 2023
Section 16 reporting ended · disclosed 2023-08-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 1
1 source rowRow 1 · 2023-08-01 · Disposition to issuer · Disposed 189,588 · Balance 0 F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). In addition, pursuant to a Rollover Agreement (the "Rollover Agreement"), among Windsor Management Holdings, L.P. ("Parent"), Windsor Holdings One, Inc. ("Windsor One"), and the reporting person and affiliates of the reporting person, the reporting person contributed shares, at a value of $36.15 per share, to Windsor One and subsequently contributed shares of Windsor One to Parent in exchange for a number common and preferred units of Parent calculated pursuant to the Rollover Agreement. |
| Common StockSEC Table I · non-derivative | IndirectAlexos Family Dynasty Tru.. | 0 |
Reported balance
After 2023-08-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-08-01 · Disposition to issuer · Disposed 375,000 · Balance 0 F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). In addition, pursuant to a Rollover Agreement (the "Rollover Agreement"), among Windsor Management Holdings, L.P. ("Parent"), Windsor Holdings One, Inc. ("Windsor One"), and the reporting person and affiliates of the reporting person, the reporting person contributed shares, at a value of $36.15 per share, to Windsor One and subsequently contributed shares of Windsor One to Parent in exchange for a number common and preferred units of Parent calculated pursuant to the Rollover Agreement. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-08-01 · Disposition to issuer · Disposed 23,577 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. |
| Restricted Stock Units - 23SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-08-01 · Disposition to issuer · Disposed 26,030 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. |
| Restricted Stock Units -21SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-01 · Disposition to issuer · Disposed 16,374 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. |
| Restricted Stock Units- 22SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-01 · Disposition to issuer · Disposed 23,500 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.94 · Expires 2030-02-21 | Direct | 0 |
Reported balance
After 2023-08-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-08-01 · Disposition to issuer · Disposed 81,700 · Balance 0 F2: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). In addition, pursuant to a Rollover Agreement (the "Rollover Agreement"), among Windsor Management Holdings, L.P. ("Parent"), Windsor Holdings One, Inc. ("Windsor One"), and the reporting person and affiliates of the reporting person, the reporting person contributed shares, at a value of $36.15 per share, to Windsor One and subsequently contributed shares of Windsor One to Parent in exchange for a number common and preferred units of Parent calculated pursuant to the Rollover Agreement.
F2: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration.
VWR Corp
Report date November 21, 2017 · Filed November 22, 2017
Section 16 reporting ended · disclosed 2017-11-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-11-21 transaction · row 1
1 source rowRow 1 · 2017-11-21 · Disposition to issuer · Disposed 7,617 · Balance 0 F1: On May 4, 2017, VWR Corporation (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Avantor, Inc. and Vail Acquisition Corp ("Merger Sub"), pursuant to which Merger Sub would merge (the "Merger") with and into the Company, with the Company continuing as the surviving corporation. The Merger became effective on November 21, 2017 (the "Closing Date"). Pursuant to the Merger Agreement, (i) each share of the Company's common stock, par value $0.01 ("Common Stock"), issued and outstanding prior to the Closing Date was cancelled and converted into the right to receive a cash payment equal to $33.25 and without interest and (ii) each restricted stock unit outstanding prior to the Closing Date was cancelled and converted into the vested right to receive a cash payment equal to $33.25 and without interest. |
| Common stockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
