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person · Reporting owner

Drath Susan K

Disclosed activity across 1 company

Tapewire entity
110734
SEC CIK
0001646634

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ENERGIZER HOLDINGS, INC.ENR · Entity 4736Chief Human Capital OfficerAugust 05, 2023August 08, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENERGIZER HOLDINGS, INC.

Report date August 05, 2023 · Filed August 08, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Unit Award 11/15/2021SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-05 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-08-05 · Disposition to issuer · Disposed 4,839 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the entry into the separation and transition agreement (the "Separation Agreement") between the reporting person and the Issuer regarding the reporting person's future separation of employment, these restricted stock units were forfeited by the reporting person in return for a cash payment pursuant to the terms of the Separation Agreement and based on a per share price of $32.85.

Restricted Stock Unit Award 11/16/2020SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-08-05 · Disposition to issuer · Disposed 3,580 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the entry into the separation and transition agreement (the "Separation Agreement") between the reporting person and the Issuer regarding the reporting person's future separation of employment, these restricted stock units were forfeited by the reporting person in return for a cash payment pursuant to the terms of the Separation Agreement and based on a per share price of $32.85.

Restricted Stock Unit Award 11/7/2022SEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-08-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-08-05 · Disposition to issuer · Disposed 6,415 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the entry into the separation and transition agreement (the "Separation Agreement") between the reporting person and the Issuer regarding the reporting person's future separation of employment, these restricted stock units were forfeited by the reporting person in return for a cash payment pursuant to the terms of the Separation Agreement and based on a per share price of $32.85.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.

F2: In connection with the entry into the separation and transition agreement (the "Separation Agreement") between the reporting person and the Issuer regarding the reporting person's future separation of employment, these restricted stock units were forfeited by the reporting person in return for a cash payment pursuant to the terms of the Separation Agreement and based on a per share price of $32.85.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 14, 2016 Filed Nov 16, 2016 22:07 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 GrantRestricted Stock Equivalent 11/14/2016 TB · Derivative 2,115 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001632790-16-000155 · edgardoc.xml · derivative · entry 4

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,115

Underlying: Common Stock · 2,115 shares

Expires not disclosed

F3 · derivative.exercise_date: RSE vests and converts into shares of Energizer Common Stock on 11/14/2019 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.

F3 · derivative.expiration_date: RSE vests and converts into shares of Energizer Common Stock on 11/14/2019 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 22:07 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Exercise / conversionRestricted Stock Equivalent 11/13/2014 TB · Derivative 8,757 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001632790-16-000155 · edgardoc.xml · derivative · entry 3

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,757 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSE vests and converts into shares of Energizer Common Stock on 11/13/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.

F2 · derivative.expiration_date: RSE vests and converts into shares of Energizer Common Stock on 11/13/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 22:07 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Tax withholdingCommon Stock 3,806 $43.84 $166,855.04
Disclosure

SEC source: 0001632790-16-000155 · edgardoc.xml · nonDerivative · entry 2

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,602

F1 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 22:07 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Exercise / conversionCommon Stock 8,757 $0.00 $0.00
Disclosure

SEC source: 0001632790-16-000155 · edgardoc.xml · nonDerivative · entry 1

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:03 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Exercise / conversionRestricted Stock Equivalent 11/06/2013 PB-TB · Derivative 6,924 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001632790-16-000140 · edgardoc.xml · derivative · entry 3

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSE vests and converts into shares of Energizer Common Stock on the date that Energizer releases its earnings report for the fiscal year ending on September 30, 2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.

F2 · derivative.expiration_date: RSE vests and converts into shares of Energizer Common Stock on the date that Energizer releases its earnings report for the fiscal year ending on September 30, 2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:03 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Tax withholdingCommon Stock 2,310 $46.23 $106,791.30
Disclosure

SEC source: 0001632790-16-000140 · edgardoc.xml · nonDerivative · entry 2

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,651

F1 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:03 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Exercise / conversionCommon Stock 6,924 $0.00 $0.00
Disclosure

SEC source: 0001632790-16-000140 · edgardoc.xml · nonDerivative · entry 1

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:30 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Exercise / conversionRestricted Stock Equivalent 11/06/2013 TB · Derivative 2,309 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000899243-16-033030 · doc4.xml · derivative · entry 3

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,309 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSE vests and converts into shares of Energizer Common Stock on 11/06/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.

F2 · derivative.expiration_date: RSE vests and converts into shares of Energizer Common Stock on 11/06/2016 if Reporting Person is employed on said date or all or a portion may vest upon death, disability, change of control or certain termination events.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:30 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Tax withholdingCommon Stock 771 $45.50 $35,080.50
Disclosure

SEC source: 0000899243-16-033030 · doc4.xml · nonDerivative · entry 2

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,037

F1 · shares: Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of Restricted Stock Equivalent award ("RSE") previously granted under the Energizer Holdings, Inc. Equity Incentive Plan.

Read SEC document
November 07, 2016 Filed Nov 9, 2016 21:30 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 Exercise / conversionCommon Stock 2,309 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-033030 · doc4.xml · nonDerivative · entry 1

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,808

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2016 Filed Jul 12, 2017 23:01 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 GrantCommon Stock 52 $45.74 $2,378.69
Disclosure

SEC source: 0001632790-17-000056 · edgardoc.xml · nonDerivative · entry 4

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,673

F1 · shares: Reflects the automatic dividend reinvestment on the Reporting Person's directly owned Energizer stock implemented by the broker.

F2 · balance_after: Balance reflects the number of shares beneficially owned as of the date of the respective transaction.

Read SEC document
June 20, 2016 Filed Jul 12, 2017 23:01 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 GrantCommon Stock 33 $51.51 $1,699.77
Disclosure

SEC source: 0001632790-17-000056 · edgardoc.xml · nonDerivative · entry 3

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,820

F1 · shares: Reflects the automatic dividend reinvestment on the Reporting Person's directly owned Energizer stock implemented by the broker.

F2 · balance_after: Balance reflects the number of shares beneficially owned as of the date of the respective transaction.

Read SEC document
March 16, 2016 Filed Jul 12, 2017 23:01 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 GrantCommon Stock 41 $40.60 $1,664.68
Disclosure

SEC source: 0001632790-17-000056 · edgardoc.xml · nonDerivative · entry 2

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

F1 · shares: Reflects the automatic dividend reinvestment on the Reporting Person's directly owned Energizer stock implemented by the broker.

F2 · balance_after: Balance reflects the number of shares beneficially owned as of the date of the respective transaction.

Read SEC document
December 16, 2015 Filed Jul 12, 2017 23:01 UTC ENERGIZER HOLDINGS, INC. ENR · Entity 4736 GrantCommon Stock 48 $34.87 $1,673.66
Disclosure

SEC source: 0001632790-17-000056 · edgardoc.xml · nonDerivative · entry 1

Drath Susan K · CIK 0001646634 · VP, Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,746

F1 · shares: Reflects the automatic dividend reinvestment on the Reporting Person's directly owned Energizer stock implemented by the broker.

F2 · balance_after: Balance reflects the number of shares beneficially owned as of the date of the respective transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.