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O'BRIEN DEIRDRE

Disclosed activity across 1 company

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10951
SEC CIK
0001767094

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Apple Inc.AAPL · Entity 2389Senior Vice PresidentOctober 01, 2026October 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Apple Inc.

Report date October 01, 2026 · Filed October 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect136,810 Last balance in matching sequence After 2026-10-02 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rows

Row 1 · 2026-10-01 · Exercise / conversion · Acquired 99,878 · Balance 236,688

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Row 2 · 2026-10-01 · Tax withholding · Disposed 53,489 · Balance 183,199

F2: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

Row 3 · 2026-10-02 · Sale · Disposed 40,764 · Balance 142,435

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F4: This transaction was executed in multiple trades at prices ranging from $332.77 to $333.76; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Row 4 · 2026-10-02 · Sale · Disposed 5,625 · Balance 136,810

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F5: This transaction was executed in multiple trades at prices ranging from $333.775 to $334.115; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-10-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-10-01 · Exercise / conversion · Acquired 99,878 · Balance 0

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F6: This award was granted on October 1, 2023, for a target number of 58,408 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.

F7: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82.

F8: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F9: Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 99,878 restricted stock units subject to performance requirements vested.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

F3: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 24, 2025.

F4: This transaction was executed in multiple trades at prices ranging from $332.77 to $333.76; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F5: This transaction was executed in multiple trades at prices ranging from $333.775 to $334.115; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

F6: This award was granted on October 1, 2023, for a target number of 58,408 RSUs. The award settled on October 1, 2026, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 from the first day of Apple's fiscal year 2024 and ending with the last day of Apple's fiscal year 2026.

F7: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $175.08. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $333.82.

F8: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F9: Apple's TSR for the three-year performance period was 90.67%, which ranked 115 of the 480 companies that were included in the S&P 500 for the performance period and placed Apple in the 76.20th percentile. Therefore, 99,878 restricted stock units subject to performance requirements vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 03, 2023 Filed Apr 4, 2023 22:33 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 17,664 $164.73 $2,909,790.72
Disclosure

SEC source: 0000320193-23-000050 · wf-form4_168064761527635.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 162,402

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $164.355 to $165.35; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 29,688 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000050 · wf-form4_168064761527635.xml · derivative · entry 6

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,376

Underlying: Common Stock · 29,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F8 · derivative.exercise_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date.

F8 · derivative.expiration_date: This award was granted on September 27, 2020. 29,688 restricted stock units subject to the award vested on April 1, 2023 and 29,688 restricted stock units are scheduled to vest on each of April 1, 2024 and April 1, 2025, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 60,932 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000050 · wf-form4_168064761527635.xml · derivative · entry 5

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,932

Underlying: Common Stock · 60,932 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units vested on April 1, 2023 and 60,932 restricted stock units are scheduled to vest on April 1, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:33 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 46,998 $164.90 $7,749,970.20
Disclosure

SEC source: 0000320193-23-000050 · wf-form4_168064761527635.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 180,066

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 90,620 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-23-000050 · wf-form4_168064761527635.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2023 of 154 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 1, 2022 through January 31, 2023

Read SEC document
October 17, 2022 Filed Oct 18, 2022 22:33 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 8,053 $142.45 $1,147,149.85
Disclosure

SEC source: 0000320193-22-000102 · wf-form4_166613234346671.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,290

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $141.825 to $142.795; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 16,612 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000102 · wf-form4_166613234346671.xml · derivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2022.

F5 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2022.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 22:33 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 8,559 $138.38 $1,184,394.42
Disclosure

SEC source: 0000320193-22-000102 · wf-form4_166613234346671.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,343

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2022 Filed Oct 18, 2022 22:33 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 16,612 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000102 · wf-form4_166613234346671.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 02:05 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 67,026 $142.83 $9,573,323.58
Disclosure

SEC source: 0000320193-22-000097 · wf-form4_166493494107053.xml · nonDerivative · entry 5

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,290

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F6 · price: This transaction was executed in multiple trades at prices ranging from $142.62 to $143.02; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 02:05 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 66,880 $142.17 $9,508,329.60
Disclosure

SEC source: 0000320193-22-000097 · wf-form4_166493494107053.xml · nonDerivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,316

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $141.58 to $142.51; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 02:05 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 42,393 $141.09 $5,981,228.37
Disclosure

SEC source: 0000320193-22-000097 · wf-form4_166493494107053.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,196

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $140.58 to $141.56; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 02:05 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 365,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000097 · wf-form4_166493494107053.xml · derivative · entry 6

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 365,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on September 29, 2019, for a target number of 182,800 RSUs. The award vested on October 1, 2022, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 29, 2019 through September 24, 2022.

