Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARDELYX, INC.ARDX · Entity 4972 | Chief Operating Officer | January 16, 2018 | January 18, 2018 |
| CareDx, Inc.CDNA · Entity 4344 | Director · See Remarks | October 02, 2023 | October 02, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARDELYX, INC.
Report date January 16, 2018 · Filed January 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.10 · Expires 2028-01-16 | Direct | 146,381 |
Reported balance
After 2018-01-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-01-16 · Grant · Acquired 146,381 · Balance 146,381 F1: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 16, 2018, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The option becomes exercisable as it vests and the shares subject to the option vest in 48 successive, equal monthly installments on each monthly anniversary of January 16, 2018, subject to the Reporting Person's continued employment or service relationship with the Issuer on each such vesting date.
CareDx, Inc.
Report date October 02, 2023 · Filed October 02, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 479,164 |
Reported balance
After 2023-10-02 transaction · row 1
1 source rowRow 1 · 2023-10-02 · Sale · Disposed 2,818 · Balance 479,164 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.83 to $6.99, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.83 to $6.99, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2023 Filed Oct 2, 2023 19:53 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,818 | $6.91 | $19,483.37 |
DisclosureSEC source: 0001217234-23-000206 · wk-form4_1696290812.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 479,164 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.83 to $6.99, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| September 05, 2023 Filed Sep 5, 2023 16:03 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,819 | $9.49 | $26,762.18 |
DisclosureSEC source: 0001217234-23-000192 · wf-form4_169394418024806.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,982 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.34 to $9.695, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 14, 2023 Filed Aug 14, 2023 19:52 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 576 | $8.89 | $5,122.66 |
DisclosureSEC source: 0001217234-23-000190 · wf-form4_169205710549900.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 484,801 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.575 to $9.15, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| August 07, 2023 Filed Aug 9, 2023 20:24 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 674 | $10.80 | $7,279.20 |
DisclosureSEC source: 0001217234-23-000184 · wf-form4_169162702941869.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 485,377 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| August 02, 2023 Filed Aug 2, 2023 18:53 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 86 | $10.56 | $908.16 |
DisclosureSEC source: 0001217234-23-000166 · wf-form4_169101681206848.xml · nonDerivative · entry 2 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,051 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. Read SEC document |
| August 02, 2023 Filed Aug 2, 2023 18:53 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,733 | $11.37 | $31,079.68 |
DisclosureSEC source: 0001217234-23-000166 · wf-form4_169101681206848.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,137 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.82 to $11.62, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| July 13, 2023 Filed Jul 13, 2023 20:56 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 5,260 | $10.33 | $54,357.37 |
DisclosureSEC source: 0001217234-23-000160 · wf-form4_168929619308128.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,870 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.11 to $10.71, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: Includes 815 shares acquired pursuant to the Issuer's 2014 Employee Stock Purchase Plan. Read SEC document |
| July 06, 2023 Filed Jul 10, 2023 20:31 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 4,740 | $8.37 | $39,673.80 |
DisclosureSEC source: 0001217234-23-000152 · wf-form4_168903546175857.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 493,315 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| July 03, 2023 Filed Jul 3, 2023 17:19 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,818 | $8.48 | $23,900.87 |
DisclosureSEC source: 0001217234-23-000144 · wf-form4_168841913396155.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,055 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.41 to $8.60, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 28, 2023 Filed Jun 28, 2023 20:44 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 14,268 | $8.76 | $125,016.22 |
DisclosureSEC source: 0001217234-23-000140 · wf-form4_168799944314769.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500,873 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.435 to $8.875, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 18:52 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 17,036 | $7.96 | $135,606.56 |
DisclosureSEC source: 0001217234-23-000130 · wf-form4_168738792710059.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 515,141 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| June 02, 2023 Filed Jun 2, 2023 20:08 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,819 | $8.13 | $22,911.42 |
DisclosureSEC source: 0001217234-23-000101 · wf-form4_168575091379616.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 532,177 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.03 to $8.225, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 02, 2023 Filed May 4, 2023 17:36 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,819 | $8.12 | $22,897.89 |
DisclosureSEC source: 0001217234-23-000087 · wf-form4_168323617690559.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 534,996 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.04 to $8.26, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| April 03, 2023 Filed Apr 3, 2023 20:38 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,818 | $8.95 | $25,225.05 |
DisclosureSEC source: 0001217234-23-000055 · wf-form4_168056869998662.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 537,815 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 2, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.89 to $9.13, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 02, 2023 Filed Mar 6, 2023 18:01 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,819 | $15.88 | $44,757.83 |
