Romano Pasquale

SEC source: 0000899243-22-015660 · doc4.xml · derivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,802

Underlying: Common Stock · 250,000 shares

Expires 2022-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020.

SEC source: 0000899243-22-015660 · doc4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766,428

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $14.32 to $15.15. The Reporting Person has provided to the issuer and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

SEC source: 0000899243-22-015660 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The Reporting Person exercised these options, which otherwise will expire on June 10, 2022, for shares of common stock to be sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

SEC source: 0000899243-22-010961 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,766,428

F1 · kind: The shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).

F2 · price: The purchase price reflects a 15% discount to the closing price of the Issuer's Common Stock on the purchase date pursuant to the provisions of the ESPP.

SEC source: 0000899243-21-047926 · doc4.xml · derivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210,534

Underlying: Common Stock · 480,285 shares

Expires 2028-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from November 1, 2017, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-21-047926 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,764,997

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-21-029252 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284,712

F1 · kind: These shares, which were issued pursuant to the exercise on July 14, 2021 of an option that otherwise would have expired on June 10, 2022, were sold by the reporting person as a selling stockholder pursuant to a secondary public offering of common stock of the issuer, which closed on July 19, 2021. The net price per share, after underwriting discounts and commissions, was $22.73625.

SEC source: 0000899243-21-028684 · doc4.xml · derivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,802

Underlying: Common Stock · 315,000 shares

Expires 2022-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the issuer's business combination.

SEC source: 0000899243-21-028684 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,599,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised these options, which otherwise will expire on June 10, 2022, for shares of common stock that will be sold at the closing of a secondary public offering of common stock of the issuer on July 19, 2021.

SEC source: 0000899243-21-027368 · doc4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284,712

F3 · kind: The shares were withheld to satisfy tax withholding obligations.

SEC source: 0000899243-21-027368 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,362,610

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting persons became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The third "Triggering Event" is the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. The third Triggering Event occurred, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on July 1, 2021. The issuance of shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

SEC source: 0000899243-21-013218 · doc4.xml · nonDerivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,143,977

F4 · kind: The shares were withheld to satisfy tax withholding obligations.

SEC source: 0000899243-21-013218 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299,843

F1 · kind: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback Energy Acquisition Corporation (since renamed "ChargePoint Holdings, Inc." and referred to herein as the "Issuer"), Lightning Merger Sub Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and ChargePoint, Inc., the Merger Sub merged with and into ChargePoint, Inc. (the "Merger"), the reporting person became entitled to receive shares of the Issuer's Common Stock (the "Earnout Shares") following each of three Triggering Events (as defined in the Business Combination Agreement) that occur within five years of the February 26, 2021 closing of the Merger.

F2 · kind: The three "Triggering Events" are (i) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $15.00 for any ten trading days within any twenty consecutive trading day period; (ii) the date on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $20.00 for any ten trading days within any twenty consecutive trading day period; and (iii) the dates on which the volume-weighted average closing sale price of the Issuer's Common Stock is greater than or equal to $30.00 for any ten trading days within any twenty consecutive trading day period. In addition, Trigger Events may occur upon a Change of Control (as defined in the Business Combination Agreement).

F3 · kind: The first two Triggering Events occurred on the same date, and pursuant to the terms of the Business Combination Agreement, the Earnout Shares reported on this Form 4 were issued on March 19, 2021. The issuance of the shares as merger consideration in the Merger transaction, including the receipt of the Earnout Shares reported on this Form 4, was exempt under Rule 16b-3.

SEC source: 0000899243-21-009016 · doc4.xml · derivative · entry 7

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,900

Underlying: Common Stock · 1,494,900 shares

Expires 2030-06-01

F10 · price: The Stock Option was received in exchange for an option to purchase 1,500,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.

F9 · derivative.exercise_date: The Stock Option vests in a single installment on January 31, 2024, subject to the Reporting Person's continuous service through such date.

SEC source: 0000899243-21-009016 · doc4.xml · derivative · entry 6

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,900

Underlying: Common Stock · 1,494,900 shares

Expires 2029-10-22

F8 · price: The Stock Option was received in exchange for an option to purchase 1,500,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.

F7 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from February 1, 2020, subject to the Reporting person's continuous service through each vesting date

SEC source: 0000899243-21-009016 · doc4.xml · derivative · entry 5

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690,819

Underlying: Common Stock · 2,690,819 shares

Expires 2028-01-25

F6 · price: The Stock Option was received in exchange for an option to purchase 2,700,000 shares of common stock of ChargePoint, Inc. in connection with the Merger.

F5 · derivative.exercise_date: The Stock Option vests in 48 equal monthly installments from November 1, 2017, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0000899243-21-009016 · doc4.xml · derivative · entry 4

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,364,712

Underlying: Common Stock · 1,364,712 shares

Expires 2024-11-05

F4 · price: The Stock Option was received in exchange for an option to purchase 1,369,368 shares of common stock of ChargePoint, Inc. in connection with the Merger.

SEC source: 0000899243-21-009016 · doc4.xml · derivative · entry 3

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 815,802

Underlying: Common Stock · 815,802 shares

Expires 2022-06-10

F3 · price: The Stock Option was received in exchange for an option to purchase 818,586 shares of common stock of ChargePoint, Inc. in connection with the Merger.

SEC source: 0000899243-21-009016 · doc4.xml · derivative · entry 2

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,622

Underlying: Common Stock · 16,622 shares

Expires 2021-02-28

F2 · price: The Stock Option was received in exchange for an option to purchase 16,680 shares of common stock of ChargePoint, Inc. in connection with the Merger.

SEC source: 0000899243-21-009016 · doc4.xml · nonDerivative · entry 1

Romano Pasquale · CIK 0001838832 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,862,577

F1 · price: Pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020 (the "Business Combination Agreement"), among Switchback, Lightning Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Switchback ("Merger Sub"), and ChargePoint, Inc., a Delaware corporation ("ChargePoint"), the Merger Sub merged with and into ChargePoint Holdings, Inc. (the "Merger"). On the closing date of the Merger, the price of ChargePoint's Common Stock was $30.83 per share. The Shares were received in exchange for 1,868,931 shares of Common Stock of ChargePoint, Inc. in connection with the Merger.