F8 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value, adjusted to reflect Apple's 4-for-1 stock split, effective on August 28, 2020, was calculated to be $58.14. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $159.50.

F9 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F10 · derivative.exercise_date: Apple's TSR for the three-year performance period was 174.34%, which ranked 10 of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 98th percentile. Therefore, 365,600 RSUs subject to performance requirements vested.

F7 · derivative.expiration_date: This award was granted on September 29, 2019, for a target number of 182,800 RSUs. The award vested on October 1, 2022, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of September 29, 2019 through September 24, 2022.

F8 · derivative.expiration_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value, adjusted to reflect Apple's 4-for-1 stock split, effective on August 28, 2020, was calculated to be $58.14. Similarly, the ending value used for calculating TSR is the average closing price for the final 20 trading days of the performance period. Apple's ending value was calculated to be $159.50.

F9 · derivative.expiration_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F10 · derivative.expiration_date: Apple's TSR for the three-year performance period was 174.34%, which ranked 10 of the 478 companies that were included in the S&P 500 for the period and placed Apple in the 98th percentile. Therefore, 365,600 RSUs subject to performance requirements vested.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 02:05 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 189,301 $138.20 $26,161,398.20
Disclosure

SEC source: 0000320193-22-000097 · wf-form4_166493494107053.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,589

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

Read SEC document
October 01, 2022 Filed Oct 5, 2022 02:05 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 365,600 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000097 · wf-form4_166493494107053.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
September 25, 2022 Filed Sep 28, 2022 01:49 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 66,477 $0.00 $0.00
Disclosure

SEC source: 0000320193-22-000088 · wf-form4_166432973592639.xml · derivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,477

Underlying: Common Stock · 66,477 shares

Expires not disclosed

F3 · derivative.exercise_price: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2025. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2023 and ending with the last day of Apple's fiscal 2025.

Read SEC document
September 25, 2022 Filed Sep 28, 2022 01:49 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 66,477 $0.00 $0.00
Disclosure

SEC source: 0000320193-22-000088 · wf-form4_166432973592639.xml · derivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,477

Underlying: Common Stock · 66,477 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2025, April 1, 2026, and April 1, 2027.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 15,366 $164.86 $2,533,238.76
Disclosure

SEC source: 0000320193-22-000074 · wf-form4_166008422355199.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,290

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $164.405 to $165.395; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 31,896 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000074 · wf-form4_166008422355199.xml · derivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,896

Underlying: Common Stock · 31,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on each of August 5, 2021 and August 5, 2022 and 31,896 restricted stock units are scheduled to vest on August 5, 2023, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on each of August 5, 2021 and August 5, 2022 and 31,896 restricted stock units are scheduled to vest on August 5, 2023, assuming continued employment through the applicable vesting date.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 16,530 $165.35 $2,733,235.50
Disclosure

SEC source: 0000320193-22-000074 · wf-form4_166008422355199.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,656

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 31,896 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000074 · wf-form4_166008422355199.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 3,431 $165.41 $567,521.71
Disclosure

SEC source: 0000320193-22-000053 · wf-form4_165040749395911.xml · nonDerivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,290

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $165.12 to $165.63; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 18, 2022 Filed Apr 19, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 4,569 $164.54 $751,783.26
Disclosure

SEC source: 0000320193-22-000053 · wf-form4_165040749395911.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,721

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F4 · price: This transaction was executed in multiple trades at prices ranging from $164.00 to $164.98; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 16,612 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000053 · wf-form4_165040749395911.xml · derivative · entry 5

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,612

Underlying: Common Stock · 16,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 8,612 $165.29 $1,423,477.48
Disclosure

SEC source: 0000320193-22-000053 · wf-form4_165040749395911.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,290

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 16,612 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000053 · wf-form4_165040749395911.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,902

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 22:32 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 11,701 $178.18 $2,084,884.18
Disclosure

SEC source: 0000320193-22-000048 · wf-form4_164919793500496.xml · nonDerivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,290

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F6 · price: This transaction was executed in multiple trades at prices ranging from $177.995 to $178.45; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 04, 2022 Filed Apr 5, 2022 22:32 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 17,497 $177.49 $3,105,542.53
Disclosure

SEC source: 0000320193-22-000048 · wf-form4_164919793500496.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,991

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2021.

