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Gorsky Alex

Disclosed activity across 4 companies

Tapewire entity
11054
SEC CIK
0001453149

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389DirectorFebruary 24, 2026February 26, 2026
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840DirectorSeptember 30, 2026October 02, 2026
JOHNSON & JOHNSONJNJ · Entity 2722DirectorJanuary 17, 2023January 18, 2023
JPMORGAN CHASE & COJPM · Entity 2795DirectorJanuary 20, 2026January 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date February 24, 2026 · Filed February 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2027-02-01Direct1,139 Reported balance After 2026-02-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-24 · Grant · Acquired 1,139 · Balance 1,139

F1: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3: 100% of these restricted stock units are scheduled to vest on February 1, 2027, assuming continued service through the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Automatic grant pursuant to the Apple Inc. Non-Employee Director Stock Plan, as Amended and Restated.

F2: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3: 100% of these restricted stock units are scheduled to vest on February 1, 2027, assuming continued service through the vesting date.

INTERNATIONAL BUSINESS MACHINES CORP

Report date September 30, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Promised Fee ShareSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct35,343 Reported balance After 2026-09-30 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-09-30 · Grant · Acquired 489 · Balance 35,343

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Filing footnotes · ownership attribution and instrument terms

F1: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

JOHNSON & JOHNSON

Report date January 17, 2023 · Filed January 18, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect766,583.671 Ending reported balance After 2023-01-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-01-17 · Exercise / conversion · Acquired 547,692 · Balance 1,133,193.671

F1: Reflects the auto-exercise of options immediately prior to their expiration.

Row 2 · 2023-01-17 · Tax withholding · Disposed 366,610 · Balance 766,583.671

F2: Shares withheld for payment of the exercise price and taxes in connection with the exercise of the options reported on the Form 4.

Employee Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.54 · Expires 2023-01-13Direct0 Reported balance After 2023-01-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-01-17 · Exercise / conversion · Disposed 547,692 · Balance 0

Common StockSEC Table I · non-derivativeIndirectBy 401k678 Reported balance Holding disclosure · report date 2023-01-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 678

F3: Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (12/30/2022).

Common StockSEC Table I · non-derivativeIndirectBy ESOP1,074 Reported balance Holding disclosure · report date 2023-01-17 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,074

F4: Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (12/30/2022)

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the auto-exercise of options immediately prior to their expiration.

F2: Shares withheld for payment of the exercise price and taxes in connection with the exercise of the options reported on the Form 4.

F3: Includes shares accrued due to dividend reinvestment in the Johnson & Johnson Stock Fund under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (12/30/2022).

F4: Shares held by ESOP under the Johnson & Johnson Savings Plan as of the Plan's most recent reporting date (12/30/2022)

JPMORGAN CHASE & CO

Report date January 20, 2026 · Filed January 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,293.5825 Reported balance After 2026-01-20 transaction · row 1
1 source row

Row 1 · 2026-01-20 · Grant · Acquired 913.5251 · Balance 7,293.5825

F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2019 Filed Feb 13, 2019 02:14 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Tax withholdingCommon Stock 37,374 $131.94 $4,931,125.56
Disclosure

SEC source: 0001225208-19-002348 · doc4.xml · nonDerivative · entry 7

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,456

F6 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 02:14 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantCommon Stock 12,127 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002348 · doc4.xml · nonDerivative · entry 6

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,830

F5 · shares: Shares earned due to performance factor of 116.4% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 11, 2019 Filed Feb 13, 2019 02:14 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 73,947 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002348 · doc4.xml · nonDerivative · entry 5

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,703

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 02:14 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionRestricted Share Units · Derivative 29,579 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002348 · doc4.xml · derivative · entry 10

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting.

F2 · derivative.expiration_date: Restricted Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 02:14 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Tax withholdingCommon Stock 11,708 $132.00 $1,545,456.00
Disclosure

SEC source: 0001225208-19-002348 · doc4.xml · nonDerivative · entry 4

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 340,756

F3 · shares: Shares withheld for payment of taxes upon vesting of Restricted Share Units.

