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person · Reporting owner

FETSKO FRANCIS M

Disclosed activity across 1 company

Tapewire entity
109277
SEC CIK
0001131014

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TOMPKINS FINANCIAL CORP

Report date October 02, 2023 · Filed October 03, 2023

Section 16 reporting ended · disclosed 2023-10-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,429 Reported balance Holding disclosure · report date 2023-10-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 17,429

Common StockSEC Table I · non-derivativeIndirectby 401K/ISOP4,763.15 Reported balance Holding disclosure · report date 2023-10-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,763.15

Common StockSEC Table I · non-derivativeIndirectby ESOP5,871.6714 Reported balance Holding disclosure · report date 2023-10-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,871.6714

Stock Appreciation Rights (SAR)SEC Table II · derivative / convertible security · Conversion / exercise price $76.90 · Expires 2026-11-09Direct802 Reported balance Holding disclosure · report date 2023-10-02 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 802

F1: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Filing footnotes · ownership attribution and instrument terms

F1: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 12, 2019 Filed Nov 14, 2019 17:14 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GrantCommon Stock 2,240 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032715 · form4.xml · nonDerivative · entry 2

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,120

F2 · shares: Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of a specified performance goal over a three-year performance period, followed by a three-year vesting period with the shares vesting 20% on 11/12/24, 30% on 11/12/25, and 50% on 11/12/26, so long as the reporting person's continuous service with the Issuer continues through these dates. If the performance goal is not attained, all 2,420 shares will be forfeited; and if the reporting person's continuous service terminates prior to full vesting, any unvested shares will be forfeited.

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November 12, 2019 Filed Nov 14, 2019 17:14 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GrantCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-032715 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

F1 · shares: Time-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2019 Filed Nov 13, 2019 18:54 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 216 $88.83 $19,187.28
Disclosure

SEC source: 0001127602-19-032606 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,630

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 04, 2019 Filed Nov 6, 2019 18:53 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 83 $88.95 $7,382.85
Disclosure

SEC source: 0001127602-19-032009 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,846

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
May 03, 2019 Filed May 6, 2019 17:35 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 155 $83.73 $12,978.15
Disclosure

SEC source: 0001127602-19-017395 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,929

F1 · shares: Vested restricted shares withheld for taxes.

Read SEC document
December 20, 2018 Filed Feb 6, 2019 18:17 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GiftCommon Stock 220 $71.00 $15,620.00
Disclosure

SEC source: 0001127602-19-004272 · form5.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,084

F1 · shares: Bona fide gift to Charitable Gift Fund.

Read SEC document
November 21, 2018 Filed Nov 26, 2018 15:37 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 127 $79.12 $10,048.24
Disclosure

SEC source: 0001127602-18-034240 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,304

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 13:53 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 96 $75.43 $7,241.28
Disclosure

SEC source: 0001127602-18-032944 · form4.xml · nonDerivative · entry 2

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,431

F2 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2018 Filed Nov 14, 2018 13:53 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GrantCommon Stock 1,435 $75.43 $108,242.05
Disclosure

SEC source: 0001127602-18-032944 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,527

F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 04, 2018 Filed Nov 6, 2018 13:54 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 77 $75.97 $5,849.69
Disclosure

SEC source: 0001127602-18-032179 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,092

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
August 19, 2018 Filed Aug 21, 2018 14:04 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 79 $86.59 $6,840.61
Disclosure

SEC source: 0001127602-18-025853 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,169

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
May 03, 2018 Filed May 4, 2018 17:38 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 155 $77.97 $12,085.35
Disclosure

SEC source: 0001127602-18-016334 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,248

F1 · shares: Vested restricted shares withheld for taxes.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 18:43 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GrantCommon Stock 190 $78.97 $15,004.30
Disclosure

SEC source: 0001127602-18-004450 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,403

F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 19:13 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Exercise / conversionStock Appreciation Rights (SAR) · Derivative 1,785 $0.00 Strike: $37.00 $0.00
Disclosure

SEC source: 0001127602-17-035083 · form4.xml · derivative · entry 5

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788

Underlying: Common Stock · 1,785 shares

Expires 2021-08-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 19:13 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 1,238 $83.09 $102,865.42
Disclosure

