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CHOPRA AJAY

Disclosed activity across 3 companies

Tapewire entity
110637
SEC CIK
0001228023

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ThredUp Inc.TDUP · Entity 105710% ownerAugust 09, 2023August 11, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Trinity Ventures X, L.P.0 Last balance in matching sequence After 2023-08-09 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2023-08-09 · Conversion · Acquired 196,960 · Balance 196,960

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F2: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Row 4 · 2023-08-09 · Sale · Disposed 196,960 · Balance 0

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.74 to $4.02 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trinity X Entrepreneurs' Fund, L.P.0 Last balance in matching sequence After 2023-08-09 transaction · row 5 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 2 · 2023-08-09 · Conversion · Acquired 1,948 · Balance 1,948

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F2: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Row 5 · 2023-08-09 · Sale · Disposed 1,948 · Balance 0

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.74 to $4.02 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeIndirectBy Trinity X Side-By-Side Fund, L.P.0 Last balance in matching sequence After 2023-08-09 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 3 · 2023-08-09 · Conversion · Acquired 1,088 · Balance 1,088

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F2: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Row 6 · 2023-08-09 · Sale · Disposed 1,088 · Balance 0

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.74 to $4.02 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trinity Ventures X, L.P.8,296,276 Reported balance After 2023-08-09 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2023-08-09 · Conversion · Disposed 196,960 · Balance 8,296,276

F2: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trinity X Entrepreneurs' Fund, L.P.82,140 Reported balance After 2023-08-09 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2023-08-09 · Conversion · Disposed 1,948 · Balance 82,140

F2: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Class B Common StockSEC Table II · derivative / convertible securityIndirectBy Trinity X Side-By-Side Fund, L.P.45,851 Reported balance After 2023-08-09 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2023-08-09 · Conversion · Disposed 1,088 · Balance 45,851

F2: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeDirect47 Reported balance Holding disclosure · report date 2023-08-09 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 47

F5: Shares are directly held by TVL Management Corp ("TVL Corp"). Each of Ajay Chopra, Noel Fenton and Patricia Nakache is an executive officer and director of TVL Corp and shares voting and dispositive power over the shares held by TVL Corp. Each of Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Class A Common StockSEC Table I · non-derivativeDirect957 Reported balance Holding disclosure · report date 2023-08-09 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 957

F6: Shares are directly held by Ajay Chopra.

Class A Common StockSEC Table I · non-derivativeDirect1,031 Reported balance Holding disclosure · report date 2023-08-09 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 1,031

F7: Shares are directly held by Noel J. Fenton.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2023.

F2: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F3: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the "Trinity Funds"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Funds. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton and Patricia Nakache. Each of Trinity TVL X, LLC, Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of its or his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.74 to $4.02 inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5: Shares are directly held by TVL Management Corp ("TVL Corp"). Each of Ajay Chopra, Noel Fenton and Patricia Nakache is an executive officer and director of TVL Corp and shares voting and dispositive power over the shares held by TVL Corp. Each of Mr. Chopra and Mr. Fenton disclaims beneficial ownership of the shares reported herein except to the extent of his respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

F6: Shares are directly held by Ajay Chopra.

F7: Shares are directly held by Noel J. Fenton.

F8: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2017-10-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trinity Ventures X, L.P.0 Reported balance After 2017-10-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-10-10 · Other · Disposed 1,513,962 · Balance 0

F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.

F2: Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.

F3: Messrs. Orr, Fenton, Chopra, Mehandru and Scholnick, Mrs. Nakache and Ms. Labatt serve as Management Members of Trinity TVL X and Owners of TVL Management Corporation and share voting and dispositive power over the shares held by Trinity X EF, Trinity X SBS and Trinity X. Each Reporting Person disclaims beneficial ownership of the shares held by Trinity X EF, Trinity X SBS and Trinity X except to the extent of his, her or its proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trinity X Entrepreneurs' Fund, L.P.0 Reported balance After 2017-10-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-10-10 · Other · Disposed 14,751 · Balance 0

F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.

