Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Howmet Aerospace Inc.ARNC · Entity 2911 | Executive Vice President | February 04, 2020 | February 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Howmet Aerospace Inc.
Report date February 04, 2020 · Filed February 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 129,473 |
Ending reported balance
After 2020-02-04 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2020-02-04 · Grant · Acquired 33,803 · Balance 111,135 Row 2 · 2020-02-04 · Tax withholding · Disposed 15,739 · Balance 95,396 F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Row 3 · 2020-02-04 · Grant · Acquired 34,077 · Balance 129,473 F2: Represents the conversion of performance-based restricted share units granted in January 2018 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc. |
| Common StockSEC Table I · non-derivative | IndirectBy Company 401(k) plan | 38,925 |
Reported balance
Holding disclosure · report date 2020-02-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 38,925 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3.
F2: Represents the conversion of performance-based restricted share units granted in January 2018 to time-based restricted share units, as approved by the Compensation and Benefits Committee of the Board of Directors of Arconic Inc. in order to address the planned separation of Arconic Inc. into two independent publicly traded companies, as previously announced by Arconic Inc.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Arconic Corp
Report date August 18, 2023 · Filed August 18, 2023
Section 16 reporting ended · disclosed 2023-08-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 1
1 source rowRow 1 · 2023-08-18 · Disposition to issuer · Disposed 325,507 · Balance 0 F1: . Represents shares of Arconic Corporation ("Arconic") common stock disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2023, by and among Arconic and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Arconic common stock held by the reporting person was converted into the right to receive $30.00 in cash (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 2
1 source rowRow 2 · 2023-08-18 · Disposition to issuer · Disposed 255,381 · Balance 0 F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and (b) deferred stock unit award under the Arconic Corp. Deferred Compensation Plan was cashed out based on the Merger Consideration. Each PRSU Award became fully vested with respect to a number of shares equal to: (x) for each such award granted in 2021, 42.9% of the target number of shares covered by the award, (y) for each such award granted in 2022, 66.3% of the target number of shares covered by the award and (z) for each such award granted in 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. |
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 3
1 source rowRow 3 · 2023-08-18 · Disposition to issuer · Disposed 36,422 · Balance 0 F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and (b) deferred stock unit award under the Arconic Corp. Deferred Compensation Plan was cashed out based on the Merger Consideration. Each PRSU Award became fully vested with respect to a number of shares equal to: (x) for each such award granted in 2021, 42.9% of the target number of shares covered by the award, (y) for each such award granted in 2022, 66.3% of the target number of shares covered by the award and (z) for each such award granted in 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. |
| Performance-Based Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 4
1 source rowRow 4 · 2023-08-18 · Disposition to issuer · Disposed 383,070 · Balance 0 F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and (b) deferred stock unit award under the Arconic Corp. Deferred Compensation Plan was cashed out based on the Merger Consideration. Each PRSU Award became fully vested with respect to a number of shares equal to: (x) for each such award granted in 2021, 42.9% of the target number of shares covered by the award, (y) for each such award granted in 2022, 66.3% of the target number of shares covered by the award and (z) for each such award granted in 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.74 · Expires 2027-01-13 | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-08-18 · Disposition to issuer · Disposed 26,002 · Balance 0 F3: In accordance with the Merger Agreement, at the Effective Time, each stock option ("Option") was cashed out based on the Merger Consideration, less the exercise price for each such Option. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.23 · Expires 2028-01-19 | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-08-18 · Disposition to issuer · Disposed 28,875 · Balance 0 F3: In accordance with the Merger Agreement, at the Effective Time, each stock option ("Option") was cashed out based on the Merger Consideration, less the exercise price for each such Option. |
Filing footnotes · ownership attribution and instrument terms
F1: . Represents shares of Arconic Corporation ("Arconic") common stock disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2023, by and among Arconic and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Arconic common stock held by the reporting person was converted into the right to receive $30.00 in cash (the "Merger Consideration").
F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units ("PRSU Awards"), and (b) deferred stock unit award under the Arconic Corp. Deferred Compensation Plan was cashed out based on the Merger Consideration. Each PRSU Award became fully vested with respect to a number of shares equal to: (x) for each such award granted in 2021, 42.9% of the target number of shares covered by the award, (y) for each such award granted in 2022, 66.3% of the target number of shares covered by the award and (z) for each such award granted in 2023, the target number of shares covered by such award. To the extent that a PRSU Award became vested, the PRSU Award was cashed out based on the Merger Consideration.
