Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | See Remarks | August 17, 2023 | August 18, 2023 |
| ITRON, INC.ITRI · Entity 2773 | SVP, Networks | June 15, 2020 | June 18, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date August 17, 2023 · Filed August 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 168,361 |
Reported balance
After 2023-08-17 transaction · row 1
1 source rowRow 1 · 2023-08-17 · Sale · Disposed 3,087 · Balance 168,361 F1: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 23, 2023.
ITRON, INC.
Report date June 15, 2020 · Filed June 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,387 |
Reported balance
After 2020-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-15 · Exercise / conversion · Acquired 2,741 · Balance 8,387 F1: Includes 226 shares acquired under the Itron, Inc. Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | Direct | 10,017 |
Reported balance
After 2020-06-15 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-06-15 · Exercise / conversion · Acquired 1,630 · Balance 10,017 |
| Common StockSEC Table I · non-derivative | Direct | 10,822 |
Reported balance
After 2020-06-15 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2020-06-15 · Exercise / conversion · Acquired 805 · Balance 10,822 |
| Common StockSEC Table I · non-derivative | Direct | 11,622 |
Reported balance
After 2020-06-15 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2020-06-15 · Exercise / conversion · Acquired 800 · Balance 11,622 |
| Common StockSEC Table I · non-derivative | Direct | 5,646 |
Reported balance
After 2020-06-15 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2020-06-15 · Sale · Disposed 5,976 · Balance 5,646 F2: Represents the number of shares sold under a 10b5-1 Trading Plan entered into previously. F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $62.93 to $63.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. |
| Common StockSEC Table I · non-derivative | Direct | 7,177 |
Reported balance
After 2020-06-16 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2020-06-16 · Exercise / conversion · Acquired 1,531 · Balance 7,177 |
| Common StockSEC Table I · non-derivative | Direct | 5,646 |
Reported balance
After 2020-06-16 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2020-06-16 · Sale · Disposed 1,531 · Balance 5,646 F2: Represents the number of shares sold under a 10b5-1 Trading Plan entered into previously. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.23 · Expires 2022-02-16 | Direct | 0 |
Reported balance
After 2020-06-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-06-15 · Exercise / conversion · Disposed 805 · Balance 0 F4: This option became fully exercisable on February 16, 2015. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.29 · Expires 2024-02-19 | Direct | 0 |
Reported balance
After 2020-06-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-06-15 · Exercise / conversion · Disposed 2,741 · Balance 0 F5: This option became fully exercisable on February 19, 2017. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.29 · Expires 2025-02-19 | Direct | 1,531 |
Reported balance
After 2020-06-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-06-15 · Exercise / conversion · Disposed 800 · Balance 1,531 F6: This option became fully exercisable on February 19, 2018. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.35 · Expires 2023-02-21 | Direct | 0 |
Reported balance
After 2020-06-15 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2020-06-15 · Exercise / conversion · Disposed 1,630 · Balance 0 F7: This option became fully exercisable on February 21, 2016. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.29 · Expires 2025-02-19 | Direct | 0 |
Reported balance
After 2020-06-16 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2020-06-16 · Exercise / conversion · Disposed 1,531 · Balance 0 F6: This option became fully exercisable on February 19, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 226 shares acquired under the Itron, Inc. Employee Stock Purchase Plan.
F2: Represents the number of shares sold under a 10b5-1 Trading Plan entered into previously.
F3: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $62.93 to $63.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: This option became fully exercisable on February 16, 2015.
F5: This option became fully exercisable on February 19, 2017.
F6: This option became fully exercisable on February 19, 2018.
F7: This option became fully exercisable on February 21, 2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,531 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · derivative · entry 12 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,531 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became fully exercisable on February 19, 2018. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 1,531 | $70.07 | $107,277.17 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · nonDerivative · entry 7 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646 F2 · shares: Represents the number of shares sold under a 10b5-1 Trading Plan entered into previously. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionCommon Stock | 1,531 | $35.29 | $54,028.99 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · nonDerivative · entry 6 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,630 | $0.00 Strike: $42.35 | $0.00 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · derivative · entry 11 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,630 shares Expires 2023-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option became fully exercisable on February 21, 2016. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionStock Option (Right to Buy) · Derivative | 800 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · derivative · entry 10 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,531 Underlying: Common Stock · 800 shares Expires 2025-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option became fully exercisable on February 19, 2018. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,741 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · derivative · entry 9 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,741 shares Expires 2024-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option became fully exercisable on February 19, 2017. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionStock Option (Right to Buy) · Derivative | 805 | $0.00 Strike: $48.23 | $0.00 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · derivative · entry 8 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 805 shares Expires 2022-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option became fully exercisable on February 16, 2015. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 5,976 | $63.02 | $376,607.52 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · nonDerivative · entry 5 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,646 F2 · shares: Represents the number of shares sold under a 10b5-1 Trading Plan entered into previously. F3 · price: The price in Column 4 is a weighted average sale price. The prices actually received ranged from $62.93 to $63.16. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionCommon Stock | 800 | $35.29 | $28,232.00 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · nonDerivative · entry 4 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,622 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionCommon Stock | 805 | $48.23 | $38,825.15 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · nonDerivative · entry 3 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionCommon Stock | 1,630 | $42.35 | $69,030.50 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · nonDerivative · entry 2 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,017 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2020 Filed Jun 18, 2020 00:52 UTC | ITRON, INC. ITRI · Entity 2773 | Exercise / conversionCommon Stock | 2,741 | $35.29 | $96,729.89 |
DisclosureSEC source: 0001225208-20-009079 · doc4.xml · nonDerivative · entry 1 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 226 shares acquired under the Itron, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2020 Filed Feb 26, 2020 22:45 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 156 | $82.34 | $12,845.04 |
DisclosureSEC source: 0001127602-20-008002 · form4.xml · nonDerivative · entry 2 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,420 F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:45 UTC | ITRON, INC. ITRI · Entity 2773 | SaleCommon Stock | 663 | $80.15 | $53,139.45 |
DisclosureSEC source: 0001127602-20-008002 · form4.xml · nonDerivative · entry 1 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,576 F1 · shares: Represents shares automatically sold to cover tax withholding obligations associated with the vesting of a restricted stock unit award. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:39 UTC | ITRON, INC. ITRI · Entity 2773 | GrantStock Option (Right to Buy) · Derivative | 4,210 | $0.00 Strike: $87.27 | $0.00 |
DisclosureSEC source: 0001127602-20-007389 · form4.xml · derivative · entry 6 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,210 Underlying: Common Stock · 4,210 shares Expires 2030-02-20 F2 · derivative.exercise_date: This option becomes exercisable in one third equal annual increments beginning on the first anniversary of date of grant Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:39 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 1,289 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007389 · form4.xml · nonDerivative · entry 2 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,239 F1 · shares: This award vests in one third equal annual increments beginning on the first anniversary of date of grant. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:39 UTC | ITRON, INC. ITRI · Entity 2773 | GrantCommon Stock | 1,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007389 · form4.xml · nonDerivative · entry 1 Moore Sharelynn Faye · CIK 0001797225 · SVP, Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,950 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.