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person · Reporting owner

Fercho Kristy

Disclosed activity across 2 companies

Tapewire entity
11008
SEC CIK
0001716351

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FLAGSTAR BANCORP INC(NYSE:FBC) · Entity 121881EVP and President of MortgageJune 28, 2020June 30, 2020
WELLS FARGO & COMPANY/MNWFC · Entity 2824Sr. Executive Vice PresidentMarch 05, 2026March 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FLAGSTAR BANCORP INC

Report date June 28, 2020 · Filed June 30, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Flagstar Bancorp, Inc. Common StockSEC Table I · non-derivativeDirect6,263.36 Ending reported balance After 2020-06-28 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-06-28 · Exercise / conversion · Acquired 973 · Balance 6,397.36

Row 2 · 2020-06-28 · Exercise / conversion · Acquired 204 · Balance 6,601.36

Row 3 · 2020-06-28 · Tax withholding · Disposed 338 · Balance 6,263.36

F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Restricted Stock Unit (L062818)SEC Table II · derivative / convertible security · Expires 2021-06-28Direct1,944 Reported balance After 2020-06-28 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-06-28 · Exercise / conversion · Disposed 973 · Balance 1,944

F2: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Restricted Stock Unit (LSR062818)SEC Table II · derivative / convertible security · Expires 2021-06-28Direct204 Reported balance After 2020-06-28 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2020-06-28 · Exercise / conversion · Disposed 204 · Balance 204

F2: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

F2: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F4: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

WELLS FARGO & COMPANY/MN

Report date March 05, 2026 · Filed March 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeDirect104,906.2507 Reported balance After 2026-03-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-05 · Exercise / conversion · Acquired 25,823.9086 · Balance 104,906.2507

F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2026 upon settlement of a Performance Share award granted on January 24, 2023 for the three-year performance period ended December 31, 2025, as previously disclosed on a Form 4 filed on February 27, 2026 (including reinvested dividend equivalents).

F2: Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeDirect93,429.3038 Reported balance After 2026-03-05 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-05 · Tax withholding · Disposed 11,476.9469 · Balance 93,429.3038

2023 Performance SharesSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-03-05 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-03-05 · Exercise / conversion · Disposed 25,823.9086 · Balance 0

F4: Each Performance Share represents a contingent right to receive one share of Company common stock.

F5: Represents the number of 2023 Performance Shares (including reinvested dividend equivalents) determined based on financial performance for the three-year performance period ended December 31, 2025 pursuant to the terms and conditions of a Performance Share award granted on January 24, 2023, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Common Stock, $1 2/3 Par ValueSEC Table I · non-derivativeIndirectThrough 401(k) Plan737.73 Reported balance Holding disclosure · report date 2026-03-05 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 737.73

F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 27, 2026, as if investable cash equivalents held by the Plan were fully invested in Company common stock.

Filing footnotes · ownership attribution and instrument terms

F1: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 5, 2026 upon settlement of a Performance Share award granted on January 24, 2023 for the three-year performance period ended December 31, 2025, as previously disclosed on a Form 4 filed on February 27, 2026 (including reinvested dividend equivalents).

F2: Includes shares acquired under a dividend reinvestment program since the reporting person's most recent filing on Form 4.

F3: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 27, 2026, as if investable cash equivalents held by the Plan were fully invested in Company common stock.

F4: Each Performance Share represents a contingent right to receive one share of Company common stock.

F5: Represents the number of 2023 Performance Shares (including reinvested dividend equivalents) determined based on financial performance for the three-year performance period ended December 31, 2025 pursuant to the terms and conditions of a Performance Share award granted on January 24, 2023, which is exempt under Rule 16b-3(d). As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2023 Filed Feb 7, 2023 19:48 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Tax withholdingCommon Stock, $1 2/3 Par Value 2,709.2029 $47.58 $128,903.87
Disclosure

SEC source: 0001127602-23-003697 · form4.xml · nonDerivative · entry 2

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,127.491

Read SEC document
February 05, 2023 Filed Feb 7, 2023 19:48 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 Exercise / conversionCommon Stock, $1 2/3 Par Value 8,821.2029 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-003697 · form4.xml · nonDerivative · entry 1

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,836.6939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).

Read SEC document
January 24, 2023 Filed Jan 26, 2023 22:32 UTC WELLS FARGO & COMPANY/MN WFC · Entity 2824 GrantRestricted Share Right · Derivative 17,013 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-002337 · form4.xml · derivative · entry 3

Fercho Kristy · CIK 0001716351 · Sr. Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,013

Underlying: Common Stock, $1 2/3 Par Value · 17,013 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.

F4 · derivative.exercise_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

F4 · derivative.expiration_date: These RSRs vest in three installments: one-third on 2/5/2024, 2/5/2025, and 2/5/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.