F2: Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.

F3: Messrs. Orr, Fenton, Chopra, Mehandru and Scholnick, Mrs. Nakache and Ms. Labatt serve as Management Members of Trinity TVL X and Owners of TVL Management Corporation and share voting and dispositive power over the shares held by Trinity X EF, Trinity X SBS and Trinity X. Each Reporting Person disclaims beneficial ownership of the shares held by Trinity X EF, Trinity X SBS and Trinity X except to the extent of his, her or its proportionate pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trinity X Side-By-Side Fund, L.P.0 Reported balance After 2017-10-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-10-10 · Other · Disposed 8,679 · Balance 0

F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.

F2: Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.

F3: Messrs. Orr, Fenton, Chopra, Mehandru and Scholnick, Mrs. Nakache and Ms. Labatt serve as Management Members of Trinity TVL X and Owners of TVL Management Corporation and share voting and dispositive power over the shares held by Trinity X EF, Trinity X SBS and Trinity X. Each Reporting Person disclaims beneficial ownership of the shares held by Trinity X EF, Trinity X SBS and Trinity X except to the extent of his, her or its proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.

F2: Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.

F3: Messrs. Orr, Fenton, Chopra, Mehandru and Scholnick, Mrs. Nakache and Ms. Labatt serve as Management Members of Trinity TVL X and Owners of TVL Management Corporation and share voting and dispositive power over the shares held by Trinity X EF, Trinity X SBS and Trinity X. Each Reporting Person disclaims beneficial ownership of the shares held by Trinity X EF, Trinity X SBS and Trinity X except to the extent of his, her or its proportionate pecuniary interest therein.

TUBEMOGUL INC

Report date December 19, 2016 · Filed December 21, 2016

Section 16 reporting ended · disclosed 2016-12-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trinity Ventures X, L.P.0 Reported balance After 2016-12-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2016-12-19 · Other · Disposed 4,383,749 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe ("Purchaser") in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F2: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.

F3: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trinity X Entrepreneurs' Fund, L.P.0 Reported balance After 2016-12-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2016-12-19 · Other · Disposed 42,392 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe ("Purchaser") in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F2: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.

F3: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trinity X Side-By-Side Fund, L.P.0 Reported balance After 2016-12-19 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2016-12-19 · Other · Disposed 24,824 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe ("Purchaser") in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F2: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.

F3: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy TVL Management Corporation0 Reported balance After 2016-12-19 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2016-12-19 · Other · Disposed 2,748 · Balance 0

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe ("Purchaser") in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F3: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F4: The shares were held by Trinity TVL Management Corporation.

Common StockSEC Table I · non-derivativeIndirectBy Chopra/Banerjee Revocable Trust0 Last balance in matching sequence After 2016-12-19 transaction · row 6 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 5 · 2016-12-19 · Other · Disposed 3,174 · Balance 8,069

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe ("Purchaser") in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F3: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F5: The shares were held by the Chopra/Banerjee Revocable Trust (the "Chopra Family Trust"). Mr. Chopra is a trustee of the Chopra Family Trust. Mr. Chopra disclaims beneficial ownership of the shares held by the Chopra Family Trust except to the extent of his proportionate pecuniary interest therein.

Row 6 · 2016-12-19 · Disposition to issuer · Disposed 8,069 · Balance 0

F6: In connection with the Merger, the vesting of restricted stock units for an aggregate of 8,069 shares was accelerated immediately prior to the effective time of the Merger, and in accordance with the Merger Agreement, these accelerated restricted stock units were cancelled and converted into the right to receive cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F3: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F5: The shares were held by the Chopra/Banerjee Revocable Trust (the "Chopra Family Trust"). Mr. Chopra is a trustee of the Chopra Family Trust. Mr. Chopra disclaims beneficial ownership of the shares held by the Chopra Family Trust except to the extent of his proportionate pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe ("Purchaser") in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F2: Trinity TVL X, LLC is the general partner of Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. and has sole voting and investment power with respect to the shares held by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P.

F3: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F4: The shares were held by Trinity TVL Management Corporation.