After 2017-11-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-11-21 · Disposition to issuer · Disposed 45,750,000 · Balance 0 F1: On May 4, 2017, VWR Corporation (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Avantor, Inc. and Vail Acquisition Corp ("Merger Sub"), pursuant to which Merger Sub would merge (the "Merger") with and into the Company, with the Company continuing as the surviving corporation. The Merger became effective on November 21, 2017 (the "Closing Date"). Pursuant to the Merger Agreement, (i) each share of the Company's common stock, par value $0.01 ("Common Stock"), issued and outstanding prior to the Closing Date was cancelled and converted into the right to receive a cash payment equal to $33.25 and without interest and (ii) each restricted stock unit outstanding prior to the Closing Date was cancelled and converted into the vested right to receive a cash payment equal to $33.25 and without interest. F2: Varietal Distribution Holdings, LLC ("Varietal") is the record owner of the reported shares. Voting and dispositive power with respect to the common stock held by Varietal is exercised by its board of managers, which is comprised of Messrs. Nicholas W. Alexos and Timothy P. Sullivan. Madison Dearborn Capital Partners V-A, L.P. ("MDP V-A"), Madison Dearborn Capital Partners V-C, L.P. ("MDP V-C"), Madison Dearborn Capital Partners V Executive-A, L.P. ("MDP Executive"), MDCP Co-Investors (Varietal), L.P. ("Varietal-1") and MDCP Co-Investors (Varietal-2), L.P. ("Varietal-2" and together with MDP V-A, MDP V-C, MDP Executive and Varietal-1, the "MDP Funds") are the controlling equityholders of Varietal. (Continued in Footnote 3) F3: Madison Dearborn Partners V-A&C, L.P. ("MDP A&C") is the general partner of each of the MDP Funds. Messrs. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee of MDP A&C that have the power, acting by majority vote, to vote or dispose of the shares directly held by the MDP Funds, and may be deemed to have shared voting and investment power over such shares. Madison Dearborn Partners, LLC ("MDP") is the general partner of MDP A&C and has the ability to direct the investment decisions of MDP A&C, including the power to direct the decisions of MDP A&C regarding the vote or disposition of securities directly held by Varietal. |
| Director stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.00 · Expires 2021-10-01 | Direct | 0 |
Reported balance
After 2017-11-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-11-21 · Disposition to issuer · Disposed 22,617 · Balance 0 F4: Pursuant to the terms of the Merger Agreement, each director stock option that was outstanding immediately prior to the Closing Date, whether or not exercisable or vested, was canceled and converted into the right to receive (i) an amount in cash determined by multiplying (A) the excess (if any) of $33.25 over the exercise price per share of Common Stock underlying such stock option by (B) the number of shares of Common Stock subject to such stock option immediately prior to the Closing Date. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 4, 2017, VWR Corporation (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Avantor, Inc. and Vail Acquisition Corp ("Merger Sub"), pursuant to which Merger Sub would merge (the "Merger") with and into the Company, with the Company continuing as the surviving corporation. The Merger became effective on November 21, 2017 (the "Closing Date"). Pursuant to the Merger Agreement, (i) each share of the Company's common stock, par value $0.01 ("Common Stock"), issued and outstanding prior to the Closing Date was cancelled and converted into the right to receive a cash payment equal to $33.25 and without interest and (ii) each restricted stock unit outstanding prior to the Closing Date was cancelled and converted into the vested right to receive a cash payment equal to $33.25 and without interest.
F2: Varietal Distribution Holdings, LLC ("Varietal") is the record owner of the reported shares. Voting and dispositive power with respect to the common stock held by Varietal is exercised by its board of managers, which is comprised of Messrs. Nicholas W. Alexos and Timothy P. Sullivan. Madison Dearborn Capital Partners V-A, L.P. ("MDP V-A"), Madison Dearborn Capital Partners V-C, L.P. ("MDP V-C"), Madison Dearborn Capital Partners V Executive-A, L.P. ("MDP Executive"), MDCP Co-Investors (Varietal), L.P. ("Varietal-1") and MDCP Co-Investors (Varietal-2), L.P. ("Varietal-2" and together with MDP V-A, MDP V-C, MDP Executive and Varietal-1, the "MDP Funds") are the controlling equityholders of Varietal. (Continued in Footnote 3)
F3: Madison Dearborn Partners V-A&C, L.P. ("MDP A&C") is the general partner of each of the MDP Funds. Messrs. Paul J. Finnegan and Samuel M. Mencoff are the sole members of a limited partner committee of MDP A&C that have the power, acting by majority vote, to vote or dispose of the shares directly held by the MDP Funds, and may be deemed to have shared voting and investment power over such shares. Madison Dearborn Partners, LLC ("MDP") is the general partner of MDP A&C and has the ability to direct the investment decisions of MDP A&C, including the power to direct the decisions of MDP A&C regarding the vote or disposition of securities directly held by Varietal.
