Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHIPOTLE MEXICAN GRILL INCCMG · Entity 3037 | Director · Chairman, CEO | April 26, 2024 | April 29, 2024 |
| HARLEY-DAVIDSON, INC.HOG · Entity 810 | Director | July 29, 2020 | July 31, 2020 |
| KB HOMEKBH · Entity 4184 | Director | April 20, 2023 | April 24, 2023 |
| STARBUCKS CORPSBUX · Entity 2886 | Director · chairman and ceo | September 09, 2026 | September 10, 2026 |
| Walmart Inc.WMT · Entity 783 | Director | March 31, 2026 | April 02, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | CEO, Taco Bell | February 12, 2018 | February 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHIPOTLE MEXICAN GRILL INC
Report date April 26, 2024 · Filed April 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| common stockSEC Table I · non-derivative | Direct | 22,669 |
Ending reported balance
After 2024-04-26 transaction · row 15
15 source rows · reconciled sequenceRow 1 · 2024-04-26 · Sale · Disposed 100 · Balance 28,975 Row 2 · 2024-04-26 · Sale · Disposed 401 · Balance 28,574 F1: Reflects a weighted-average price. Actual sales prices ranged from $3,179.19 to $3,179.99 per share. Row 3 · 2024-04-26 · Sale · Disposed 370 · Balance 28,204 F2: Reflects a weighted-average price. Actual sales prices ranged from $3,180.60 to $3,180.99 per share. Row 4 · 2024-04-26 · Sale · Disposed 451 · Balance 27,753 F3: Reflects a weighted-average price. Actual sales prices ranged from $3,181.84 to $3,182.77 per share. Row 5 · 2024-04-26 · Sale · Disposed 943 · Balance 26,810 F4: Reflects a weighted-average price. Actual sales prices ranged from $3,183.02 to $3,184.00 per share. Row 6 · 2024-04-26 · Sale · Disposed 911 · Balance 25,899 F5: Reflects a weighted-average price. Actual sales prices ranged from $3,184.22 to $3,185.19 per share. Row 7 · 2024-04-26 · Sale · Disposed 410 · Balance 25,489 F6: Reflects a weighted-average price. Actual sales prices ranged from $3,185.25 to $3,186.24 per share. Row 8 · 2024-04-26 · Sale · Disposed 470 · Balance 25,019 F7: Reflects a weighted-average price. Actual sales prices ranged from $3,186.30 to $3,187.00 per share. Row 9 · 2024-04-26 · Sale · Disposed 590 · Balance 24,429 F8: Reflects a weighted-average price. Actual sales prices ranged from $3,187.32 to $3,188.22 per share. Row 10 · 2024-04-26 · Sale · Disposed 491 · Balance 23,938 F9: Reflects a weighted-average price. Actual sales prices ranged from $3,188.37 to $3,189.24 per share. Row 11 · 2024-04-26 · Sale · Disposed 412 · Balance 23,526 F10: Reflects a weighted-average price. Actual sales prices ranged from $3,189.69 to $3,190.57 per share. Row 12 · 2024-04-26 · Sale · Disposed 341 · Balance 23,185 F11: Reflects a weighted-average price. Actual sales prices ranged from $3,190.92 to $3,191.91 per share. Row 13 · 2024-04-26 · Sale · Disposed 206 · Balance 22,979 F12: Reflects a weighted-average price. Actual sales prices ranged from $3,192.00 to $3,192.98 per share. Row 14 · 2024-04-26 · Sale · Disposed 170 · Balance 22,809 F13: Reflects a weighted-average price. Actual sales prices ranged from $3,193.05 to $3,193.54 per share. Row 15 · 2024-04-26 · Sale · Disposed 140 · Balance 22,669 F14: Reflects a weighted-average price. Actual sales prices ranged from $3,194.57 to $3,194.61 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a weighted-average price. Actual sales prices ranged from $3,179.19 to $3,179.99 per share.
F2: Reflects a weighted-average price. Actual sales prices ranged from $3,180.60 to $3,180.99 per share.
F3: Reflects a weighted-average price. Actual sales prices ranged from $3,181.84 to $3,182.77 per share.
F4: Reflects a weighted-average price. Actual sales prices ranged from $3,183.02 to $3,184.00 per share.
F5: Reflects a weighted-average price. Actual sales prices ranged from $3,184.22 to $3,185.19 per share.
F6: Reflects a weighted-average price. Actual sales prices ranged from $3,185.25 to $3,186.24 per share.
F7: Reflects a weighted-average price. Actual sales prices ranged from $3,186.30 to $3,187.00 per share.
F8: Reflects a weighted-average price. Actual sales prices ranged from $3,187.32 to $3,188.22 per share.
F9: Reflects a weighted-average price. Actual sales prices ranged from $3,188.37 to $3,189.24 per share.
F10: Reflects a weighted-average price. Actual sales prices ranged from $3,189.69 to $3,190.57 per share.
F11: Reflects a weighted-average price. Actual sales prices ranged from $3,190.92 to $3,191.91 per share.
F12: Reflects a weighted-average price. Actual sales prices ranged from $3,192.00 to $3,192.98 per share.
F13: Reflects a weighted-average price. Actual sales prices ranged from $3,193.05 to $3,193.54 per share.
F14: Reflects a weighted-average price. Actual sales prices ranged from $3,194.57 to $3,194.61 per share.
HARLEY-DAVIDSON, INC.