F3: In accordance with the Merger Agreement, at the Effective Time, each stock option ("Option") was cashed out based on the Merger Consideration, less the exercise price for each such Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 22, 2018 Filed Jan 24, 2018 22:41 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 450 | $30.43 | $13,693.50 |
DisclosureSEC source: 0000004281-18-000031 · edgar.xml · nonDerivative · entry 3 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,149 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:41 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 383 | $30.43 | $11,654.69 |
DisclosureSEC source: 0000004281-18-000031 · edgar.xml · nonDerivative · entry 2 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,599 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 22, 2018 Filed Jan 24, 2018 22:41 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 1,730 | $30.43 | $52,643.90 |
DisclosureSEC source: 0000004281-18-000031 · edgar.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,982 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:17 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantEmployee Stock Option (right to buy) · Derivative | 26,970 | Not disclosed Strike: $30.22 | Not disclosed |
DisclosureSEC source: 0000004281-18-000021 · edgar.xml · derivative · entry 4 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,970 Underlying: Common Stock · 26,970 shares Expires 2028-01-19 F2 · price: Employee stock options are granted without payment of consideration. F1 · derivative.exercise_date: The option vests in three equal annual installments beginning January 19, 2019. Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:17 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,710 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-18-000021 · edgar.xml · nonDerivative · entry 2 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,712 Read SEC document |
| January 19, 2018 Filed Jan 23, 2018 23:17 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 3,314 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-18-000021 · edgar.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,002 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 00:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantPhantom Stock · Derivative | 5,081 | $25.55 | $129,794.15 |
DisclosureSEC source: 0000004281-17-000036 · edgar.xml · derivative · entry 3 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,873 Underlying: Common Stock · 5,081 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Arconic common stock. F2 · derivative.exercise_date: Phantom stock units were acquired under the Arconic Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. F2 · derivative.expiration_date: Phantom stock units were acquired under the Arconic Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 00:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | OtherCommon Stock | 3,650 | $25.55 | $93,239.25 |
DisclosureSEC source: 0000004281-17-000036 · edgar.xml · nonDerivative · entry 2 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Company 401(k) plan Disclosed balance after: 12,120 Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:45 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | SaleCommon Stock | 4,337 | $25.34 | $109,898.28 |
DisclosureSEC source: 0000004281-17-000036 · edgar.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,688 Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:16 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 617 | $20.74 | $12,796.58 |
DisclosureSEC source: 0000004281-17-000026 · edgar.xml · nonDerivative · entry 4 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,025 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:16 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 525 | $20.74 | $10,888.50 |
DisclosureSEC source: 0000004281-17-000026 · edgar.xml · nonDerivative · entry 3 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,642 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:16 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 989 | $20.74 | $20,511.86 |
DisclosureSEC source: 0000004281-17-000026 · edgar.xml · nonDerivative · entry 2 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,167 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 23:16 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | Tax withholdingCommon Stock | 2,553 | $20.74 | $52,949.22 |
DisclosureSEC source: 0000004281-17-000026 · edgar.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,156 F1 · shares: Represents payment of tax liability by delivering or withholding shares incident to the vesting of a stock award issued in accordance with Rule 16b-3. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantEmployee Stock Option (right to buy) · Derivative | 36,430 | Not disclosed Strike: $21.13 | Not disclosed |
DisclosureSEC source: 0000004281-17-000018 · edgar.xml · derivative · entry 5 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,430 Underlying: Common Stock · 36,430 shares Expires 2027-01-13 F5 · price: Employee stock options are granted without payment of consideration. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 2,867 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000018 · edgar.xml · nonDerivative · entry 3 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,709 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| January 13, 2017 Filed Jan 19, 2017 02:21 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,480 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000018 · edgar.xml · nonDerivative · entry 2 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,842 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:09 UTC | Howmet Aerospace Inc. AA · Entity 2911 | GrantPhantom Stock · Derivative | 6,201 | $26.57 | $164,760.57 |
DisclosureSEC source: 0000004281-16-000171 · edgar.xml · derivative · entry 3 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,835 Underlying: Common Stock · 6,201 shares Expires not disclosed F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Alcoa common stock. F3 · derivative.exercise_date: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. F3 · derivative.expiration_date: Phantom stock units were acquired under the Alcoa Deferred Compensation Plan and are to be paid out in cash after termination of employment. The reporting person may transfer the phantom stock into an alternative investment account under the Plan at times permitted under the Plan. F1 · balance_after: On October 5, 2016, Alcoa Inc effected a 1-for-3 reverse stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 18:09 UTC | Howmet Aerospace Inc. AA · Entity 2911 | OtherCommon Stock | 6,854 | $26.57 | $182,110.78 |
DisclosureSEC source: 0000004281-16-000171 · edgar.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Company 401(k) Plan Disclosed balance after: 8,501 F1 · balance_after: On October 5, 2016, Alcoa Inc effected a 1-for-3 reverse stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| January 13, 2016 Filed Jan 19, 2017 02:21 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,877 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000018 · edgar.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,362 F1 · balance_after: On October 5, 2016, the Issuer effected a 1-for-3 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split. F2 · balance_after: On November 1, 2016, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and Alcoa Corporation. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated October 31, 2016, by and between the Issuer and Alcoa Corporation (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Read SEC document |
| August 07, 2003 Filed Aug 8, 2023 16:30 UTC | Arconic Corp ARNC · Entity 110394 | GiftCommon Stock | 10,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-038583 · form4.xml · nonDerivative · entry 1 MYERS TIMOTHY DONALD · CIK 0001678046 · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 565,179 F1 · price: Reflects the exempt gift of shares to a donor advised charitable trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.