Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Co-President | April 17, 2026 | April 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date April 17, 2026 · Filed April 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 365,802.079 |
Ending reported balance
After 2026-04-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-17 · Gift · Disposed 8,000 · Balance 380,492.079 Row 2 · 2026-04-17 · Sale · Disposed 14,690 · Balance 365,802.079 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.72 to $189.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,805.331 |
Reported balance
Holding disclosure · report date 2026-04-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,805.331 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $188.72 to $189.65, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2020 Filed Jan 17, 2020 21:31 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 42,376.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-004012 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,968.443 F1 · kind: Restricted Stock Units granted in 2020 as part of 2019 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 18, 2019 Filed Apr 22, 2019 20:07 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 7,000 | $47.57 | $332,978.80 |
DisclosureSEC source: 0001209191-19-025467 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,088.553 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $47.53 to $47.59, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 43,857 | $42.19 | $1,850,326.83 |
DisclosureSEC source: 0001209191-19-014448 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,088.553 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 20, 2016 and earned on February 26, 2019 as described in footnote (1). Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 82,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014448 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,945.553 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 20, 2016. Read SEC document |
| January 18, 2019 Filed Jan 18, 2019 21:27 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 33,369 | $42.53 | $1,419,183.57 |
DisclosureSEC source: 0001209191-19-004558 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,764.212 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2016. Read SEC document |
| January 18, 2019 Filed Jan 18, 2019 21:27 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 33,029.52 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-004558 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,133.212 F1 · kind: Restricted Stock Units granted in 2019 as part of 2018 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 21:09 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 32,181 | $53.79 | $1,730,935.54 |
DisclosureSEC source: 0001209191-18-010358 · doc4.xml · nonDerivative · entry 3 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,876.078 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.71 to $53.92, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:09 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 9,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010358 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,057.078 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:09 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 54,869 | $53.41 | $2,930,679.49 |
DisclosureSEC source: 0001209191-18-010358 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,428.078 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $53.40 to $53.48, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:38 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 69,851 | $55.84 | $3,900,479.84 |
DisclosureSEC source: 0001209191-18-004573 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,297.078 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2015. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:38 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 33,450.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004573 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,148.078 F1 · kind: Restricted Stock Units granted in 2018 as part of 2017 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 30,887 | $42.15 | $1,301,887.05 |
DisclosureSEC source: 0001209191-17-004818 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,960.716 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 38,726.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004818 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,848.354 F1 · kind: Restricted Stock Units granted in 2017 as part of 2016 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 121,351 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-16-152985 · doc4.xml · derivative · entry 4 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 121,351 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on February 2, 2012. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 121,351 | $42.05 | $5,102,918.77 |
DisclosureSEC source: 0001209191-16-152985 · doc4.xml · nonDerivative · entry 2 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,122.074 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42 to $42.12, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:06 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 121,351 | $30.01 | $3,641,743.51 |
DisclosureSEC source: 0001209191-16-152985 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,473.074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 21:26 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 60,119 | $37.56 | $2,257,961.43 |
DisclosureSEC source: 0001209191-16-149354 · doc4.xml · nonDerivative · entry 1 SIMKOWITZ DANIEL A · CIK 0001680385 · Head of Investment Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,784.081 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.24 to $38, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.