F5: The shares were held by the Chopra/Banerjee Revocable Trust (the "Chopra Family Trust"). Mr. Chopra is a trustee of the Chopra Family Trust. Mr. Chopra disclaims beneficial ownership of the shares held by the Chopra Family Trust except to the extent of his proportionate pecuniary interest therein.

F6: In connection with the Merger, the vesting of restricted stock units for an aggregate of 8,069 shares was accelerated immediately prior to the effective time of the Merger, and in accordance with the Merger Agreement, these accelerated restricted stock units were cancelled and converted into the right to receive cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass B Common Stock · Derivative 4,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · derivative · entry 10

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 89,424

Underlying: Class A Common Stock · 4,707 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F8 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass B Common Stock · Derivative 475,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · derivative · entry 9

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 9,032,424

Underlying: Class A Common Stock · 475,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F8 · price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass A Common Stock 4,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · nonDerivative · entry 8

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity TVL X, LLC

Disclosed balance after: 0

F7 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Trinity TVL X, LLC to its members without consideration.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass A Common Stock 4,754 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · nonDerivative · entry 7

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity TVL X, LLC

Disclosed balance after: 4,754

F6 · kind: Represents receipt of shares in the distribution in kind described in footnote (3).

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass A Common Stock 2,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · nonDerivative · entry 6

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

F5 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Trinity X Side-By-Side Fund, L.P. to its limited partners without additional consideration.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass A Common Stock 4,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · nonDerivative · entry 5

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

F4 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Trinity X Entrepreneurs' Fund, L.P. to its limited partners without additional consideration.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass A Common Stock 475,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · nonDerivative · entry 4

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

F3 · kind: Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Trinity Ventures X, L.P. to its general partner and limited partners without additional consideration.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass A Common Stock 2,627 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · nonDerivative · entry 3

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 2,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass A Common Stock 4,707 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · nonDerivative · entry 2

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 4,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:31 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass A Common Stock 475,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-067587 · doc4.xml · nonDerivative · entry 1

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 475,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock for no additional consideration.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass B Common Stock · Derivative 5,838 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · derivative · entry 9

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 52,545

Underlying: Class A Common Stock · 5,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass B Common Stock · Derivative 10,459 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · derivative · entry 8

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 94,131

Underlying: Class A Common Stock · 10,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass B Common Stock · Derivative 1,056,423 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · derivative · entry 7

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 9,507,815

Underlying: Class A Common Stock · 1,056,423 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F4 · derivative.expiration_date: Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 SaleClass A Common Stock 5,838 $23.16 $135,201.07
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · nonDerivative · entry 6

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

F3 · kind: Pursuant to an underwriting agreement and in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021, Trinity Ventures X, L.P. sold 1,056,423 shares of Class A Common Stock, Trinity X Entrepreneurs' Fund, L.P. sold 10,459 shares of Class A Common Stock and Trinity X Side-By-Side Fund, L.P. sold 5,838 shares of Class A Common Stock, each at a price per share of $23.1588 (after underwriting discounts and commissions). The Trinity Entities were selling stockholders in the registered public offering.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 SaleClass A Common Stock 10,459 $23.16 $242,217.89
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · nonDerivative · entry 5

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

F3 · kind: Pursuant to an underwriting agreement and in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021, Trinity Ventures X, L.P. sold 1,056,423 shares of Class A Common Stock, Trinity X Entrepreneurs' Fund, L.P. sold 10,459 shares of Class A Common Stock and Trinity X Side-By-Side Fund, L.P. sold 5,838 shares of Class A Common Stock, each at a price per share of $23.1588 (after underwriting discounts and commissions). The Trinity Entities were selling stockholders in the registered public offering.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 SaleClass A Common Stock 1,056,423 $23.16 $24,465,488.97
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · nonDerivative · entry 4