DisclosureSEC source: 0001217234-23-000048 · wf-form4_167814367535105.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 540,633 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.60 to $16.07, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 18:02 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 8,488 | $15.48 | $131,385.75 |
DisclosureSEC source: 0001217234-23-000036 · wf-form4_167632936158649.xml · nonDerivative · entry 2 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,452 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.31 to $15.68, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 18:02 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 11,094 | $16.13 | $178,928.47 |
DisclosureSEC source: 0001217234-23-000036 · wf-form4_167632936158649.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,940 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.03 to $16.20, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 17:51 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 3,069 | $16.40 | $50,337.43 |
DisclosureSEC source: 0001217234-23-000034 · wf-form4_167589666763097.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,034 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.40 to $16.41, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 03, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,228 | $16.54 | $20,311.12 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 8 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,103 F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 03, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,228 | $16.54 | $20,311.12 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 7 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,331 F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 7,244 | $17.61 | $127,566.84 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 6 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,559 F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 503 | $17.50 | $8,804.86 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 5 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,803 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $17.61, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 02, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,316 | $17.07 | $39,541.76 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 4 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,306 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.40 to $17.34, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantStock Option (right to buy) · Derivative | 156,000 | $0.00 Strike: $15.66 | $0.00 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · derivative · entry 9 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,000 Underlying: Common Stock · 156,000 shares Expires 2033-02-01 F8 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2024 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 2,330 | $15.66 | $36,487.80 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 3 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,622 F4 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 11,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 2 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,952 F3 · shares: The reported securities were subject to a performance restricted stock unit award that was initially granted on February 3, 2021 for a two-year performance period over calendar years 2021 and 2022, which performance was assessed and finalized effective February 1, 2023. 50.00% of the reported securities vested on February 1, 2023 and 50% of the reported securities will vest on December 31, 2023, subject to the Reporting Person's continued service with the Issuer. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:47 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 302,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-23-000028 · wf-form4_167547880670851.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,152 F1 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 1, 2024 and 1/4th of which shall vest on each anniversary thereafter. F2 · balance_after: Includes 177 shares acquired on January 2, 2023 pursuant to the Issuer's 2014 Employee Stock Purchase Plan. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 18:45 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,931 | $14.65 | $28,289.15 |
DisclosureSEC source: 0001217234-23-000018 · wf-form4_167520868995345.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,975 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 3, 2023 17:10 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,818 | $11.69 | $32,935.94 |
DisclosureSEC source: 0001217234-23-000002 · wf-form4_167278382149289.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,906 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.48 to $11.82, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 28, 2022 Filed Nov 29, 2022 17:57 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 8,516 | $12.39 | $105,513.24 |
DisclosureSEC source: 0001217234-22-000193 · wf-form4_166976262180704.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,724 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| November 02, 2022 Filed Nov 7, 2022 18:09 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 954 | $19.19 | $18,307.26 |
DisclosureSEC source: 0001217234-22-000187 · wf-form4_166786253877885.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,240 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:50 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 170,968 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001217234-22-000158 · wf-form4_166026903172070.xml · derivative · entry 2 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,968 Underlying: Common Stock · 170,968 shares Expires 2032-08-09 F2 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on June 16, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| August 09, 2022 Filed Aug 11, 2022 21:50 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 93,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-22-000158 · wf-form4_166026903172070.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,194 F1 · shares: The reported securities are represented by restricted stock units, 1/3rd of which shall vest on June 16, 2023 and 1/3rd of which shall vest on each anniversary thereafter. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 17:05 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,888 | $40.43 | $116,774.26 |