F5 · price: This transaction was executed in multiple trades at prices ranging from $176.99 to $177.985; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 60,936 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000048 · wf-form4_164919793500496.xml · derivative · entry 5

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,864

Underlying: Common Stock · 60,936 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: This award was granted on September 29, 2019. 60,936 restricted stock units subject to the award vested on April 1, 2022 and 60,932 restricted stock units are scheduled to vest on each of April 1, 2023 and April 1, 2024, assuming continued employment through the applicable vesting date.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:32 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 31,738 $174.31 $5,532,250.78
Disclosure

SEC source: 0000320193-22-000048 · wf-form4_164919793500496.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,488

F3 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 22:32 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 60,936 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-22-000048 · wf-form4_164919793500496.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F2 · balance_after: The number of securities reported reflects the acquisition on January 31, 2022 of 172 shares of Apple Inc.'s common stock pursuant to the Apple Inc. Amended Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of August 2, 2021 through January 31, 2022.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 1,139 $146.75 $167,148.25
Disclosure

SEC source: 0000320193-21-000097 · wf-form4_163468269006289.xml · nonDerivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,118

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $146.745 to $146.765; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 18, 2021 Filed Oct 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 17,108 $146.32 $2,503,242.56
Disclosure

SEC source: 0000320193-21-000097 · wf-form4_163468269006289.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,257

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $145.74 to $146.735; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 16,612 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000097 · wf-form4_163468269006289.xml · derivative · entry 6

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,224

Underlying: Common Stock · 16,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 22,292 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000097 · wf-form4_163468269006289.xml · derivative · entry 5

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2021.

F6 · derivative.expiration_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2021.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 20,657 $144.84 $2,991,959.88
Disclosure

SEC source: 0000320193-21-000097 · wf-form4_163468269006289.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,365

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

Read SEC document
October 15, 2021 Filed Oct 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 38,904 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000097 · wf-form4_163468269006289.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,022

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

Read SEC document
October 04, 2021 Filed Oct 5, 2021 22:43 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 89,437 $138.83 $12,416,538.71
Disclosure

SEC source: 0000320193-21-000092 · wf-form4_163347379860494.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,118

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $138.50 to $139.28; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:43 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 191,376 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000092 · wf-form4_163347379860494.xml · derivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 191,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on February 5, 2019, for a target number of 95,688 RSUs. The award vested on October 1, 2021, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of February 5, 2019 through September 25, 2021.

F6 · derivative.exercise_date: TSR is calculated based on the change in a company's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. In accordance with the terms of the award, the beginning value used for calculating TSR is the average closing stock price for the first 20 trading days of the performance period. Apple's beginning value was calculated to be $43.30. Similarly, the ending value used for calculating TSR is the average closing price for the 20 trading days ending on September 25, 2021. Apple's ending value was calculated to be $154.11.

F7 · derivative.exercise_date: This award provided that if Apple's relative TSR performance was ranked at or above the 85th percentile for companies in the S&P 500 for the performance period, 200% of the target number of RSUs vest. If Apple's performance was ranked at or above the 55th percentile, 100% of the target number of RSUs vest. If Apple's performance was ranked at or above the 25th percentile, 25% of the target number of RSUs vest, and if Apple's performance was ranked below the 25th percentile, 0% of the target number of RSUs vest. If Apple's performance was between these levels, the portion of the RSUs that vest would be determined on a straight-line basis (i.e., linearly interpolated) between the two nearest vesting percentages.

F8 · derivative.exercise_date: Apple's TSR for the three-year performance period was 255.92%, which ranked 7 of the 479 companies that were included in the S&P 500 for the period and placed Apple in the 99th percentile. Therefore, 191,376 RSUs subject to performance requirements vested.