F4: Pursuant to the terms of the Merger Agreement, each director stock option that was outstanding immediately prior to the Closing Date, whether or not exercisable or vested, was canceled and converted into the right to receive (i) an amount in cash determined by multiplying (A) the excess (if any) of $33.25 over the exercise price per share of Common Stock underlying such stock option by (B) the number of shares of Common Stock subject to such stock option immediately prior to the Closing Date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2023 Filed Aug 4, 2023 06:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerStock Options (right to buy) · Derivative | 81,700 | $36.15 Strike: $22.94 | $2,953,455.00 |
DisclosureSEC source: 0000899243-23-017782 · doc4.xml · derivative · entry 7 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,700 shares Expires 2030-02-21 F2 · derivative.exercise_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 06:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerRestricted Stock Units- 22 · Derivative | 23,500 | $36.15 | $849,525.00 |
DisclosureSEC source: 0000899243-23-017782 · doc4.xml · derivative · entry 6 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,500 shares Expires not disclosed F2 · derivative.exercise_price: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. F2 · derivative.exercise_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. F2 · derivative.expiration_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 06:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerRestricted Stock Units -21 · Derivative | 16,374 | $36.15 | $591,920.10 |
DisclosureSEC source: 0000899243-23-017782 · doc4.xml · derivative · entry 5 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,374 shares Expires not disclosed F2 · derivative.exercise_price: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. F2 · derivative.exercise_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. F2 · derivative.expiration_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 06:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerRestricted Stock Units - 23 · Derivative | 26,030 | $36.15 | $940,984.50 |
DisclosureSEC source: 0000899243-23-017782 · doc4.xml · derivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,030 shares Expires not disclosed F2 · derivative.exercise_price: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. F2 · derivative.exercise_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. F2 · derivative.expiration_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 06:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerPerformance-Based Restricted Stock Units · Derivative | 23,577 | $36.15 | $852,308.55 |
DisclosureSEC source: 0000899243-23-017782 · doc4.xml · derivative · entry 3 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,577 shares Expires not disclosed F2 · derivative.exercise_price: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. F2 · derivative.exercise_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. F2 · derivative.expiration_date: In accordance with the Merger Agreement, at the effective time, each restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and stock options ("Option") was cashed out based on the Merger Consideration (and less the exercise price, in the case of each Option). Each PRSU Award became fully vested with respect to a number of shares equal to: (a) for each such award granted in 2021, 170% of the target number of shares covered by the award, (b) for each such award granted in 2022, 150% of the target number of shares covered by the award and (c) for each such award granted on or following January 1, 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 06:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerCommon Stock | 375,000 | $36.15 | $13,556,250.00 |
DisclosureSEC source: 0000899243-23-017782 · doc4.xml · nonDerivative · entry 2 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Indirect · Alexos Family Dynasty Tru.. Disclosed balance after: 0 F1 · shares: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). In addition, pursuant to a Rollover Agreement (the "Rollover Agreement"), among Windsor Management Holdings, L.P. ("Parent"), Windsor Holdings One, Inc. ("Windsor One"), and the reporting person and affiliates of the reporting person, the reporting person contributed shares, at a value of $36.15 per share, to Windsor One and subsequently contributed shares of Windsor One to Parent in exchange for a number common and preferred units of Parent calculated pursuant to the Rollover Agreement. F1 · price: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). In addition, pursuant to a Rollover Agreement (the "Rollover Agreement"), among Windsor Management Holdings, L.P. ("Parent"), Windsor Holdings One, Inc. ("Windsor One"), and the reporting person and affiliates of the reporting person, the reporting person contributed shares, at a value of $36.15 per share, to Windsor One and subsequently contributed shares of Windsor One to Parent in exchange for a number common and preferred units of Parent calculated pursuant to the Rollover Agreement. Read SEC document |
| August 01, 2023 Filed Aug 4, 2023 06:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Disposition to issuerCommon Stock | 189,588 | $36.15 | $6,853,606.20 |
DisclosureSEC source: 0000899243-23-017782 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). In addition, pursuant to a Rollover Agreement (the "Rollover Agreement"), among Windsor Management Holdings, L.P. ("Parent"), Windsor Holdings One, Inc. ("Windsor One"), and the reporting person and affiliates of the reporting person, the reporting person contributed shares, at a value of $36.15 per share, to Windsor One and subsequently contributed shares of Windsor One to Parent in exchange for a number common and preferred units of Parent calculated pursuant to the Rollover Agreement. F1 · price: Represents shares of Univar Solutions Inc. ("Univar") common stock disposed of in connection with the Agreement and Plan of Merger ("Merger Agreement"), dated as of March 13, 2023, by and among Univar and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time, each share of Univar common stock held by the reporting person was converted into the right to receive $36.15 in cash (the "Merger Consideration"). In addition, pursuant to a Rollover Agreement (the "Rollover Agreement"), among Windsor Management Holdings, L.P. ("Parent"), Windsor Holdings One, Inc. ("Windsor One"), and the reporting person and affiliates of the reporting person, the reporting person contributed shares, at a value of $36.15 per share, to Windsor One and subsequently contributed shares of Windsor One to Parent in exchange for a number common and preferred units of Parent calculated pursuant to the Rollover Agreement. