Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Chief Legal/Admin Officer | April 20, 2026 | April 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date April 20, 2026 · Filed April 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 169,402.952 |
Ending reported balance
After 2026-04-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-20 · Sale · Disposed 5,559 · Balance 174,961.952 Row 2 · 2026-04-20 · Sale · Disposed 5,559 · Balance 169,402.952 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 27, 2018 Filed Mar 1, 2018 21:18 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 53,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-014998 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,682.573 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2015. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:17 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 17,421 | $54.72 | $953,296.28 |
DisclosureSEC source: 0001209191-18-010829 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,674.326 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $54.671 to $54.755, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:39 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 29,946 | $55.84 | $1,672,184.64 |
DisclosureSEC source: 0001209191-18-004574 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,095.326 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2015. Read SEC document |
| January 19, 2018 Filed Jan 19, 2018 21:39 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 29,052.28 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-004574 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,041.326 F1 · kind: Restricted Stock Units granted in 2018 as part of 2017 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 18, 2017 Filed Oct 20, 2017 20:16 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 26,083 | $49.83 | $1,299,637.64 |
DisclosureSEC source: 0001209191-17-057621 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,202.775 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.77 to $49.936, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:07 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 25,340 | $45.67 | $1,157,277.80 |
DisclosureSEC source: 0001209191-17-017430 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,788.111 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 21, 2014 and earned on March 1, 2017 as described in footnote (1). Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:07 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 49,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017430 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,128.111 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 21, 2014. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 21:09 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 17,562 | $42.14 | $739,992.43 |
DisclosureSEC source: 0001209191-17-004820 · doc4.xml · nonDerivative · entry 3 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,346.537 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $42.12 to $42.16, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:09 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 18,191 | $42.15 | $766,750.65 |
DisclosureSEC source: 0001209191-17-004820 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,908.537 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:09 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 32,863.11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004820 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,099.924 F1 · kind: Restricted Stock Units granted in 2017 as part of 2016 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:16 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 60,675 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-16-149919 · doc4.xml · derivative · entry 3 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 60,675 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on February 2, 2012. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:16 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 60,675 | $37.84 | $2,296,063.35 |
DisclosureSEC source: 0001209191-16-149919 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,436.412 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.77 to $37.925, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 23:16 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 60,675 | $30.01 | $1,820,856.75 |
DisclosureSEC source: 0001209191-16-149919 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,111.412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 20:35 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 247,570 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-16-146745 · doc4.xml · derivative · entry 3 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 247,570 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vested and became exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 20:35 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 220,400 | $33.22 | $7,322,349.20 |
DisclosureSEC source: 0001209191-16-146745 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,436.412 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.16 to $33.295, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 20:35 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 247,570 | $22.98 | $5,689,158.60 |
DisclosureSEC source: 0001209191-16-146745 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 428,836.412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2016 Filed May 26, 2016 20:37 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 24,952 | $28.21 | $703,870.97 |
DisclosureSEC source: 0001209191-16-123598 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,211.841 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.19 to $28.245 inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 25, 2016 Filed Feb 26, 2016 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 36,503 | $23.71 | $865,486.13 |
DisclosureSEC source: 0001209191-16-102826 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,273.626 F2 · kind: Shares withheld to satisfy taxes upon the conversion of LTIP Awards granted on January 31, 2013 and earned on February 25, 2016 as described in footnote (1). Read SEC document |
| February 25, 2016 Filed Feb 26, 2016 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 70,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-102826 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,776.626 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of long-term incentive program awards ("LTIP Awards") granted on January 31, 2013. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 21:10 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 7,625 | $26.26 | $200,232.50 |
DisclosureSEC source: 0001209191-16-093103 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,011.205 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2014. Read SEC document |
| January 20, 2016 Filed Jan 22, 2016 21:10 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 50,473.07 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-093103 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,636.648 F1 · kind: Restricted Stock Units granted in 2016 as part of 2015 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 21, 2015 Filed Apr 21, 2015 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 34,481 | $37.10 | $1,279,314.06 |
DisclosureSEC source: 0001209191-15-035344 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,645.958 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.01 to $37.14, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 21:56 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 10,260 | $35.79 | $367,205.40 |