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

F3 · kind: Pursuant to an underwriting agreement and in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021, Trinity Ventures X, L.P. sold 1,056,423 shares of Class A Common Stock, Trinity X Entrepreneurs' Fund, L.P. sold 10,459 shares of Class A Common Stock and Trinity X Side-By-Side Fund, L.P. sold 5,838 shares of Class A Common Stock, each at a price per share of $23.1588 (after underwriting discounts and commissions). The Trinity Entities were selling stockholders in the registered public offering.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass A Common Stock 5,838 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · nonDerivative · entry 3

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 5,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass A Common Stock 10,459 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · nonDerivative · entry 2

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 10,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 23:04 UTC ThredUp Inc. TDUP · Entity 1057 ConversionClass A Common Stock 1,056,423 $0.00 $0.00
Disclosure

SEC source: 0001484778-21-000045 · wf-form4_162794543042169.xml · nonDerivative · entry 1

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 1,056,423

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F1 · price: Each share of Class B Common Stock was converted into one share of Class A Common Stock at the option of the holder in connection with the registered public offering of shares of the Issuer's Class A Common Stock, pursuant to a final prospectus dated July 28, 2021, which offering was consummated on August 2, 2021.

F2 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (collectively, the Trinity Entities), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaims beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass B Common Stock · Derivative 58,383 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 25

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 58,383

Underlying: Class A Common Stock · 58,383 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · derivative.expiration_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass B Common Stock · Derivative 104,590 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 24

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 104,590

Underlying: Class A Common Stock · 104,590 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · derivative.expiration_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 OtherClass B Common Stock · Derivative 10,564,238 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 23

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 10,564,238

Underlying: Class A Common Stock · 10,564,238 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · derivative.exercise_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F2 · derivative.expiration_date: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries E-1 Preferred Stock · Derivative 319,585 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 22

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 319,585 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries E Preferred Stock · Derivative 1,454 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 21

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries E Preferred Stock · Derivative 2,697 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 20

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 2,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries E Preferred Stock · Derivative 315,434 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 19

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 315,434 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries D Preferred Stock · Derivative 10,348 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 18

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 10,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries D Preferred Stock · Derivative 20,950 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 17

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 20,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries D Preferred Stock · Derivative 1,662,394 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 16

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,662,394 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries C Preferred Stock · Derivative 9,092 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 15

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 9,092 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries C Preferred Stock · Derivative 16,847 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 14

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 16,847 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries C Preferred Stock · Derivative 1,807,227 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 13

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,807,227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries B Preferred Stock · Derivative 10,025 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 12

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 10,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries B Preferred Stock · Derivative 18,158 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 11

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 18,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries B Preferred Stock · Derivative 1,863,299 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 10

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 1,863,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A-1 Preferred Stock · Derivative 26,545 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 9

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 26,545 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A-1 Preferred Stock · Derivative 44,136 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 8

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 44,136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A-1 Preferred Stock · Derivative 4,435,521 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 7

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 4,435,521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A Preferred Stock · Derivative 343 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 6

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 343 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

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March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A Preferred Stock · Derivative 635 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 5

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 635 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

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March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 ConversionSeries A Preferred Stock · Derivative 68,108 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · derivative · entry 4

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 68,108 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.exercise_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F4 · derivative.expiration_date: Immediately prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series A-1 Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series E-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

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March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 OtherCommon Stock 576 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · nonDerivative · entry 3

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 OtherCommon Stock 1,167 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · nonDerivative · entry 2

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 22:22 UTC ThredUp Inc. TDUP · Entity 1057 OtherCommon Stock 92,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-21-006418 · wf-form4_161731567952643.xml · nonDerivative · entry 1

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

Labatt Nina C. · CIK 0001605660 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Nakache Patricia · CIK 0001597755 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

F1 · kind: Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.

F2 · price: Each share of Class B is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.