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 18:44 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantRestricted Stock Units - 23 · Derivative | 26,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002445 · doc4.xml · derivative · entry 2 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,030 Underlying: Common Stock · 26,030 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit is equivalent to one share of common stock upon vesting. F3 · price: Each restricted stock unit is equivalent to one share of common stock upon vesting. F4 · derivative.exercise_date: On February 17, 2023, the reporting person was granted 26,030 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F4 · derivative.expiration_date: On February 17, 2023, the reporting person was granted 26,030 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 18:44 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantPerformance-Based Restricted Stock Units · Derivative | 15,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002445 · doc4.xml · derivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,577 Underlying: Common Stock · 15,718 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. F2 · derivative.exercise_date: In 2021, the Reporting Person was granted an award of PRSUs ("2021 PRSUs"). The second tranche of 2021 PRSUs ("Tranche 2 2021 PRSUs") was to be earned based on a predetermined Adjusted Earnings Per Share performance goal during the period January 1, 2022 to December 31, 2022 ("Performance Goal") followed by continued employment through December 31, 2023. The reported number of securities represents the Tranche 2 2021 PRSUs that were deemed conditionally earned on February 16, 2023 following the certification of the attainment of the Performance Goal by the Compensation Committee, and vest on December 31, 2023, subject to continued employment through such date. F2 · derivative.expiration_date: In 2021, the Reporting Person was granted an award of PRSUs ("2021 PRSUs"). The second tranche of 2021 PRSUs ("Tranche 2 2021 PRSUs") was to be earned based on a predetermined Adjusted Earnings Per Share performance goal during the period January 1, 2022 to December 31, 2022 ("Performance Goal") followed by continued employment through December 31, 2023. The reported number of securities represents the Tranche 2 2021 PRSUs that were deemed conditionally earned on February 16, 2023 following the certification of the attainment of the Performance Goal by the Compensation Committee, and vest on December 31, 2023, subject to continued employment through such date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units- 22 · Derivative | 11,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · derivative · entry 10 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,500 Underlying: Common Stock · 11,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. F3 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. F7 · derivative.exercise_date: On February 8, 2022 the reporting person was granted 35,250 restricted stock units, originally vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F7 · derivative.expiration_date: On February 8, 2022 the reporting person was granted 35,250 restricted stock units, originally vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units -21 · Derivative | 16,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · derivative · entry 9 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,374 Underlying: Common Stock · 16,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. F3 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. F6 · derivative.exercise_date: On March 10, 2021 the reporting person was granted 49,120 restricted stock units, originally vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F6 · derivative.expiration_date: On March 10, 2021 the reporting person was granted 49,120 restricted stock units, originally vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units · Derivative | 22,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · derivative · entry 8 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. F3 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. F5 · derivative.exercise_date: On February 07, 2020 the reporting person was granted 68,871 restricted stock units, originally vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F5 · derivative.expiration_date: On February 07, 2020 the reporting person was granted 68,871 restricted stock units, originally vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units · Derivative | 7,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · derivative · entry 7 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,957 Underlying: Common Stock · 7,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. F3 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. F4 · derivative.exercise_date: On February 21, 2020 the reporting person was granted 21,800 restricted stock units, originally vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F4 · derivative.expiration_date: On February 21, 2020 the reporting person was granted 21,800 restricted stock units, originally vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 7,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · nonDerivative · entry 5 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 11,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · nonDerivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 16,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · nonDerivative · entry 3 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 22,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · nonDerivative · entry 2 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on a vesting date of December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 18:10 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantCommon Stock | 72,316 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-000299 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,241 F1 · shares: The reported number of securities represents the settlement of the non-derivative PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on December 26,2022. The non-derivative PRSUs were granted in 2020, to be earned based on performance against predetermined Adjusted EBITDA and Return-on-Investment Capital performance goals during the three year period January 1, 2020 to December 31, 2022. The award was to be earned, if at all, upon the certification of performance goal attainment by the Compensation Committee following, and subject to the Reporting Persons continued employment through, the end of the performance period. F2 · price: Each non-derivative performance-restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. This transaction represents the settlement ofnon-derivative PRSUs in shares of the Issuer's common stock following certification of performance goal attainment by the Compensation Committee on December 26, 2022. Read SEC document |
| August 10, 2022 Filed Aug 10, 2022 16:39 UTC | Univar Solutions Inc. UNVR · Entity 110826 | PurchaseCommon Stock | 25,000 | $26.19 | $654,665.00 |
DisclosureSEC source: 0001225208-22-009419 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Alexos Family Dynasty Trust Disclosed balance after: 375,000 F1 · price: The price reported in Column 4 is the weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $26.13 to $26.31, inclusive. The reporting person undertakes to provide, upon request, to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 18:59 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units -21 · Derivative | 16,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004662 · doc4.xml · derivative · entry 3 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,747 Underlying: Common Stock · 16,373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F2 · derivative.exercise_date: On March 20, 2021, the reporting person was granted 49,120 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F2 · derivative.expiration_date: On March 20, 2021, the reporting person was granted 49,120 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 18:59 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 16,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-004662 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 18:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantPerformance-Based Restricted Stock Units · Derivative | 7,859 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-22-004479 · doc4.xml · derivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,859 Underlying: Common Stock · 7,859 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. F1 · price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive, at settlement, one share of common stock upon vesting. F2 · derivative.exercise_date: In 2021, the Reporting Person was granted an award of PRSUs ("2021 PRSUs"). The first tranche of 2021 PRSUs ("Tranche 1 2021 PRSUs") was to be earned based on a predetermined Adjusted Earnings Per Share performance goal during the period January 1, 2021 to December 31, 2021 ("Performance Goal") followed by continued employment through December 31, 2023. The reported number of securities represents the Tranche 1 2021 PRSUs that were deemed conditionally earned on March 8, 2022 following the certification of the attainment of the Performance Goal by the Compensation Committee, and vest on December 31, 2023, subject to continued employment through such date. F2 · derivative.expiration_date: In 2021, the Reporting Person was granted an award of PRSUs ("2021 PRSUs"). The first tranche of 2021 PRSUs ("Tranche 1 2021 PRSUs") was to be earned based on a predetermined Adjusted Earnings Per Share performance goal during the period January 1, 2021 to December 31, 2021 ("Performance Goal") followed by continued employment through December 31, 2023. The reported number of securities represents the Tranche 1 2021 PRSUs that were deemed conditionally earned on March 8, 2022 following the certification of the attainment of the Performance Goal by the Compensation Committee, and vest on December 31, 2023, subject to continued employment through such date. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 17:36 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units · Derivative | 7,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003144 · doc4.xml · derivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,224 Underlying: Common Stock · 7,267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F3 · derivative.exercise_date: On February 21, 2020, the reporting person was granted 21,800 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F3 · derivative.expiration_date: On February 21, 2020, the reporting person was granted 21,800 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 17:36 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 2,129 | $29.30 | $62,379.70 |
DisclosureSEC source: 0001225208-22-003144 · doc4.xml · nonDerivative · entry 2 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,552 F2 · shares: Shares withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| February 21, 2022 Filed Feb 23, 2022 17:36 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 7,267 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-003144 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:46 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantRestricted Stock Units- 22 · Derivative | 35,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001819 · doc4.xml · derivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,250 Underlying: Common Stock · 35,250 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is equivalent to one share of common stock upon vesting. F2 · derivative.exercise_date: On February 8, 2022, the reporting person was granted 35,250 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F2 · derivative.expiration_date: On February 8, 2022, the reporting person was granted 35,250 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 16:41 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units · Derivative | 22,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001616 · doc4.xml · derivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,491 Underlying: Common Stock · 22,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F3 · derivative.exercise_date: On February 7, 2020, the reporting person was granted 68,871 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F3 · derivative.expiration_date: On February 7, 2020, the reporting person was granted 68,871 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 16:41 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 6,839 | $27.42 | $187,525.38 |
