MORIKIS JOHN G

SEC source: 0001628280-26-064164 · wk-form4_1790873627.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,826

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2022 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

SEC source: 0001628280-26-059544 · wk-form4_1788200689.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,503

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000897101-26-000194 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,849

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0001225208-26-005032 · doc4.xml · derivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,053.3596

Underlying: Class A Common Stock · 1,948 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock.

F2 · derivative.exercise_date: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Restricted stock units convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F3 · balance_after: Includes units credited upon the payment of dividends on the underlying Class A common stock.

SEC source: 0000200406-26-000104 · wk-form4_1777327934.xml · derivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,540

Underlying: Common Stock · 1,540 shares

Expires not disclosed

F1 · derivative.exercise_price: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.exercise_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

F1 · derivative.expiration_date: Grant of Deferred Share Units (DSU) acquired under the Issuer's Amended and Restated Deferred Fee Plan for Directors are to be settled in cash upon termination of the Reporting Person's directorship (with each DSU representing the fair market value of one share of Common Stock on the settlement date).

SEC source: 0001203523-26-000003 · wk-form4_1776978848.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,475

F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan.

SEC source: 0000897101-26-000061 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,069

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000200406-25-000211 · wk-form4_1764623736.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,848.51

SEC source: 0000897101-25-000626 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,491

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000897101-25-000569 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,940

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2022 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

SEC source: 0000897101-25-000495 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,369

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0001225208-25-005675 · doc4.xml · derivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,002

Underlying: Class A Common Stock · 2,002 shares

Expires not disclosed

F1 · derivative.exercise_price: One unit is equivalent to one share of UPS Class A common stock.

F2 · derivative.exercise_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

F2 · derivative.expiration_date: Restricted Stock Units (RSUs) convert into shares of UPS Class A common stock on a one for one basis upon termination of service as a director.

SEC source: 0000897101-25-000278 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,841

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000106640-25-000061 · wk-form4_1744839882.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,664

F1 · price: Annual stock award granted under the Omnibus Stock and Incentive Plan.

SEC source: 0000897101-25-000111 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,350

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000089800-25-000053 · wk-form4_1740098645.xml · nonDerivative · entry 2

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,900

F2 · shares: Represents shares mandatorily withheld to satisfy tax withholding liabilities arising upon the vesting of the PRSU award.

SEC source: 0000089800-25-000053 · wk-form4_1740098645.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,078

F1 · shares: Represents a performance-based restricted stock unit ("PRSU") award that has vested and paid out in shares of common stock. The PRSU award was initially granted on February 15, 2022, subject to the achievement of certain performance conditions for the 2022-2024 performance period, under The Sherwin-Williams Company 2006 Equity and Performance Incentive Plan.

SEC source: 0000897101-24-000634 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,898

SEC source: 0000897101-24-000601 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,798

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000089800-24-000161 · wk-form4_1732571503.xml · derivative · entry 3

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,262

Underlying: Common Stock · 338 shares

Expires 2031-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted on October 18, 2021, and vested in three substantially equal installments on each of the first three anniversaries of the date of grant, subject to vesting conditions.

SEC source: 0000089800-24-000161 · wk-form4_1732571503.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000089800-24-000147 · wk-form4_1729197913.xml · derivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,200

Underlying: Common Stock · 25,200 shares

Expires 2034-10-14

F1 · derivative.exercise_date: These options were granted on October 15, 2024, pursuant to the terms of a stock option agreement under the 2006 Equity and Performance Incentive Plan (Amended and Restated as of October 13, 2023). The options vest annually in three equal installments commencing October 15, 2025, subject to vesting conditions.

F1 · balance_after: These options were granted on October 15, 2024, pursuant to the terms of a stock option agreement under the 2006 Equity and Performance Incentive Plan (Amended and Restated as of October 13, 2023). The options vest annually in three equal installments commencing October 15, 2025, subject to vesting conditions.

SEC source: 0000897101-24-000468 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,387

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2022 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

SEC source: 0000089800-24-000113 · wk-form4_1725487838.xml · derivative · entry 8

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,460

Underlying: Common Stock · 440 shares

Expires 2030-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options were granted on October 20, 2020 and vested in three substantially equal installments on each of the first three anniversaries of the date of grant, subject to vesting conditions.

SEC source: 0000089800-24-000113 · wk-form4_1725487838.xml · derivative · entry 7

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 115,969 shares

Expires 2028-10-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options were granted on October 17, 2018 and vested in three substantially equal installments on each of the first three anniversaries of the date of grant, subject to vesting conditions.