DisclosureSEC source: 0001209191-15-020317 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,126.958 F2 · kind: Shares withheld to satisfy taxes upon the conversion of PSUs awarded on January 20, 2012 and earned on March 2, 2015 as described in footnote (1). Read SEC document |
| March 02, 2015 Filed Mar 2, 2015 21:56 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 19,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-020317 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,386.958 F1 · kind: Shares earned based on the Company's achievement of pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 20, 2012 as part of 2011 year-end compensation. Read SEC document |
| January 21, 2015 Filed Jan 23, 2015 21:21 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 20,560 | $34.75 | $714,460.00 |
DisclosureSEC source: 0001209191-15-006185 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,162.812 F2 · kind: Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 20, 2012 and January 21, 2014. Read SEC document |
| January 21, 2015 Filed Jan 23, 2015 21:21 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 62,303.56 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-006185 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,723.951 F1 · kind: Restricted Stock Units granted in 2015 as part of 2014 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| August 25, 2014 Filed Aug 26, 2014 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 54,500 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-14-054479 · doc4.xml · derivative · entry 3 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,570 Underlying: Common Stock · 54,500 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| August 25, 2014 Filed Aug 26, 2014 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 54,500 | $34.29 | $1,868,723.25 |
DisclosureSEC source: 0001209191-14-054479 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,120.96 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.20 to $34.41, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 25, 2014 Filed Aug 26, 2014 21:15 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 54,500 | $22.98 | $1,252,410.00 |
DisclosureSEC source: 0001209191-14-054479 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,620.96 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 23, 2014 Filed Jul 25, 2014 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 35,000 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-14-049073 · doc4.xml · derivative · entry 3 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,070 Underlying: Common Stock · 35,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| July 23, 2014 Filed Jul 25, 2014 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 35,000 | $32.90 | $1,151,395.00 |
DisclosureSEC source: 0001209191-14-049073 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,790.429 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.81 to $33.05, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 23, 2014 Filed Jul 25, 2014 21:14 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 35,000 | $22.98 | $804,300.00 |
DisclosureSEC source: 0001209191-14-049073 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,790.429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2014 Filed Feb 7, 2014 22:03 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 1,571.781 | $29.18 | $45,864.57 |
DisclosureSEC source: 0001209191-14-008410 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F2 · kind: The Reporting Person transferred his balance held in the Morgan Stanley Stock Fund to other funds in the Morgan Stanley 401(k) Plan. Read SEC document |
| February 05, 2014 Filed Feb 7, 2014 22:03 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 28,929 | $29.22 | $845,403.74 |
DisclosureSEC source: 0001209191-14-008410 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,251.842 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.182 to $29.265, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 28, 2014 Filed Jan 29, 2014 21:49 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 21,166 | $29.99 | $634,662.51 |
DisclosureSEC source: 0001209191-14-005574 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,180.842 F2 · kind: Shares withheld to satisfy taxes upon the conversion of (a) PSUs awarded on January 21, 2011 and earned on January 28, 2014 as described in footnote (1) and (b) Restricted Stock Units granted on January 21, 2011 and January 20, 2012. Read SEC document |
| January 28, 2014 Filed Jan 29, 2014 21:49 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 12,542 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-005574 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,346.842 F1 · kind: Shares earned based on the Company's achievement of certain pre-established performance criteria in accordance with the terms of Performance Stock Units ("PSUs") awarded on January 21, 2011 as part of 2010 year-end compensation. Read SEC document |
| January 21, 2014 Filed Jan 23, 2014 22:08 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 79,036.32 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-004602 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,805.457 F1 · kind: Restricted Stock Units granted in 2014 as part of 2013 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| February 04, 2013 Filed Feb 6, 2013 00:08 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 13,847 | $22.85 | $316,397.03 |
DisclosureSEC source: 0001209191-13-006629 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,274.044 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.82 to $23.10, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2013 Filed Feb 6, 2013 00:08 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 8,260 | $23.36 | $192,912.30 |
DisclosureSEC source: 0001209191-13-006629 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,121.044 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on January 21, 2010 and January 21, 2011 to the Reporting Person. Read SEC document |
| January 22, 2013 Filed Jan 24, 2013 21:08 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 337,070 | $0.00 Strike: $22.98 | $0.00 |
DisclosureSEC source: 0001209191-13-004230 · doc4.xml · derivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,070 Underlying: Common Stock · 337,070 shares Expires 2018-01-22 F1 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $1,825,000. Options will vest and become exercisable in three equal annual installments beginning on January 27, 2014. Read SEC document |
| January 23, 2012 Filed Jan 24, 2012 23:34 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 12,482 | $18.22 | $227,365.87 |
DisclosureSEC source: 0001209191-12-005210 · doc4.xml · nonDerivative · entry 2 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,447.008 F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.00 to $18.50, inclusive. The Reporting Person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 20, 2012 Filed Jan 20, 2012 21:43 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 53,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-004688 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,284.008 F1 · kind: Restricted Stock Units granted in 2012 as part of 2011 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 20, 2012 Filed Jan 24, 2012 23:34 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 7,355 | $18.12 | $133,272.60 |
DisclosureSEC source: 0001209191-12-005210 · doc4.xml · nonDerivative · entry 1 GROSSMAN ERIC F · CIK 0001539492 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,929.008 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 18, 2008 and January 21, 2010 to the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.