Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CALIX, INC(CALX) · Entity 4385 | Director | August 04, 2023 | August 04, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CALIX, INC
Report date August 04, 2023 · Filed August 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 497,533 |
Reported balance
After 2023-08-04 transaction · row 1
1 source rowRow 1 · 2023-08-04 · Sale · Disposed 100,000 · Balance 497,533 F1: Shares sold between $42.72 and $43.54 per share at a weighted average price of $43.15. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 310,000 |
Reported balance
Holding disclosure · report date 2023-08-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 310,000 F2: Shares held by No Mas Ninos, L.P. Mr. Listwin is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Mr. Listwin disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold between $42.72 and $43.54 per share at a weighted average price of $43.15. The reporting person will provide full information regarding the number of shares sold at each sale price upon request.
F2: Shares held by No Mas Ninos, L.P. Mr. Listwin is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Mr. Listwin disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2023 Filed Aug 4, 2023 23:49 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 100,000 | $43.15 | $4,315,000.00 |
DisclosureSEC source: 0001406666-23-000037 · wf-form4_169119297724181.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 497,533 F1 · price: Shares sold between $42.72 and $43.54 per share at a weighted average price of $43.15. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:13 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionStock Option (right to buy) · Derivative | 9,960 | $0.00 Strike: $33.46 | $0.00 |
DisclosureSEC source: 0001628280-23-018876 · wf-form4_168444081694963.xml · derivative · entry 3 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,960 shares Expires 2032-05-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on May 12, 2023. Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:13 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionCommon Stock | 9,960 | $33.46 | $333,261.60 |
DisclosureSEC source: 0001628280-23-018876 · wf-form4_168444081694963.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2023 Filed May 12, 2023 20:18 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock · Derivative | 7,160 | $0.00 Strike: $42.79 | $0.00 |
DisclosureSEC source: 0001628280-23-017900 · wf-form4_168392271329878.xml · derivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,160 Underlying: Common Stock · 7,160 shares Expires 2033-05-11 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 11, 2023) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 11, 2023 Filed May 19, 2023 21:31 UTC Amendment | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock · Derivative | 8,183 | $0.00 Strike: $42.79 | $0.00 |
DisclosureSEC source: 0001628280-23-019139 · wf-form4a_168453190583123.xml · derivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,183 Underlying: Common Stock · 8,183 shares Expires 2033-05-11 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 11, 2023) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| April 24, 2023 Filed Apr 25, 2023 23:15 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-23-000030 · wf-form4_168246452448360.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 587,573 Read SEC document |
| January 31, 2023 Filed Feb 1, 2023 23:26 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-23-000010 · wf-form4_167529397088191.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,073 Read SEC document |
| January 20, 2023 Filed Jan 23, 2023 21:18 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-23-000003 · wf-form4_167450872018938.xml · derivative · entry 3 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on May 13, 2022 Read SEC document |
| January 20, 2023 Filed Jan 23, 2023 21:18 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionCommon Stock | 9,073 | $38.96 | $353,484.08 |
DisclosureSEC source: 0001406666-23-000003 · wf-form4_167450872018938.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,073 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 23:13 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 9,999 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-22-000051 · wf-form4_166725797528265.xml · nonDerivative · entry 3 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,000 Read SEC document |
| October 28, 2022 Filed Oct 31, 2022 23:13 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 50,001 | $72.87 | $3,643,572.87 |
DisclosureSEC source: 0001406666-22-000051 · wf-form4_166725797528265.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 599,999 F2 · price: (2) Shares sold between $72.33 and $73.81 per share at a weighted average price of $72.87. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. Read SEC document |
| October 27, 2022 Filed Oct 31, 2022 23:13 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 50,000 | $72.66 | $3,633,000.00 |