F3 · ownership.nature: Trinity TVL X, LLC is the General Partner of Trinity Ventures X, L.P., Trinity X Entrepreneurs' Fund, L.P. and Trinity X Side-By-Side Fund, L.P. (the "Trinity Entities"), and the Management Members of Trinity TVL X, LLC share voting and dispositive power over the shares held by each of the Trinity Entities. The Management Members of Trinity TVL X, LLC are Ajay Chopra, Noel Fenton, Nina Labatt, Patricia Nakache and Larry Orr. Each of Trinity TVL X, LLC, Mr. Chopra, Mr. Fenton, Ms. Labatt and Mr. Orr disclaim beneficial ownership of the shares reported herein except to the extent of his, her or its respective pecuniary interest therein. Ms. Nakache is a director of the Issuer and files separate Section 16 reports.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 17:30 UTC MaxPoint Interactive, Inc. MXPT · Entity 172511 OtherCommon Stock 8,679 $13.86 $120,290.94
Disclosure

SEC source: 0001209191-17-056769 · doc4.xml · nonDerivative · entry 3

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TVL Management CORP · CIK 0001290448 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Nakache Patricia · CIK 0001597755 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Side-By-Side Fund, L.P.

Disclosed balance after: 0

F1 · shares: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.

F2 · ownership.nature: Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.

F3 · ownership.nature: Messrs. Orr, Fenton, Chopra, Mehandru and Scholnick, Mrs. Nakache and Ms. Labatt serve as Management Members of Trinity TVL X and Owners of TVL Management Corporation and share voting and dispositive power over the shares held by Trinity X EF, Trinity X SBS and Trinity X. Each Reporting Person disclaims beneficial ownership of the shares held by Trinity X EF, Trinity X SBS and Trinity X except to the extent of his, her or its proportionate pecuniary interest therein.

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October 10, 2017 Filed Oct 12, 2017 17:30 UTC MaxPoint Interactive, Inc. MXPT · Entity 172511 OtherCommon Stock 14,751 $13.86 $204,448.86
Disclosure

SEC source: 0001209191-17-056769 · doc4.xml · nonDerivative · entry 2

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TVL Management CORP · CIK 0001290448 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Nakache Patricia · CIK 0001597755 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity X Entrepreneurs' Fund, L.P.

Disclosed balance after: 0

F1 · shares: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.

F2 · ownership.nature: Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.

F3 · ownership.nature: Messrs. Orr, Fenton, Chopra, Mehandru and Scholnick, Mrs. Nakache and Ms. Labatt serve as Management Members of Trinity TVL X and Owners of TVL Management Corporation and share voting and dispositive power over the shares held by Trinity X EF, Trinity X SBS and Trinity X. Each Reporting Person disclaims beneficial ownership of the shares held by Trinity X EF, Trinity X SBS and Trinity X except to the extent of his, her or its proportionate pecuniary interest therein.

Read SEC document
October 10, 2017 Filed Oct 12, 2017 17:30 UTC MaxPoint Interactive, Inc. MXPT · Entity 172511 OtherCommon Stock 1,513,962 $13.86 $20,983,513.32
Disclosure

SEC source: 0001209191-17-056769 · doc4.xml · nonDerivative · entry 1

Trinity TVL X, LLC · CIK 0001461710 · 10% owner

TVL Management CORP · CIK 0001290448 · 10% owner

TRINITY VENTURES X LP · CIK 0001456065 · 10% owner

Trinity X Entrepreneurs' Fund, L.P. · CIK 0001461716 · 10% owner

Trinity X Side-By-Side Fund, L.P. · CIK 0001459208 · 10% owner

CHOPRA AJAY · CIK 0001228023 · 10% owner

Nakache Patricia · CIK 0001597755 · 10% owner

Fenton Noel J · CIK 0001290449 · 10% owner

ORR LAWRENCE K · CIK 0001231094 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trinity Ventures X, L.P.

Disclosed balance after: 0

F1 · shares: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), Mercury Merger Sub, Inc. ("Purchaser") (an indirect wholly owned subsidiary of Parent), and Issuer, dated as of August 27, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of common stock of the issuer for a cash payment of $13.86 per share.