DisclosureSEC source: 0001225208-22-001616 · doc4.xml · nonDerivative · entry 2 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,414 F2 · shares: Shares withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 16:41 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 22,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-001616 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. Read SEC document |
| May 12, 2021 Filed May 14, 2021 16:16 UTC | Univar Solutions Inc. UNVR · Entity 110826 | PurchaseCommon Stock | 100,000 | $25.76 | $2,576,000.00 |
DisclosureSEC source: 0001225208-21-008167 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Alexos Family Dynasty Trust Disclosed balance after: 350,000 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on March 9, 2021. F2 · price: Represents the weighted average purchase price, with purchase prices ranging from $25.46 to $26.00. The Reporting Person will provide to the Securities and Exchange Commission staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each separate price upon written request. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 16:36 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantRestricted Stock Units -21 · Derivative | 49,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-21-005241 · doc4.xml · derivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,120 Underlying: Common Stock · 49,120 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is equivalent to one share of common stock upon vesting. F1 · price: Each restricted stock unit is equivalent to one share of common stock upon vesting. F2 · derivative.exercise_date: On March 10, 2021, the reporting person was granted 49,120 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F2 · derivative.expiration_date: On March 10, 2021, the reporting person was granted 49,120 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 17:34 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units · Derivative | 7,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003537 · doc4.xml · derivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,448 Underlying: Common Stock · 7,266 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F3 · derivative.exercise_date: On February 21, 2020, the reporting person was granted 21,800 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F3 · derivative.expiration_date: On February 21, 2020, the reporting person was granted 21,800 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 17:34 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 2,128 | $21.03 | $44,751.84 |
DisclosureSEC source: 0001225208-21-003537 · doc4.xml · nonDerivative · entry 2 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,296 F2 · shares: Shares withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| February 21, 2021 Filed Feb 23, 2021 17:34 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 7,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003537 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 16:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionRestricted Stock Units · Derivative | 22,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001971 · doc4.xml · derivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,714 Underlying: Common Stock · 22,957 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. F3 · derivative.exercise_date: On February 7, 2020, the reporting person was granted 68,871 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. F3 · derivative.expiration_date: On February 7, 2020, the reporting person was granted 68,871 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the issuer through each such date. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 16:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Tax withholdingCommon Stock | 6,799 | $20.30 | $138,019.70 |
DisclosureSEC source: 0001225208-21-001971 · doc4.xml · nonDerivative · entry 2 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,158 F2 · shares: Shares withheld by the Issuer to satisfy the minimum statutory tax withholding requirements on settlement of restricted stock units. No shares were sold. Read SEC document |
| February 07, 2021 Filed Feb 9, 2021 16:50 UTC | Univar Solutions Inc. UNVR · Entity 110826 | Exercise / conversionCommon Stock | 22,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001971 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,957 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of the Issuer's common stock on their scheduled vesting date. Read SEC document |
| May 04, 2020 Filed May 4, 2020 18:45 UTC | Univar Solutions Inc. UNVR · Entity 110826 | PurchaseCommon Stock | 250,000 | $13.33 | $3,333,725.00 |
DisclosureSEC source: 0001225208-20-007024 · doc4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Indirect · Alexos Family Dynasty Trust Disclosed balance after: 250,000 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into on February 27, 2020. F2 · price: Represents the weighted average purchase price. Mr. Alexos will provide to the Securities and Exchange Commission staff, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each separate price upon written request. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:52 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantStock Options (right to buy) · Derivative | 81,700 | $0.00 Strike: $22.94 | $0.00 |
DisclosureSEC source: 0001225208-20-003451 · doc4.xml · derivative · entry 2 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,700 Underlying: Common Stock · 81,700 shares Expires 2030-02-21 F3 · derivative.exercise_date: On February 21, 2020, the reporting person was granted 81,700 stock options. These options vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the registrant through each such date. Read SEC document |