Read SEC document
June 28, 2020 Filed Jun 30, 2020 16:27 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LSR062818) · Derivative 204 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000062 · wf-form4_159354877873044.xml · derivative · entry 5

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204

Underlying: Flagstar Bancorp, Inc. Common Stock · 204 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F4 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

Read SEC document
June 28, 2020 Filed Jun 30, 2020 16:27 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (L062818) · Derivative 973 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000062 · wf-form4_159354877873044.xml · derivative · entry 4

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944

Underlying: Flagstar Bancorp, Inc. Common Stock · 973 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
June 28, 2020 Filed Jun 30, 2020 16:27 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000062 · wf-form4_159354877873044.xml · nonDerivative · entry 3

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,263.36

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
June 28, 2020 Filed Jun 30, 2020 16:27 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 204 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000062 · wf-form4_159354877873044.xml · nonDerivative · entry 2

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,601.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2020 Filed Jun 30, 2020 16:27 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 973 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000062 · wf-form4_159354877873044.xml · nonDerivative · entry 1

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,397.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (L061819) · Derivative 1,051 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000053 · wf-form4_159285690558308.xml · derivative · entry 3

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,151

Underlying: Flagstar Bancorp, Inc. Common Stock · 1,051 shares

Expires 2022-06-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: The restricted stock units were granted on June 18, 2019, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 301 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000053 · wf-form4_159285690558308.xml · nonDerivative · entry 2

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,424.36

F2 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 16:15 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 1,051 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000053 · wf-form4_159285690558308.xml · nonDerivative · entry 1

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,725.36

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 6.42 shares acquired on June 15, 2020 under the FBC dividend reinvestment plan.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 16:25 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (L060220) · Derivative 7,572 $0.00 $0.00
Disclosure

SEC source: 0001033012-20-000046 · wf-form4_159121592987340.xml · derivative · entry 2

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,572

Underlying: Flagstar Bancorp, Inc. Common Stock · 7,572 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units were granted on June 2, 2020, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: These restricted stock units were granted on June 2, 2020, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 09:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (L091917) · Derivative 2,674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000077 · wf-form4_156924405442931.xml · derivative · entry 3

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,021

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,674 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of five years.

F3 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of five years.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 09:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 765 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000077 · wf-form4_156924405442931.xml · nonDerivative · entry 2

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,657

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 09:07 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000077 · wf-form4_156924405442931.xml · nonDerivative · entry 1

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:11 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (LSR062818) · Derivative 204 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000067 · wf-form4_156209825185107.xml · derivative · entry 5

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

Underlying: Flagstar Bancorp, Inc. Common Stock · 204 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F4 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:11 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (L062818) · Derivative 972 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000067 · wf-form4_156209825185107.xml · derivative · entry 4

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Flagstar Bancorp, Inc. Common Stock · 972 shares

Expires 2021-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:11 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 337 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000067 · wf-form4_156209825185107.xml · nonDerivative · entry 3

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748

F1 · shares: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:11 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 204 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000067 · wf-form4_156209825185107.xml · nonDerivative · entry 2

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:11 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 972 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000067 · wf-form4_156209825185107.xml · nonDerivative · entry 1

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 16:17 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (L061819) · Derivative 4,202 $0.00 $0.00
Disclosure

SEC source: 0001033012-19-000059 · wf-form4_156106184249410.xml · derivative · entry 2

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,202

Underlying: Flagstar Bancorp, Inc. Common Stock · 4,202 shares

Expires 2022-06-18

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 18, 2019, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 09:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionRestricted Stock Unit (L091917) · Derivative 2,674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000103 · wf-form4_153753506479769.xml · derivative · entry 3

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,695

Underlying: Flagstar Bancorp, Inc. Common Stock · 2,674 shares

Expires 2022-09-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest at 20 percent on each of five consecutive anniversaries of the grant date.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 09:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Tax withholdingFlagstar Bancorp, Inc. Common Stock 765 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000103 · wf-form4_153753506479769.xml · nonDerivative · entry 2

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,909

F1 · kind: These shares were surrendered to the issuer to cover the tax obligations on shares for which restrictions have lapsed.

Read SEC document
September 19, 2018 Filed Sep 21, 2018 09:04 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 Exercise / conversionFlagstar Bancorp, Inc. Common Stock 2,674 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000103 · wf-form4_153753506479769.xml · nonDerivative · entry 1

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (LSR062818) · Derivative 612 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000089 · wf-form4_153056212795181.xml · derivative · entry 3

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612

Underlying: Flagstar Bancorp, Inc. Common Stock · 612 shares

Expires 2021-06-28

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F3 · derivative.exercise_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

F3 · derivative.expiration_date: These restricted stock units vest in equal amounts on the anniversary of the grant date over a period of three years.

Read SEC document
June 28, 2018 Filed Jul 2, 2018 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (L062818) · Derivative 3,889 $0.00 $0.00
Disclosure

SEC source: 0001033012-18-000089 · wf-form4_153056212795181.xml · derivative · entry 2

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,889

Underlying: Flagstar Bancorp, Inc. Common Stock · 3,889 shares

Expires 2021-06-28

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

F2 · derivative.expiration_date: The restricted stock units were granted on June 28, 2018, and will vest 25% on both the first and second anniversary of the grant date, and the remaining 50% on the third anniversary of the grant date.

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September 19, 2017 Filed Sep 21, 2017 16:09 UTC FLAGSTAR BANCORP INC (NYSE:FBC) · Entity 121881 GrantRestricted Stock Unit (L091917) · Derivative 13,369 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001033012-17-000082 · wf-form4_150602456176911.xml · derivative · entry 1

Fercho Kristy · CIK 0001716351 · EVP and President of Mortgage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,369

Underlying: Flagstar Bancorp, Inc. Common Stock · 13,369 shares

Expires 2022-09-19

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Flagstar Bancorp, Inc. Common Stock.

F2 · derivative.exercise_date: These restricted stock units vest at 20 percent on each of five consecutive anniversaries of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.