Read SEC document
February 08, 2019 Filed Feb 13, 2019 02:14 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 29,579 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002348 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,464

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted Share Units awarded under Issuer's Long-Term Incentive Plan on February 8, 2016; converted into shares of Common Stock upon vesting.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 21:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 745 $113.67 Strike: $0.00 $84,684.15
Disclosure

SEC source: 0001562180-19-000062 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,421

Underlying: Common Stock · 745 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 11, 2018 Filed Feb 13, 2019 02:14 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GiftCommon Stock 6,837 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002348 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,885

F1 · price: Gift

Read SEC document
December 11, 2018 Filed Feb 13, 2019 02:14 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GiftCommon Stock 6,837 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-002348 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,722

F1 · price: Gift

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:44 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 119,770 $0.00 Strike: $62.62 $0.00
Disclosure

SEC source: 0001225208-18-015639 · doc4.xml · derivative · entry 7

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 119,770 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:44 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 144,695 $0.00 Strike: $62.20 $0.00
Disclosure

SEC source: 0001225208-18-015639 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 144,695 shares

Expires 2021-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:44 UTC JOHNSON & JOHNSON JNJ · Entity 2722 SaleCommon Stock 264,465 $145.96 $38,600,967.60
Disclosure

SEC source: 0001225208-18-015639 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,559

F1 · price: This transaction was executed in multiple trades at prices ranging from $145.73 to $146.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:44 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 119,770 $62.62 $7,499,997.40
Disclosure

SEC source: 0001225208-18-015639 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 601,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2018 Filed Nov 17, 2018 00:44 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 144,695 $62.20 $9,000,029.00
Disclosure

SEC source: 0001225208-18-015639 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Director · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2018 Filed Oct 1, 2018 20:11 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 538 $151.21 Strike: $0.00 $81,350.98
Disclosure

SEC source: 0001562180-18-004067 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,565

Underlying: Common Stock · 538 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 20:06 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 582 $139.70 Strike: $0.00 $81,305.40
Disclosure

SEC source: 0001562180-18-003156 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,942

Underlying: Common Stock · 582 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 29, 2018 Filed Mar 30, 2018 19:18 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 530 $153.43 Strike: $0.00 $81,317.90
Disclosure

SEC source: 0001562180-18-001748 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,282

Underlying: Common Stock · 530 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantRestricted Share Units · Derivative 12,017 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · derivative · entry 8

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,017

Underlying: Common Stock · 12,017 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionPerformance Share Units · Derivative 82,913 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · derivative · entry 7

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 82,913 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantEmployee Stock Options (Right to Buy) · Derivative 239,519 $0.00 Strike: $129.51 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,519

Underlying: Common Stock · 239,519 shares

Expires 2028-02-12

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Tax withholdingCommon Stock 48,962 $129.51 $6,341,068.62
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,559

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantCommon Stock 29,849 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,521

F2 · shares: Shares earned due to performance factor of 136% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:13 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 82,913 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002948 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance Share Units awarded under Issuer's Long-Term Incentive Plan on February 9, 2015; converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionRestricted Share Units · Derivative 33,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002810 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

F2 · derivative.expiration_date: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Tax withholdingCommon Stock 13,231 $128.18 $1,695,949.58
Disclosure

SEC source: 0001225208-18-002810 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,759

F3 · shares: Shares withheld for payment of taxes upon vesting of Restricted Share Units.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 23:54 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 33,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002810 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 9, 2015, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
December 29, 2017 Filed Jan 2, 2018 21:19 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 489 $153.42 Strike: $0.00 $75,022.38
Disclosure

SEC source: 0001562180-18-000060 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,690

Underlying: Common Stock · 489 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
December 04, 2017 Filed Feb 13, 2018 23:54 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GiftCommon Stock 7,153 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002810 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,825

F1 · price: Gift

Read SEC document
September 29, 2017 Filed Oct 2, 2017 16:54 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 517 $145.08 Strike: $0.00 $75,006.36
Disclosure

SEC source: 0001562180-17-003075 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,142

Underlying: Common Stock · 517 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 19:43 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 488 $153.83 Strike: $0.00 $75,069.04
Disclosure

SEC source: 0001562180-17-002405 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,567

Underlying: Common Stock · 488 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 19:29 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 431 $174.14 Strike: $0.00 $75,054.34
Disclosure

SEC source: 0001562180-17-001372 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,031

Underlying: Common Stock · 431 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantRestricted Share Units · Derivative 31,779 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · derivative · entry 8