Report date July 29, 2020 · Filed July 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Share UnitsSEC Table II · derivative / convertible security | Direct | 31,896.491 |
Reported balance
After 2020-07-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-07-29 · Grant · Acquired 3,244.68 · Balance 31,896.491 F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2: 1-for-1 F3: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F2: 1-for-1
F3: Each Deferred Stock Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination of service as a director.
KB HOME
Report date April 20, 2023 · Filed April 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,470 |
Reported balance
After 2023-04-20 transaction · row 1
1 source rowRow 1 · 2023-04-20 · Grant · Acquired 6,563 · Balance 18,470 F1: Award of common stock units under the Amended and Restated KB Home Non-Employee Directors Compensation Plan, which award is exempt under Rule 16b-3. Each stock unit represents the right to receive one share of KB Home common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of common stock units under the Amended and Restated KB Home Non-Employee Directors Compensation Plan, which award is exempt under Rule 16b-3. Each stock unit represents the right to receive one share of KB Home common stock.
STARBUCKS CORP
Report date September 09, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 428,696.951 |
Reported balance
After 2026-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-09 · Tax withholding · Disposed 56,267 · Balance 428,696.951 F1: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2: Includes 10,493.713 shares representing dividend equivalents received on unvested time-based restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
F2: Includes 10,493.713 shares representing dividend equivalents received on unvested time-based restricted stock units.
Walmart Inc.
Report date March 31, 2026 · Filed April 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CommonSEC Table I · non-derivative | Direct | 9,616.078 |
Reported balance
After 2026-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-31 · Grant · Acquired 231 · Balance 9,616.078 F1: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant. F2: Balance adjusted to reflect corrected phantom stock unit balance for acquisition of dividend equivalents on deferred stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents quarterly director compensation, which the Reporting Person elected to defer in the form of stock units. The number of stock units was determined by using the closing price of the Issuer's common stock on the date of grant.
F2: Balance adjusted to reflect corrected phantom stock unit balance for acquisition of dividend equivalents on deferred stock.
YUM BRANDS INC
Report date February 12, 2018 · Filed February 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $78.07 · Expires 2028-02-12 | Direct | 68,598 |
Reported balance
After 2018-02-12 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-12 · Grant · Acquired 68,598 · Balance 68,598 F1: Vesting occurs 25% per year beginning one year from grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting occurs 25% per year beginning one year from grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2017 Filed May 3, 2017 20:55 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 4,167.4056 | $56.39 | $235,000.00 |
DisclosureSEC source: 0001225208-17-009068 · doc4.xml · derivative · entry 1 Niccol Brian R · CIK 0001628588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,943.3586 Underlying: Common Stock · 4,167.4056 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director and are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan) F4 · balance_after: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:11 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 35,231 | $0.00 Strike: $28.22 | $0.00 |
DisclosureSEC source: 0001127602-17-005391 · form4.xml · derivative · entry 6 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,172 Underlying: Common Stock · 35,231 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:11 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 70,423 | $0.00 Strike: $68.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005391 · form4.xml · derivative · entry 5 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,423 Underlying: Common Stock · 70,423 shares Expires 2027-02-10 F4 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:11 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 11,938 | $68.17 | $813,854.05 |
DisclosureSEC source: 0001127602-17-005391 · form4.xml · nonDerivative · entry 3 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679 F1 · shares: Pursuant to 10b5-1 Plan F3 · price: This transaction was executed in multiple trades at prices ranging from $68.11 to $68.24. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:11 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 23,293 | $68.18 | $1,588,016.58 |
DisclosureSEC source: 0001127602-17-005391 · form4.xml · nonDerivative · entry 2 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,617 F1 · shares: Pursuant to 10b5-1 Plan F2 · price: This transaction was executed in multiple trades at prices ranging from $68.12 to $68.25. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 21:11 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 35,231 | $28.22 | $994,218.82 |
DisclosureSEC source: 0001127602-17-005391 · form4.xml · nonDerivative · entry 1 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:35 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 109.5436 | $66.23 | $7,255.07 |
DisclosureSEC source: 0001127602-17-004550 · form4.xml · derivative · entry 2 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,909.6638 Underlying: Common Stock · 109.5436 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:35 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 362.0799 | $66.23 | $23,980.55 |
DisclosureSEC source: 0001127602-17-004550 · form4.xml · derivative · entry 1 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,695.5422 Underlying: Common Stock · 362.0799 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:07 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070405 · form4.xml · derivative · entry 4 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,870.6933 Underlying: Common Stock · 1,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:07 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 509 | $63.88 | $32,514.92 |
DisclosureSEC source: 0001127602-16-070405 · form4.xml · nonDerivative · entry 2 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,679 Read SEC document |
| December 15, 2016 Filed Dec 19, 2016 20:07 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,021 | $63.88 | $65,221.48 |
DisclosureSEC source: 0001127602-16-070405 · form4.xml · nonDerivative · entry 1 Niccol Brian R · CIK 0001628588 · CEO, Taco Bell 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 22:45 UTC | HARLEY-DAVIDSON, INC. HOG · Entity 810 | GrantShare Units · Derivative | 4,686.9587 | $52.38 | $245,502.90 |
DisclosureSEC source: 0001225208-16-039233 · doc4.xml · derivative · entry 1 Niccol Brian R · CIK 0001628588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,686.9587 Underlying: Common Stock · 4,686.9587 shares Expires not disclosed F1 · security: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan). F3 · derivative.expiration_date: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.