DisclosureSEC source: 0001406666-22-000051 · wf-form4_166725797528265.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 F1 · price: (1) Shares sold between $72.00 and $73.63 per share at a weighted average price of $72.66. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 21:33 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 35,000 | $58.20 | $2,037,000.00 |
DisclosureSEC source: 0001406666-22-000038 · wf-form4_165973517025858.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,000 F1 · price: Shares sold between $57.39 and $59.02 per share at a weighted average price of $58.20. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. Read SEC document |
| May 12, 2022 Filed May 16, 2022 20:09 UTC | CALIX, INC (CALX) · Entity 4385 | GrantStock Option (right to buy) · Derivative | 9,960 | $0.00 Strike: $33.46 | $0.00 |
DisclosureSEC source: 0001406666-22-000023 · wf-form4_165273174516577.xml · derivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,960 Underlying: Common Stock · 9,960 shares Expires 2032-05-12 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 12, 2022) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| May 06, 2022 Filed May 11, 2022 21:01 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 16,250 | $37.72 | $612,950.00 |
DisclosureSEC source: 0001406666-22-000010 · wf-form4_165230287303211.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,000 Read SEC document |
| May 05, 2022 Filed May 11, 2022 21:01 UTC | CALIX, INC (CALX) · Entity 4385 | SaleCommon Stock | 33,750 | $39.97 | $1,348,987.50 |
DisclosureSEC source: 0001406666-22-000010 · wf-form4_165230287303211.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,250 F1 · price: Shares sold between $38.36 and $41.36 per share at a weighted average price of $39.97. The reporting person will provide full information regarding the number of shares sold at each sale price upon request. Read SEC document |
| February 04, 2022 Filed Feb 7, 2022 21:24 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 10,000 | $50.94 | $509,400.00 |
DisclosureSEC source: 0001628280-22-001910 · wf-form4_164426906027767.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 310,000 F1 · price: Shares purchased between $50.79 and $50.98 per share at a weighted average price of $50.94. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Shares held by No Mas Ninos, L.P. Mr. Listwin is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Mr. Listwin disclaims beneficial ownership of such shares to the extent of his pecuniary interest therein. Read SEC document |
| November 08, 2021 Filed Nov 9, 2021 21:12 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-21-000134 · wf-form4_163649235200237.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,000 F1 · kind: Represents a bona fide gift by reporting person. Read SEC document |
| November 04, 2021 Filed Nov 4, 2021 20:07 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 23 | $74.36 | $1,710.17 |
DisclosureSEC source: 0001406666-21-000132 · wf-form4_163605638969810.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800,000 Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 20:06 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 15,000 | $60.00 | $899,992.50 |
DisclosureSEC source: 0001406666-21-000124 · wf-form4_163579717776921.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,977 F1 · price: Shares purchased between $59.978 and $60.00 per share at a weighted average price of $59.9995. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:19 UTC | CALIX, INC (CALX) · Entity 4385 | GrantStock Option (right to buy) · Derivative | 9,073 | $0.00 Strike: $38.96 | $0.00 |
DisclosureSEC source: 0001406666-21-000055 · wf-form4_162128275945733.xml · derivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,073 Underlying: Common Stock · 9,073 shares Expires 2031-05-13 F1 · derivative.exercise_date: The option vests and becomes exercisable with respect to 100% of the shares of common stock underlying the option on the earlier of (i) the one-year anniversary of the date of grant (May 13, 2021) or (ii) the day immediately preceding the date of the annual meeting of stockholders that occurs in the year following the year of grant. Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 21:06 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 20,000 | $35.75 | $714,954.00 |
DisclosureSEC source: 0001406666-21-000017 · wf-form4_161299119062914.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 300,000 F1 · price: Shares purchased between $35.38 and $36.14 per share at a weighted average price of $35.7477. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:06 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-21-000002 · wf-form4_160979440117756.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,977 F1 · kind: Represents a bona fide gift by reporting person. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:07 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionStock Option · Derivative | 7,500 | $21.67 Strike: $21.67 | $162,525.00 |
DisclosureSEC source: 0001406666-20-000119 · wf-form4_160918965303752.xml · derivative · entry 3 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2021-07-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable on July 19, 2012. Read SEC document |
