Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMBARELLA INCAMBA · Entity 4248 | Director | August 31, 2023 | September 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMBARELLA INC
Report date August 31, 2023 · Filed September 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 83,734 |
Reported balance
After 2023-08-31 transaction · row 1
1 source rowRow 1 · 2023-08-31 · Grant · Acquired 3,218 · Balance 83,734 F1: Effective as of August 31, 2023, the Board of Directors approved an annual restricted stock unit grant of 3,218 Ordinary Shares to each independent director. The RSU grant vests as to 1/4th of the Ordinary Shares each three months following the vesting start date of September 15, 2023, so as to be 100% vested on September 15, 2024, subject to continued service with the Company. |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Andrew W. Verhalen and Janet L. Brownstone Trust 12/01/1989 | 11,455 |
Reported balance
Holding disclosure · report date 2023-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 11,455 |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Nicole Brownstone Verhalen 1997 Trust | 850 |
Reported balance
Holding disclosure · report date 2023-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 850 |
| Ordinary SharesSEC Table I · non-derivative | IndirectBy Sara Rose Verhalen 1997 Trust | 850 |
Reported balance
Holding disclosure · report date 2023-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 850 |
Filing footnotes · ownership attribution and instrument terms
F1: Effective as of August 31, 2023, the Board of Directors approved an annual restricted stock unit grant of 3,218 Ordinary Shares to each independent director. The RSU grant vests as to 1/4th of the Ordinary Shares each three months following the vesting start date of September 15, 2023, so as to be 100% vested on September 15, 2024, subject to continued service with the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 16, 2018 Filed Mar 20, 2018 21:25 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,232 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-008155 · doc4.xml · derivative · entry 4 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,463 Underlying: Ordinary Shares · 1,232 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Of the total of 4,926 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018. F2 · derivative.expiration_date: Of the total of 4,926 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 21:25 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 1,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-008155 · doc4.xml · nonDerivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:10 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,231 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-029318 · doc4.xml · derivative · entry 4 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,695 Underlying: Ordinary Shares · 1,231 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Of the total of 4,926 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018. F2 · derivative.expiration_date: Of the total of 4,926 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 21:10 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 1,231 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-029318 · doc4.xml · nonDerivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-022337 · doc4.xml · derivative · entry 4 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. F2 · derivative.expiration_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-022337 · doc4.xml · nonDerivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 05, 2017 Filed Sep 7, 2017 20:43 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantRestricted Stock Units · Derivative | 4,926 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-021605 · doc4.xml · derivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,926 Underlying: Ordinary Shares · 4,926 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018. F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2017, so as to be 100% vested on September 15, 2018. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-016778 · doc4.xml · derivative · entry 4 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 726 Underlying: Ordinary Shares · 726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Of the total of 2,904 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. F2 · derivative.expiration_date: Of the total of 2,904 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. Read SEC document |
| June 16, 2017 Filed Jun 20, 2017 21:05 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-016778 · doc4.xml · nonDerivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 21:17 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-008028 · doc4.xml · derivative · entry 4 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,452 Underlying: Ordinary Shares · 726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. F2 · derivative.expiration_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. Read SEC document |
| March 16, 2017 Filed Mar 17, 2017 21:17 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-008028 · doc4.xml · nonDerivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 01:25 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 726 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-035850 · doc4.xml · derivative · entry 4 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,178 Underlying: Ordinary Shares · 726 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. F2 · derivative.expiration_date: Of the total of 2,904 shares granted, The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. Read SEC document |
| December 16, 2016 Filed Dec 17, 2016 01:25 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 726 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-035850 · doc4.xml · nonDerivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,720 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:20 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionRestricted Stock Units · Derivative | 1,153 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-029454 · doc4.xml · derivative · entry 4 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 1,153 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: Of the total of 4,611 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016. F2 · derivative.expiration_date: Of the total of 4,611 shares granted, the restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2015, so as to be 100% vested on September 15, 2016. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 21:20 UTC | AMBARELLA INC AMBA · Entity 4248 | Exercise / conversionOrdinary Shares | 1,153 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-16-029454 · doc4.xml · nonDerivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. Read SEC document |
| September 06, 2016 Filed Sep 8, 2016 23:55 UTC | AMBARELLA INC AMBA · Entity 4248 | GrantRestricted Stock Units · Derivative | 2,904 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-028728 · doc4.xml · derivative · entry 1 VERHALEN ANDREW W · CIK 0001205979 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,904 Underlying: Ordinary Shares · 2,904 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares. F2 · derivative.exercise_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. F2 · derivative.expiration_date: The restricted stock units vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2016, so as to be 100% vested on September 15, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.