F2 · ownership.nature: Trinity TVL X, LLC ("Trinity TVL X") serves as the sole general partner of Trinity Ventures X, L.P. ("Trinity X"), Trinity X Side-By-Side Fund, L.P. ("Trinity X SBS") and Trinity X Entrepreneurs' Fund, L.P. ("Trinity X EF"). As such, Trinity TVL X possesses sole voting and investment control over the shares owned by Trinity X, Trinity X SBS and Trinity X EF, and may be deemed to have indirect beneficial ownership of the securities held by Trinity X, Trinity X SBS and Trinity X EF. Trinity TVL X and TVL Management Corporation own no shares of the Issuer directly.

F3 · ownership.nature: Messrs. Orr, Fenton, Chopra, Mehandru and Scholnick, Mrs. Nakache and Ms. Labatt serve as Management Members of Trinity TVL X and Owners of TVL Management Corporation and share voting and dispositive power over the shares held by Trinity X EF, Trinity X SBS and Trinity X. Each Reporting Person disclaims beneficial ownership of the shares held by Trinity X EF, Trinity X SBS and Trinity X except to the extent of his, her or its proportionate pecuniary interest therein.

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December 19, 2016 Filed Dec 21, 2016 19:05 UTC TUBEMOGUL INC TUBE · Entity 180224 Disposition to issuerCommon Stock 8,069 $14.00 $112,966.00
Disclosure

SEC source: 0001209191-16-156380 · doc4.xml · nonDerivative · entry 6

CHOPRA AJAY · CIK 0001228023 · Director · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chopra/Banerjee Revocable Trust

Disclosed balance after: 0

F6 · kind: In connection with the Merger, the vesting of restricted stock units for an aggregate of 8,069 shares was accelerated immediately prior to the effective time of the Merger, and in accordance with the Merger Agreement, these accelerated restricted stock units were cancelled and converted into the right to receive cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.

F3 · ownership.nature: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The shares were held by the Chopra/Banerjee Revocable Trust (the "Chopra Family Trust"). Mr. Chopra is a trustee of the Chopra Family Trust. Mr. Chopra disclaims beneficial ownership of the shares held by the Chopra Family Trust except to the extent of his proportionate pecuniary interest therein.

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December 19, 2016 Filed Dec 21, 2016 19:05 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 3,174 $14.00 $44,436.00
Disclosure

SEC source: 0001209191-16-156380 · doc4.xml · nonDerivative · entry 5

CHOPRA AJAY · CIK 0001228023 · Director · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Chopra/Banerjee Revocable Trust

Disclosed balance after: 8,069

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe ("Purchaser") in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F3 · ownership.nature: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F5 · ownership.nature: The shares were held by the Chopra/Banerjee Revocable Trust (the "Chopra Family Trust"). Mr. Chopra is a trustee of the Chopra Family Trust. Mr. Chopra disclaims beneficial ownership of the shares held by the Chopra Family Trust except to the extent of his proportionate pecuniary interest therein.

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December 19, 2016 Filed Dec 21, 2016 19:05 UTC TUBEMOGUL INC TUBE · Entity 180224 OtherCommon Stock 2,748 $14.00 $38,472.00
Disclosure

SEC source: 0001209191-16-156380 · doc4.xml · nonDerivative · entry 4

CHOPRA AJAY · CIK 0001228023 · Director · Former 10% Owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By TVL Management Corporation

Disclosed balance after: 0

F1 · kind: Disposed of pursuant to a cash tender offer conducted in accordance with the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among the Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe ("Purchaser") in exchange for cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding. Pursuant to the Merger Agreement, the Purchaser merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent (the "Merger").

F3 · ownership.nature: Mr. Chopra is a management member of Trinity TVL X, LLC, and may be deemed to share voting and investment power over the shares owned by Trinity Ventures X, L.P., Trinity X Side-By-Side Fund, L.P. and Trinity X Entrepreneurs' Fund, L.P. Mr. Chopra serves as an officer of Trinity TVL Management Corporation. Mr. Chopra disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of his pecuniary interest therein.

F4 · ownership.nature: The shares were held by Trinity TVL Management Corporation.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.