| December 24, 2020 Filed Dec 28, 2020 21:07 UTC | CALIX, INC (CALX) · Entity 4385 | Exercise / conversionCommon Stock | 7,500 | $21.67 | $162,525.00 |
DisclosureSEC source: 0001406666-20-000119 · wf-form4_160918965303752.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,977 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 13:04 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 20,000 | $22.53 | $450,560.00 |
DisclosureSEC source: 0001406666-20-000110 · wf-form4_160518624381434.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 797,477 F1 · price: Shares purchased between $22.145 and $22.970 per share at a weighted average price of $22.528. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 20:09 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-20-000096 · wf-form4_159968215799178.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 280,000 F1 · kind: Represents a bona fide gift by reporting person. F3 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 20:09 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-20-000096 · wf-form4_159968215799178.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,477 F1 · kind: Represents a bona fide gift by reporting person. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 12:12 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 21,936 | $20.40 | $447,531.69 |
DisclosureSEC source: 0001406666-20-000092 · wf-form4_159861675110222.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 285,000 F2 · price: Shares purchased between $20.2800 and $20.5000 per share at a weighted average price of $20.4017. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F3 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| August 25, 2020 Filed Aug 26, 2020 20:15 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 5,109 | $19.82 | $101,266.00 |
DisclosureSEC source: 0001406666-20-000090 · wf-form4_159847288461648.xml · nonDerivative · entry 3 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 263,064 F4 · price: Shares purchased between $19.7250 and $20.0000 per share at a weighted average price of $19.8211. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F3 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| August 24, 2020 Filed Aug 26, 2020 20:15 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 22,955 | $19.98 | $458,622.54 |
DisclosureSEC source: 0001406666-20-000090 · wf-form4_159847288461648.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 257,955 F2 · price: Shares purchased between $19.7000 and $20.0000 per share at a weighted average price of $19.9792. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F3 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| August 03, 2020 Filed Aug 4, 2020 20:11 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 15,000 | $21.00 | $314,995.50 |
DisclosureSEC source: 0001406666-20-000081 · wf-form4_159657182539951.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,477 F1 · price: Shares purchased between $20.935 and $21.04 per share at a weighted average price of $20.9997. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested restricted stock units. Read SEC document |
| May 13, 2020 Filed May 13, 2020 21:42 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 12,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-20-000043 · wf-form4_158940612136541.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777,477 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 12,477 unvested RSUs. Read SEC document |
| May 01, 2020 Filed May 4, 2020 20:15 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 30,000 | $12.11 | $363,408.00 |
DisclosureSEC source: 0001406666-20-000027 · wf-form4_158862332445424.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,000 F1 · price: Shares purchased between $11.81 and $12.2811 per share at a weighted average price of $12.1136. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 21,148 unvested RSUs. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:40 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 10,000 | $10.20 | $102,019.00 |
DisclosureSEC source: 0001406666-20-000015 · wf-form4_158215199701533.xml · nonDerivative · entry 2 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 235,000 F3 · price: Shares purchased between $10.19 and $10.22 per share at a weighted average price of $10.2019. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F4 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:40 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 10,000 | $10.20 | $102,016.00 |
DisclosureSEC source: 0001406666-20-000015 · wf-form4_158215199701533.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 735,000 F1 · price: Shares purchased between $10.19 and $10.22 per share at a weighted average price of $10.2016. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 21,148 unvested restricted stock units. Read SEC document |
| December 24, 2019 Filed Dec 27, 2019 01:20 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-19-000134 · wf-form4_157740962797639.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,000 F1 · kind: Represents a bona fide gift by reporting person. F2 · balance_after: Amount of securities beneficially owned includes 21,148 unvested restricted stock units. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 20:17 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 25,000 | $7.97 | $199,232.50 |