| February 21, 2020 Filed Feb 25, 2020 16:52 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantRestricted Stock Units · Derivative | 21,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003451 · doc4.xml · derivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,800 Underlying: Common Stock · 21,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting. F2 · derivative.exercise_date: On February 21, 2020, the reporting person was granted 21,800 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the registrant through each such date. F2 · derivative.expiration_date: On February 21, 2020, the reporting person was granted 21,800 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the registrant through each such date. Read SEC document |
| February 07, 2020 Filed Feb 27, 2020 18:30 UTC | Univar Solutions Inc. UNVR · Entity 110826 | GrantRestricted Stock Units · Derivative | 68,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003728 · doc4.xml · derivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,871 Underlying: Common Stock · 68,871 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is equivalent to one share of common stock upon vesting. F2 · derivative.exercise_date: On February 7, 2020, the reporting person was granted 68,871 restricted stock units in connection with his previously disclosed offer letter and as a one-time inducement grant, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the registrant through each such date. F2 · derivative.expiration_date: On February 7, 2020, the reporting person was granted 68,871 restricted stock units in connection with his previously disclosed offer letter and as a one-time inducement grant, vesting in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person continuing to be employed by the registrant through each such date. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:23 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative | 2.6063 | $56.82 | $148.09 |
DisclosureSEC source: 0001127602-19-024617 · form4.xml · derivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,695.1402 Underlying: Common Stock · 2.6063 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. F4 · shares: Comprised of phantom stock acquired as a result of accrued dividends. F4 · price: Comprised of phantom stock acquired as a result of accrued dividends. F3 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. F3 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:23 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | GrantCommon Stock | 47.565 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024617 · form4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,969.319 F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis. F2 · balance_after: Includes 155 shares acquired between January 1st - June 30, 2019 under the Dentsply Sirona Employee Stock Purchase Plan. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 20:02 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative | 2.9019 | $50.95 | $147.85 |
DisclosureSEC source: 0001127602-19-015430 · form4.xml · derivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,692.5339 Underlying: Common Stock · 2.9019 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. F3 · shares: Comprised of phantom stock acquired as a result of accrued dividends. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 20:02 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | GrantCommon Stock | 131.949 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-015430 · form4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,766.754 F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:07 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | GrantPhantom Stock (Supplemental Executive Retirement Plan) SERP · Derivative | 1,689.632 | $37.21 | $62,871.21 |
DisclosureSEC source: 0001127602-19-014112 · form4.xml · derivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,689.632 Underlying: Common Stock · 1,689.632 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. F2 · shares: Comprised of phantom stock. F3 · price: Supplemental Executive Retirement Plan (SERP) contribution for the year 2018 based on closing price on 12/31/2018. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in common stock upon the reporting persons termination of employment. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:05 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | GrantStock Option (Right to Buy) · Derivative | 35,900 | $0.00 Strike: $49.29 | $0.00 |
DisclosureSEC source: 0001127602-19-011351 · form4.xml · derivative · entry 4 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,900 Underlying: Common Stock · 35,900 shares Expires 2022-03-12 F2 · derivative.exercise_date: Stock Options vest in annual one-third (1/3) increments over a three-year period ending March 12, 2022. Read SEC document |
| March 12, 2019 Filed Mar 14, 2019 20:05 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | GrantCommon Stock | 8,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-011351 · form4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,634.805 F1 · kind: Award consists entirely of Restricted Stock Units (RSUs) which vest in annual one-third (1/3) increments over a three-year period ending March 12, 2022. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 21:43 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | Tax withholdingCommon Stock | 726 | $47.75 | $34,666.50 |
DisclosureSEC source: 0001127602-19-010623 · form4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,012.805 F1 · shares: Shares withheld to cover taxes related to the vesting of the reporting person's Restricted Stock Units. Read SEC document |
| January 11, 2019 Filed Jan 15, 2019 21:13 UTC | DENTSPLY SIRONA Inc. XRAY · Entity 4448 | GrantCommon Stock | 60.191 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-001989 · form4.xml · nonDerivative · entry 1 ALEXOS NICHOLAS W · CIK 0001246224 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,738.805 F1 · shares: Represents dividends on restricted stock units (RSUs) awarded to the Reporting Person in the form of additional RSUs and are subject to the same vesting terms as the underlying awards. The dividends vest simultaneously with the RSUs to which they relate. Each RSU converts to common stock on a 1:1 basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.