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,779

Underlying: Common Stock · 31,779 shares

Expires not disclosed

F7 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F7 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionPerformance Share Units · Derivative 84,299 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · derivative · entry 7

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 84,299 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantEmployee Stock Options (Right to Buy) · Derivative 377,673 $0.00 Strike: $115.67 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,673

Underlying: Common Stock · 377,673 shares

Expires 2027-02-13

F6 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Tax withholdingCommon Stock 54,274 $115.67 $6,277,873.58
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,978

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantCommon Stock 33,635 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,252

F2 · shares: Shares earned due to performance factor of 139.9% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 13, 2017 Filed Feb 16, 2017 11:01 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 84,299 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003492 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,617

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on February 10, 2014 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:49 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionRestricted Share Units · Derivative 33,720 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003261 · doc4.xml · derivative · entry 5

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,720 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 10, 2014, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

F1 · derivative.expiration_date: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 10, 2014, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:49 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Tax withholdingCommon Stock 14,251 $115.13 $1,640,717.63
Disclosure

SEC source: 0001225208-17-003261 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,318

F2 · shares: Shares withheld for payment of taxes upon vesting of Restricted Share Units.

Read SEC document
February 10, 2017 Filed Feb 14, 2017 22:49 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 33,720 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-003261 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Share Unit, awarded under Issuer's Long-Term Incentive Plan on February 10, 2014, represents a contingent right to receive one share of Common Stock, and vests on the third anniversary of the grant date.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 17:24 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 452 $165.99 Strike: $0.00 $75,027.48
Disclosure

SEC source: 0001562180-17-000053 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,565

Underlying: Common Stock · 452 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 23:55 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 473 $158.85 Strike: $0.00 $75,136.05
Disclosure

SEC source: 0001562180-16-003185 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,078

Underlying: Common Stock · 473 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
June 30, 2016 Filed Jul 1, 2016 19:20 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 495 $151.78 Strike: $0.00 $75,131.10
Disclosure

SEC source: 0001562180-16-002736 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,575

Underlying: Common Stock · 495 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
March 31, 2016 Filed Apr 1, 2016 20:08 UTC INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 GrantPromised Fee Share · Derivative 496 $151.45 Strike: $0.00 $75,119.20
Disclosure

SEC source: 0001562180-16-002039 · primarydocument.xml · derivative · entry 1

Gorsky Alex · CIK 0001453149 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,052

Underlying: Common Stock · 496 shares

Expires not disclosed

F1 · derivative.exercise_price: Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash.

F2 · kind: Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan.

F3 · derivative.exercise_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

F3 · derivative.expiration_date: Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantRestricted Share Units · Derivative 29,579 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · derivative · entry 8

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,579

Underlying: Common Stock · 29,579 shares

Expires not disclosed

F5 · security: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

F5 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Each Restricted Share Unit represents a contingent right to receive one share of Common Stock and vests three years after date of grant.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionPerformance Share Units · Derivative 67,933 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · derivative · entry 7

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 67,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

F1 · derivative.expiration_date: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantEmployee Stock Options (Right to Buy) · Derivative 411,264 $0.00 Strike: $101.87 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · derivative · entry 6

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,264

Underlying: Common Stock · 411,264 shares

Expires 2026-02-07

F4 · security: Awarded under Issuer's Long-Term Incentive Plan.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Tax withholdingCommon Stock 40,361 $101.87 $4,111,575.07
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · nonDerivative · entry 3

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,849

F3 · shares: Shares withheld for payment of taxes upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC JOHNSON & JOHNSON JNJ · Entity 2722 GrantCommon Stock 19,769 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · nonDerivative · entry 2

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,210

F2 · shares: Shares earned due to performance factor of 129.1% upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document
February 08, 2016 Filed Feb 10, 2016 23:02 UTC JOHNSON & JOHNSON JNJ · Entity 2722 Exercise / conversionCommon Stock 67,933 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-026029 · doc4.xml · nonDerivative · entry 1

Gorsky Alex · CIK 0001453149 · Chairman, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Awarded under Issuer's Long-Term Incentive Plan. Performance Share Units awarded on January 16, 2013 converted into shares of Common Stock upon vesting of Performance Share Units and certification of performance results by the Board.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.