DisclosureSEC source: 0001406666-19-000116 · wf-form4_157246664864587.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 225,000 F1 · price: Shares purchased between $7.95 and $8.00 per share at a weighted average price of $7.9693. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:22 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 16,352 | $5.96 | $97,516.79 |
DisclosureSEC source: 0001406666-19-000097 · wf-form4_156520931294755.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 F1 · price: Shares purchased between $5.9342 and $5.9950 per share at a weighted average price of $5.9636. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 21,148 unvested restricted stock units. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 20:13 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 19,180 | $6.40 | $122,798.03 |
DisclosureSEC source: 0001406666-19-000093 · wf-form4_156451759636151.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 733,648 F1 · balance_after: Amount of securities beneficially owned includes 21,148 unvested restricted stock units. Read SEC document |
| May 22, 2019 Filed May 23, 2019 20:21 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 21,148 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-19-000075 · wf-form4_155864290156821.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,468 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 21,148 unvested RSUs. Read SEC document |
| May 13, 2019 Filed May 14, 2019 20:31 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 15,000 | $6.72 | $100,869.00 |
DisclosureSEC source: 0001406666-19-000046 · wf-form4_155786587589492.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 693,320 F1 · balance_after: Amount of securities beneficially owned includes 18,320 unvested RSUs. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 14:07 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 12,500 | $8.04 | $100,441.25 |
DisclosureSEC source: 0001406666-19-000014 · wf-form4_155058521737094.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 678,320 F1 · balance_after: Amount of securities beneficially owned includes 18,320 unvested RSUs. Read SEC document |
| December 31, 2018 Filed Jan 7, 2019 23:06 UTC | CALIX, INC (CALX) · Entity 4385 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-19-000002 · wf-form4_154690239304035.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 665,820 F1 · balance_after: Amount of securities beneficially owned includes 18,320 unvested RSUs. Read SEC document |
| November 08, 2018 Filed Nov 9, 2018 21:41 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 12,500 | $9.80 | $122,500.00 |
DisclosureSEC source: 0001406666-18-000094 · wf-form4_154179968077438.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,820 F1 · balance_after: Amount of securities beneficially owned includes 18,320 unvested RSUs. Read SEC document |
| August 10, 2018 Filed Aug 13, 2018 21:12 UTC | CALIX, INC (CALX) · Entity 4385 | PurchaseCommon Stock | 12,500 | $6.88 | $85,965.00 |
DisclosureSEC source: 0001406666-18-000073 · wf-form4_153419474627782.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,320 F1 · price: Shares purchased between $6.75 and $6.90 per share at a weighted average price of $6.8772. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 18,320 unvested RSUs. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:04 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 18,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001406666-18-000053 · wf-form4_152667387557136.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 655,820 F1 · shares: Represents an automatic annual grant of restricted stock units ("RSUs") that will vest in full one day prior to the issuer's next annual stockholder meeting. Each RSU represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Amount of securities beneficially owned includes 18,320 unvested RSUs. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 01:13 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 12,500 | $6.98 | $87,250.00 |
DisclosureSEC source: 0001406666-18-000008 · wf-form4_151969400482919.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,500 F1 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 00:54 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 7,090 | $6.64 | $47,077.60 |
DisclosureSEC source: 0001406666-17-000129 · wf-form4_151122564528262.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,000 F1 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
| November 16, 2017 Filed Nov 17, 2017 01:17 UTC | CALIX, INC (CALX) · Entity 4385 | GrantCommon Stock | 25,000 | $6.32 | $158,000.00 |
DisclosureSEC source: 0001406666-17-000127 · wf-form4_151088146192095.xml · nonDerivative · entry 1 LISTWIN DONALD J · CIK 0001211436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,910 F1 · price: Shares purchased between $6.23 and $6.35 per share at a weighted average price of $6.32. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request. F2 · balance_after: Amount of securities beneficially owned includes 17,910 unvested restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.