DisclosureSEC source: 0001217234-22-000068 · wf-form4_164806952949877.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,282 F1 · kind: The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.59, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 01, 2022 Filed Mar 1, 2022 20:49 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 3,153 | $38.62 | $121,753.73 |
DisclosureSEC source: 0001217234-22-000060 · wf-form4_164618575282608.xml · nonDerivative · entry 3 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,170 F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.30 to $39.07, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 20:49 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 2,947 | $38.38 | $113,105.86 |
DisclosureSEC source: 0001217234-22-000060 · wf-form4_164618575282608.xml · nonDerivative · entry 2 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,323 F2 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 20:49 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 6,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-22-000060 · wf-form4_164618575282608.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,270 F1 · shares: The reported securities were represented by restricted performance stock units that were granted on November 2, 2020, 100% of which vested on February 28, 2022 upon the achievement of the requisite performance criteria. Read SEC document |
| February 09, 2022 Filed Feb 10, 2022 17:26 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 2,550 | $45.00 | $114,758.93 |
DisclosureSEC source: 0001217234-22-000046 · wf-form4_164453194862430.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,170 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45 to $40.055, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 04, 2022 Filed Feb 4, 2022 17:47 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 4,988 | $40.34 | $201,237.37 |
DisclosureSEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · nonDerivative · entry 4 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,720 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.10 to $40.57, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 03, 2022 Filed Feb 4, 2022 17:47 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 2,388 | $40.08 | $95,711.04 |
DisclosureSEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · nonDerivative · entry 3 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,708 F3 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 17:47 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantEmployee Stock Option (right to buy) · Derivative | 83,350 | $0.00 Strike: $41.32 | $0.00 |
DisclosureSEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · derivative · entry 5 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,350 Underlying: Common Stock · 83,350 shares Expires 2032-02-02 F5 · derivative.exercise_date: 1/4th of the shares subject to the option shall vest on February 2, 2023 and 1/48th of the shares subject to the option shall vest monthly thereafter. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 17:47 UTC | CareDx, Inc. CDNA · Entity 4344 | GrantCommon Stock | 73,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · nonDerivative · entry 2 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,096 F2 · shares: The reported securities are represented by restricted stock units, 1/4th of which shall vest on February 2, 2023 and 1/4th of which shall vest on each anniversary thereafter. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 17:47 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 3,182 | $41.25 | $131,257.50 |
DisclosureSEC source: 0001217234-22-000038 · wf-form4_164401485046495.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,746 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 20:26 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 814 | $42.13 | $34,293.82 |
DisclosureSEC source: 0001217234-22-000030 · wf-form4_164393799007521.xml · nonDerivative · entry 2 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,928 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| January 29, 2022 Filed Feb 3, 2022 20:26 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 1,818 | $38.51 | $70,011.18 |
DisclosureSEC source: 0001217234-22-000030 · wf-form4_164393799007521.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,742 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| January 19, 2022 Filed Jan 19, 2022 16:49 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 3,137 | $40.05 | $125,633.71 |
DisclosureSEC source: 0001217234-22-000022 · wf-form4_164262895330438.xml · nonDerivative · entry 2 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,560 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40 to $40.20, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| January 18, 2022 Filed Jan 19, 2022 16:49 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 1,719 | $40.07 | $68,880.85 |
DisclosureSEC source: 0001217234-22-000022 · wf-form4_164262895330438.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,697 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40 to $40.41, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 18:56 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 4,624 | $42.37 | $195,918.88 |
DisclosureSEC source: 0001688485-21-000007 · wf-form4_163823016547350.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,416 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| November 02, 2021 Filed Nov 4, 2021 17:21 UTC | CareDx, Inc. CDNA · Entity 4344 | Tax withholdingCommon Stock | 494 | $49.25 | $24,329.50 |
DisclosureSEC source: 0001217234-21-000237 · wf-form4_163606081784467.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,040 F1 · shares: These shares were withheld by the Issuer in order to satisfy certain tax withholding obligations in connection with the issuance of shares upon the vesting of restricted stock units. Read SEC document |
| August 27, 2021 Filed Aug 27, 2021 16:43 UTC | CareDx, Inc. CDNA · Entity 4344 | SaleCommon Stock | 658 | $80.00 | $52,641.97 |
DisclosureSEC source: 0001217234-21-000208 · wf-form4_163009699546945.xml · nonDerivative · entry 1 Seeto Reginald · CIK 0001688485 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,534 F1 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.01, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.