F5 · derivative.expiration_date: This award was granted on February 5, 2019, for a target number of 95,688 RSUs. The award vested on October 1, 2021, applying a percentage of the target number of RSUs that was determined based on Apple's total shareholder return ("TSR") relative to the other companies in the S&P 500 for the three-year performance period of February 5, 2019 through September 25, 2021.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:43 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 101,939 $142.65 $14,541,598.35
Disclosure

SEC source: 0000320193-21-000092 · wf-form4_163347379860494.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,555

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of RSUs.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 22:43 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 191,376 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000092 · wf-form4_163347379860494.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represented the right to receive, at settlement, one share of common stock. This transaction represents the settlement of RSUs in shares of common stock on their scheduled vesting date.

Read SEC document
September 26, 2021 Filed Sep 28, 2021 22:34 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 68,065 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000084 · wf-form4_163286847648313.xml · derivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Underlying: Common Stock · 68,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F3 · derivative.exercise_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024.

F3 · derivative.expiration_date: These performance-based restricted stock units are scheduled to vest on October 1, 2024. The "target" number of restricted stock units is reported. Between 0% and 200% of the target number of units may vest based on Apple's relative total shareholder return from the first day of Apple's fiscal 2022 and ending with the last day of Apple's fiscal 2024.

Read SEC document
September 26, 2021 Filed Sep 28, 2021 22:34 UTC Apple Inc. AAPL · Entity 2389 GrantRestricted Stock Unit · Derivative 68,065 $0.00 $0.00
Disclosure

SEC source: 0000320193-21-000084 · wf-form4_163286847648313.xml · derivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,065

Underlying: Common Stock · 68,065 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026.

F2 · derivative.expiration_date: These restricted stock units are scheduled to vest as to one-third of the units on each of April 1, 2024, April 1, 2025, and April 1, 2026.

Read SEC document
August 06, 2021 Filed Aug 9, 2021 22:30 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 14,877 $145.99 $2,171,893.23
Disclosure

SEC source: 0000320193-21-000069 · wf-form4_162854822510730.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,118

F3 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F4 · price: This transaction was executed in multiple trades at prices ranging from $145.655 to $146.255; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 31,896 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000069 · wf-form4_162854822510730.xml · derivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,792

Underlying: Common Stock · 31,896 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F5 · derivative.exercise_date: This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on August 5, 2021 and 31,896 restricted stock units are scheduled to vest on each of August 5, 2022 and August 5, 2023, assuming continued employment through the applicable vesting date.

F5 · derivative.expiration_date: This award was granted on February 5, 2019. 31,896 restricted stock units subject to the award vested on August 5, 2021 and 31,896 restricted stock units are scheduled to vest on each of August 5, 2022 and August 5, 2023, assuming continued employment through the applicable vesting date.

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August 05, 2021 Filed Aug 9, 2021 22:30 UTC Apple Inc. AAPL · Entity 2389 Tax withholdingCommon Stock 17,019 $147.06 $2,502,814.14
Disclosure

SEC source: 0000320193-21-000069 · wf-form4_162854822510730.xml · nonDerivative · entry 2

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,995

F2 · security: Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.

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August 05, 2021 Filed Aug 9, 2021 22:30 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionCommon Stock 31,896 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000069 · wf-form4_162854822510730.xml · nonDerivative · entry 1

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

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April 16, 2021 Filed Apr 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 SaleCommon Stock 18,216 $134.01 $2,441,126.16
Disclosure

SEC source: 0000320193-21-000050 · wf-form4_161887148361718.xml · nonDerivative · entry 3

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,118

F4 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.

F5 · price: This transaction was executed in multiple trades at prices ranging from $133.865 to $134.105; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.

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April 15, 2021 Filed Apr 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 16,612 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000050 · wf-form4_161887148361718.xml · derivative · entry 5

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,836

Underlying: Common Stock · 16,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F7 · derivative.exercise_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

F7 · derivative.expiration_date: This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.

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April 15, 2021 Filed Apr 19, 2021 22:31 UTC Apple Inc. AAPL · Entity 2389 Exercise / conversionRestricted Stock Unit · Derivative 22,296 Not disclosed Not disclosed
Disclosure

SEC source: 0000320193-21-000050 · wf-form4_161887148361718.xml · derivative · entry 4

O'BRIEN DEIRDRE · CIK 0001767094 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,292

Underlying: Common Stock · 22,296 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.

F6 · derivative.exercise_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.

F6 · derivative.expiration_date: This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.