Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Executive Vice President | May 11, 2018 | May 14, 2018 |
| Inogen IncINGN · Entity 2083 | Director · CEO and President | September 01, 2023 | September 05, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date May 11, 2018 · Filed May 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,811 |
Ending reported balance
After 2018-05-11 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2018-05-11 · Exercise / conversion · Acquired 4,665 · Balance 12,476 Row 2 · 2018-05-11 · Disposition to issuer · Disposed 1,573 · Balance 10,903 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $226.00 through $226.42. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 3 · 2018-05-11 · Sale · Disposed 3,092 · Balance 7,811 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $226.00 through $226.42. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 4 · 2018-05-11 · Exercise / conversion · Acquired 13,735 · Balance 21,546 Row 5 · 2018-05-11 · Disposition to issuer · Disposed 6,618 · Balance 14,928 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $226.00 through $226.42. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Row 6 · 2018-05-11 · Sale · Disposed 7,117 · Balance 7,811 F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $226.00 through $226.42. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $76.18 · Expires 2022-11-20 | Direct | 0 |
Reported balance
After 2018-05-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-05-11 · Exercise / conversion · Disposed 4,665 · Balance 0 F2: The stock appreciation rights vest in four annual installments beginning November 20, 2013. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $108.89 · Expires 2023-11-26 | Direct | 0 |
Reported balance
After 2018-05-11 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2018-05-11 · Exercise / conversion · Disposed 13,735 · Balance 0 F3: The stock appreciation rights vest in four annual installments beginning November 26, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $226.00 through $226.42. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request.
F2: The stock appreciation rights vest in four annual installments beginning November 20, 2013.
F3: The stock appreciation rights vest in four annual installments beginning November 26, 2014.
Inogen Inc
Report date September 01, 2023 · Filed September 05, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,991 |
Ending reported balance
After 2023-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-09-01 · Exercise / conversion · Acquired 3,686 · Balance 38,933 Row 2 · 2023-09-01 · Tax withholding · Disposed 1,942 · Balance 36,991 F1: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on September 1, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,704 |
Reported balance
After 2023-09-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-09-01 · Exercise / conversion · Disposed 1,569 · Balance 4,704 F2: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. F3: Subject to the reporting person's continued service with the Company, 25% of the restricted stock units will vest March 1, 2022, and the remaining 75% of the restricted stock units will vest in 1/12th quarterly installments over the following 3 years. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 4,234 |
Reported balance
After 2023-09-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-09-01 · Exercise / conversion · Disposed 2,117 · Balance 4,234 F2: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock. F4: Subject to the reporting person's continued service, 50% of the restricted stock units will vest on March 1, 2022, and the remaining 50% of the restricted stock units will vest in 1/8th quarterly installments over the following 2 years. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares were withheld to cover the Reporting Person's tax withholding liability in connection with a portion of a time-based restricted stock award that vested on September 1, 2023.
F2: Each restricted stock unit represents a contingent right to receive one share of Inogen common stock.
F3: Subject to the reporting person's continued service with the Company, 25% of the restricted stock units will vest March 1, 2022, and the remaining 75% of the restricted stock units will vest in 1/12th quarterly installments over the following 3 years.
F4: Subject to the reporting person's continued service, 50% of the restricted stock units will vest on March 1, 2022, and the remaining 50% of the restricted stock units will vest in 1/8th quarterly installments over the following 2 years.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2017 Filed Nov 28, 2017 14:23 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 3,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000048 · edgar.xml · nonDerivative · entry 1 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,044 F1 · shares: Represents shares vesting under performance units granted on November 25, 2014. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 2,865 | $202.37 | $579,790.05 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · nonDerivative · entry 7 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,839 F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $202.31 through $202.43. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 3,899 | $0.00 Strike: $150.12 | $0.00 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · derivative · entry 9 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,699 Underlying: Common Stock · 3,899 shares Expires 2025-11-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2016. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 6,944 | $0.00 Strike: $134.73 | $0.00 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · derivative · entry 8 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,945 Underlying: Common Stock · 6,944 shares Expires 2024-11-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 25, 2015. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 990 | $201.22 | $199,207.80 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · nonDerivative · entry 6 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,704 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $201.20 through $201.23. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 2,909 | $201.22 | $585,348.98 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · nonDerivative · entry 5 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,694 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $201.20 through $201.23. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 3,899 | $150.12 | $585,317.88 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · nonDerivative · entry 4 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 2,294 | $201.22 | $461,598.68 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · nonDerivative · entry 3 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,704 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $201.20 through $201.23. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 4,650 | $201.22 | $935,673.00 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · nonDerivative · entry 2 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,998 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $201.20 through $201.23. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 14:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 6,944 | $134.73 | $935,565.12 |
DisclosureSEC source: 0001543407-17-000030 · edgar.xml · nonDerivative · entry 1 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:47 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 12,471 | $0.00 Strike: $170.69 | $0.00 |
DisclosureSEC source: 0001543407-16-000142 · edgar.xml · derivative · entry 4 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,471 Underlying: Common Stock · 12,471 shares Expires 2026-11-26 F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:47 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000142 · edgar.xml · nonDerivative · entry 3 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,704 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:47 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 2,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000142 · edgar.xml · nonDerivative · entry 2 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,432 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 16:47 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 3,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000142 · edgar.xml · nonDerivative · entry 1 Shabshab Nabil · CIK 0001568903 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,052 F1 · shares: Represents shares vesting under performance units granted on November 26, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.