SEC source: 0000089800-24-000113 · wk-form4_1725487838.xml · nonDerivative · entry 5

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,546

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $365.21 to $366.13 per share. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000089800-24-000113 · wk-form4_1725487838.xml · nonDerivative · entry 4

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,303

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $364.18 to $365.16 per share. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000089800-24-000113 · wk-form4_1725487838.xml · nonDerivative · entry 3

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,848

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $363.17 to $364.17 per share. The Reporting Person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000089800-24-000113 · wk-form4_1725487838.xml · nonDerivative · entry 2

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000089800-24-000113 · wk-form4_1725487838.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000897101-24-000418 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,946

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000897101-24-000208 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,575

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000089800-24-000070 · wk-form4_1710363334.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 0

F1 · shares: In accordance with the terms of a 2022 grantor retained annuity trust ("GRAT"), upon termination of the GRAT, 9,422 shares of common stock, in the aggregate, were transferred to the two designated remaindermen, each in the amount of 4,711 shares.

SEC source: 0000897101-24-000087 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,757

F1 · shares: Common stock issued to Non-Employee Director in lieu of retainer under the 2022 Stock Compensation Plan.

SEC source: 0000897101-24-000115 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,802

SEC source: 0000089800-24-000056 · wk-form4_1708469584.xml · nonDerivative · entry 2

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 326,833

F2 · shares: Represents shares mandatorily withheld to satisfy tax withholding liabilities arising upon the vesting of the PRSU award.

SEC source: 0000089800-24-000056 · wk-form4_1708469584.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,772

F1 · shares: Represents a performance-based restricted stock unit ("PRSU") award that has vested and paid out in shares of common stock. The PRSU award was initially granted on February 16, 2021, subject to the achievement of certain performance conditions for the 2021-2023 performance period, under The Sherwin-Williams Company 2006 Equity and Performance Incentive Plan.

SEC source: 0000897101-24-000037 · edgardoc.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,357

F1 · shares: Automatic grant of restricted stock units under the General Mills, Inc. 2022 Stock Compensation Plan. Each restricted stock unit vests on the date of the next annual meeting of General Mills stockholders and represents a contingent right to receive one share of General Mills, Inc. common stock.

SEC source: 0001209191-23-053537 · doc4.xml · nonDerivative · entry 2

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,270

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.360 to $238.365 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · balance_after: Includes 51,305 shares of common stock previously reported as indirectly owned by the reporting person through a grantor retained annuity trust (GRAT), which were distributed to the reporting person since the date of his last report in accordance with the terms of the GRAT, and which are now directly owned by him.

SEC source: 0001209191-23-053537 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 316,770

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.940 to $237.610 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

SEC source: 0001209191-23-052927 · doc4.xml · derivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,300

Underlying: Common Stock · 61,300 shares

Expires 2033-10-12

F1 · derivative.exercise_date: The option vests in three annual installments of 20,434, 20,433 and 20,433 beginning on October 13, 2024.

SEC source: 0001209191-23-030638 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,843

F1 · kind: Reflects a grant of stock under the issuer's Long-Term Incentive Plan.

F2 · balance_after: Includes 5,742 shares of the issuer's common stock, the receipt of which was deferred until the January 1 following the calendar year in which Mr. Morikis ceases to be a member of the Board of Directors.

SEC source: 0001209191-23-011746 · doc4.xml · nonDerivative · entry 2

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,840

F2 · kind: Shares automatically and mandatorily withheld to satisfy the tax withholding requirement upon the vesting of performance-based restricted stock units.

SEC source: 0001209191-23-011746 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,744

F1 · kind: Represents the vesting of performance-based restricted stock units previously granted to the reporting person under The Sherwin-Williams Company 2006 Equity and Performance Incentive Plan for the 2020-2022 performance period.

SEC source: 0001209191-23-005378 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,344

SEC source: 0001209191-22-059651 · doc4.xml · derivative · entry 4

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,265

Underlying: Common Stock · 535 shares

Expires 2029-10-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-059651 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-22-054170 · doc4.xml · derivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,400

Underlying: Common Stock · 60,400 shares

Expires 2032-10-17

F1 · derivative.exercise_date: The option vests in three annual installments of 20,134, 20,133 and 20,133 beginning on October 18, 2023.

SEC source: 0001209191-22-036685 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grantor Retained Annuity Trust

Disclosed balance after: 0

F1 · balance_after: In accordance with the terms of a 2020 grantor retained annuity trust (GRAT), 5,324 shares of common stock, in the aggregate, were transferred to the two designated remaindermen, each in the amount of 2,662 shares, upon termination of the GRAT.

SEC source: 0001209191-22-027353 · doc4.xml · nonDerivative · entry 1

MORIKIS JOHN G · CIK 0001203523 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,369

F1 · kind: Reflects a grant of stock under the Fortune Brands Home & Security, Inc. 2022 Long-Term Incentive Plan.

F2 · balance_after: Includes a total of 5,742 shares of common stock, receipt of which was deferred until the January following the calendar year in which Mr. Morikis ceases to be a member of the Board of Directors.