Fabara Paul D

SEC source: 0001127602-21-003472 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-20-029878 · form4.xml · derivative · entry 5

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,607

Underlying: Class A Common Stock · 4,607 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2020.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2020.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2020.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2020.

SEC source: 0001127602-20-029878 · form4.xml · derivative · entry 4

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,201

Underlying: Class A Common Stock · 24,201 shares

Expires 2030-11-19

F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2020.

SEC source: 0001127602-20-029878 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,850

Underlying: Class A Common Stock · 1,424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

SEC source: 0001127602-20-029878 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,098

SEC source: 0001127602-20-029878 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,827

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

SEC source: 0001127602-20-027191 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,518

Underlying: Class A Common Stock · 2,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-20-027191 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,403

SEC source: 0001127602-20-027191 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-20-003578 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,477

Underlying: Class A Common Stock · 13,124 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-20-003578 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,174

SEC source: 0001127602-20-003578 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-19-033484 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,274

Underlying: Class A Common Stock · 4,274 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The award was granted on November 19, 2019.

SEC source: 0001127602-19-033484 · form4.xml · derivative · entry 2

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,690

Underlying: Class A Common Stock · 26,690 shares

Expires 2029-11-19

F1 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. The option was granted on November 19, 2019.

SEC source: 0001127602-19-030739 · form4.xml · derivative · entry 5

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,035

Underlying: Class A Common Stock · 5,035 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F4 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F4 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-19-030739 · form4.xml · derivative · entry 4

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,601

Underlying: Class A Common Stock · 38,601 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F3 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

F3 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-19-030739 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749

Underlying: Class A Common Stock · 9,749 shares

Expires 2029-10-15

F2 · derivative.exercise_date: Options vest in two installments: 50% on the first anniversary of the grant date and 50% on the second anniversary of the grant date, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-19-030739 · form4.xml · derivative · entry 2

Fabara Paul D · CIK 0001646987 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,744

Underlying: Class A Common Stock · 74,744 shares

Expires 2029-10-15

F1 · derivative.exercise_date: Options vest in three installments: 34% on January 31, 2020, 33% on January 31, 2021 and 33% on January 31, 2022, respectively after the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.

SEC source: 0001127602-19-025242 · form4.xml · derivative · entry 5

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,018 shares

Expires 2026-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-19-025242 · form4.xml · derivative · entry 4

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,437 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-19-025242 · form4.xml · nonDerivative · entry 3

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,493.71

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.89 to $127.25. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

SEC source: 0001127602-19-025242 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,948.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-19-025242 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,930.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001127602-19-016750 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

Underlying: Common Stock · 4,437 shares

Expires 2026-04-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period.

SEC source: 0001127602-19-016750 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,397.226

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

SEC source: 0001127602-19-016750 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,583.226

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2016 and have vested based on the Company's 2016-18 return on average equity performance.

SEC source: 0001127602-19-002933 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

Underlying: Common Stock · 11,018 shares

Expires 2026-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

SEC source: 0001127602-19-002933 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,065.361

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

SEC source: 0001127602-19-002933 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,039.361

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.

SEC source: 0001127602-18-003012 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,732.533

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

SEC source: 0001127602-18-003012 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,439.533

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

SEC source: 0001127602-17-024004 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,489.823

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.88 to $85.89. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

SEC source: 0001127602-17-003179 · form4.xml · nonDerivative · entry 4

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,320.042

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

SEC source: 0001127602-17-003179 · form4.xml · nonDerivative · entry 3

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,471.042

F3 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2014 and have vested based on the Company's positive cumulative net income over the three year performance period.

SEC source: 0001127602-17-003179 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,699.042

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

SEC source: 0001127602-17-003179 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,112.042

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2014 and have vested based on the Company's 2014-16 return on average equity performance.

SEC source: 0001127602-16-039016 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · Pres., Global Banking Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,519.154

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

SEC source: 0001127602-16-039016 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · Pres., Global Banking Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,142.154

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.