Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MAXIMUS, INC.MMS · Entity 4224 | General Counsel | August 31, 2023 | September 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MAXIMUS, INC.
Report date August 31, 2023 · Filed September 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 32,799.56 |
Reported balance
After 2023-08-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-08-31 · Grant · Acquired 113.24 · Balance 32,799.56 F1: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with RSUs to which they relate and on certain performance share units ("PSUs") where the performance criteria of such PSUs have been met. Each dividend equivalent right is the economic equivalent of one share of Maximus Common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2017 Filed Oct 3, 2017 13:29 UTC | MAXIMUS, INC. MMS · Entity 4224 | Tax withholdingCommon Stock | 4,719 | $64.50 | $304,375.50 |
DisclosureSEC source: 0001032220-17-000114 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,989.584 F1 · shares: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units. F2 · balance_after: In addition, the reporting person holds 25,544.413 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 15:04 UTC | MAXIMUS, INC. MMS · Entity 4224 | GrantDividend Equivalent Rights · Derivative | 28.511 | $0.00 | $0.00 |
DisclosureSEC source: 0001032220-17-000099 · primary_doc.xml · derivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,537.197 Underlying: Common Stock · 28.511 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 14:41 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 2,000 | $58.89 | $117,780.00 |
DisclosureSEC source: 0001032220-17-000094 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,716 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 8, 2017. Read SEC document |
| July 14, 2017 Filed Jul 14, 2017 14:56 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,000 | $60.46 | $60,460.00 |
DisclosureSEC source: 0001032220-17-000081 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,715 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 7, 2017. Read SEC document |
| June 23, 2017 Filed Jun 23, 2017 13:57 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,000 | $63.15 | $63,150.00 |
DisclosureSEC source: 0001032220-17-000079 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,715 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| June 02, 2017 Filed Jun 2, 2017 15:14 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,000 | $62.70 | $62,700.00 |
DisclosureSEC source: 0001032220-17-000064 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,715 F2 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:14 UTC | MAXIMUS, INC. MMS · Entity 4224 | GrantDividend Equivalent Rights · Derivative | 27.89 | $0.00 | $0.00 |
DisclosureSEC source: 0001032220-17-000064 · primary_doc.xml · derivative · entry 2 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,508.69 Underlying: Common Stock · 27.89 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. Read SEC document |
| May 12, 2017 Filed May 12, 2017 14:25 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,000 | $63.14 | $63,140.00 |
DisclosureSEC source: 0001032220-17-000053 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,716 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 5, 2017. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 15:22 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,500 | $59.91 | $89,865.00 |
DisclosureSEC source: 0001032220-17-000042 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,716 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2017. Read SEC document |
| March 31, 2017 Filed Mar 31, 2017 14:11 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,500 | $62.40 | $93,600.00 |
DisclosureSEC source: 0001032220-17-000040 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,215.79 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2017. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 15:09 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,500 | $60.36 | $90,540.00 |
DisclosureSEC source: 0001032220-17-000027 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,715.8 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2017. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 21:01 UTC | MAXIMUS, INC. MMS · Entity 4224 | GrantDividend Equivalent Rights · Derivative | 28.998 | $0.00 | $0.00 |
DisclosureSEC source: 0001032220-17-000024 · primary_doc.xml · derivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,481 Underlying: Common Stock · 28.998 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. Read SEC document |
| February 17, 2017 Filed Feb 17, 2017 15:29 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,500 | $59.08 | $88,620.00 |
DisclosureSEC source: 0001032220-17-000012 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,216 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 10, 2017 Read SEC document |
| December 15, 2016 Filed Dec 16, 2016 15:50 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 1,901 | $55.00 | $104,555.00 |
DisclosureSEC source: 0001032220-16-000265 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,716 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2016. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 20:47 UTC | MAXIMUS, INC. MMS · Entity 4224 | GrantDividend Equivalent Rights · Derivative | 31.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001032220-16-000262 · primary_doc.xml · derivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,452 Underlying: Common Stock · 31.27 shares Expires not disclosed F1 · derivative.exercise_price: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.exercise_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. F1 · derivative.expiration_date: Dividend equivalent rights accrued on previously-awarded restricted stock units ("RSU") which vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of MAXIMUS common stock. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 16:42 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 2,000 | $55.00 | $110,000.00 |
DisclosureSEC source: 0001032220-16-000246 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,616 F1 · security: These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 7, 2016. Read SEC document |
| November 08, 2016 Filed Nov 10, 2016 13:21 UTC | MAXIMUS, INC. MMS · Entity 4224 | GrantCommon Stock · Derivative | 13,912 | $0.00 Strike: $53.91 | $0.00 |
DisclosureSEC source: 0001032220-16-000237 · primary_doc.xml · derivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,912 Underlying: Common Stock · 13,912 shares Expires not disclosed F1 · security: Each Restricted Stock Unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 2783 09/30/2017 2783 09/30/2018 2782 09/30/2019 2782 09/30/2020 2782 09/30/2021 Expiration date not applicable to RSUs F2 · derivative.expiration_date: Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 2783 09/30/2017 2783 09/30/2018 2782 09/30/2019 2782 09/30/2020 2782 09/30/2021 Expiration date not applicable to RSUs F3 · balance_after: Reporting person also holds restricted stock units with respect to an additional 24,508 shares of common stock with varying vesting schedules. Read SEC document |
| October 14, 2016 Filed Oct 14, 2016 14:42 UTC | MAXIMUS, INC. MMS · Entity 4224 | SaleCommon Stock | 2,000 | $55.00 | $110,000.00 |
DisclosureSEC source: 0001032220-16-000235 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,616 F1 · security: These sales were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 7, 2016. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 11:44 UTC | MAXIMUS, INC. MMS · Entity 4224 | Tax withholdingCommon Stock | 5,522 | $56.56 | $312,324.32 |
DisclosureSEC source: 0001032220-16-000233 · primary_doc.xml · nonDerivative · entry 1 FRANCIS DAVID · CIK 0001254631 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,617 F1 · shares: These shares were surrendered to satisfy the withholding tax due in connection with the recent vesting of restricted stock units. F2 · balance_after: In addition, the reporting person holds 24,509 shares that are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.