SEC source: 0001127602-17-035083 · form4.xml · nonDerivative · entry 2

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,213

Read SEC document
December 15, 2017 Filed Dec 19, 2017 19:13 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Exercise / conversionCommon Stock 1,785 $37.00 $66,045.00
Disclosure

SEC source: 0001127602-17-035083 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 27, 2017 18:14 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 SaleCommon Stock 250 $83.78 $20,945.00
Disclosure

SEC source: 0001127602-17-033279 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,786

Read SEC document
November 27, 2017 Filed Nov 29, 2017 20:12 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GiftCommon Stock 120 $84.28 $10,113.00
Disclosure

SEC source: 0001127602-17-033427 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,666

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:05 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 139 $85.33 $11,860.87
Disclosure

SEC source: 0001127602-17-033149 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,036

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 15:08 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GrantCommon Stock 1,320 $79.50 $104,940.00
Disclosure

SEC source: 0001127602-17-031813 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,175

F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

Read SEC document
November 04, 2017 Filed Nov 7, 2017 21:00 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 84 $85.20 $7,156.80
Disclosure

SEC source: 0001127602-17-031463 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,855

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
August 19, 2017 Filed Aug 22, 2017 12:28 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 98 $74.18 $7,269.64
Disclosure

SEC source: 0001127602-17-026137 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,939

F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock.

Read SEC document
May 03, 2017 Filed May 5, 2017 13:48 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 169 $84.22 $14,233.18
Disclosure

SEC source: 0001127602-17-016979 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,037

F1 · shares: Shares withheld for taxes.

Read SEC document
February 15, 2017 Filed Feb 16, 2017 14:56 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 SaleCommon Stock 812 $89.09 $72,341.08
Disclosure

SEC source: 0001127602-17-006445 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,206

Read SEC document
November 25, 2016 Filed Feb 6, 2017 15:45 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GiftCommon Stock 200 $86.57 $17,314.00
Disclosure

SEC source: 0001127602-17-004007 · form5.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,018

F1 · shares: Bona fide gift to Charitable Gift Fund.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 15:48 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Exercise / conversionStock Appreciation Rights (SAR) · Derivative 3,520 $0.00 Strike: $41.71 $0.00
Disclosure

SEC source: 0001127602-16-068445 · form4.xml · derivative · entry 5

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,520 shares

Expires 2019-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 15:48 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 2,358 $87.17 $205,546.86
Disclosure

SEC source: 0001127602-16-068445 · form4.xml · nonDerivative · entry 2

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,218

Read SEC document
November 23, 2016 Filed Nov 28, 2016 15:48 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Exercise / conversionCommon Stock 3,520 $41.71 $146,819.20
Disclosure

SEC source: 0001127602-16-068445 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2016 Filed Nov 22, 2016 20:15 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 Tax withholdingCommon Stock 139 $84.76 $11,781.64
Disclosure

SEC source: 0001127602-16-068065 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,056

F1 · shares: Shares withheld for taxes.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:23 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GrantStock Appreciation Rights (SAR) · Derivative 802 $0.00 Strike: $76.90 $0.00
Disclosure

SEC source: 0001127602-16-066834 · form4.xml · derivative · entry 4

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 802

Underlying: Common Stock · 802 shares

Expires 2026-11-09

F3 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 15:23 UTC TOMPKINS FINANCIAL CORP TMP · Entity 2728 GrantCommon Stock 1,207 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-066834 · form4.xml · nonDerivative · entry 1

FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,195

F1 · shares: Restricted Stock was granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. Restricted Stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.

F2 · balance_after: The total reported in Column 5 reflects 95 shares withheld on 8/19/2013; 95 shares withheld on 8/19/2014; 129 shares withheld on 5/3/2015; 77 shares withheld on 8/19/15; 169 shares withheld on 5/3/2016 and 98 shares withheld on 8/19/16, in each case to satisfy the reporting person's tax withholding obligation related to the vesting of stock on those dates. Although the withholding of those shares was not reported on Forms 4, Forms 4 filed for the reporting person subsequent to such vesting dates reflected the withholding of such shares and therefore accurately reflected the reporting person's holdings in Column 5 on each such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.