Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GOLDMAN SACHS GROUP INCGS · Entity 2819 | Executive Vice President | April 28, 2026 | April 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GOLDMAN SACHS GROUP INC
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 49,817 |
Ending reported balance
After 2026-04-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-28 · Exercise / conversion · Acquired 21,915 · Balance 60,922 F1: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027. Row 2 · 2026-04-28 · Tax withholding · Disposed 11,105 · Balance 49,817 F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. |
| Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-04-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-04-28 · Exercise / conversion · Disposed 21,915 · Balance 0 F1: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 9,428 |
Reported balance
Holding disclosure · report date 2026-04-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,428 F3: Held by the Reporting Person's spouse. |
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee footnote | 38,165 |
Reported balance
Holding disclosure · report date 2026-04-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 38,165 F4: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. |
Filing footnotes · ownership attribution and instrument terms
F1: On April 28, 2026, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 18, 2023 in connection with 2022 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2027.
F2: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above.
F3: Held by the Reporting Person's spouse.
F4: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 1,246 | $465.16 | $579,589.36 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 9 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 20,153 F10 · price: Reflects a weighted average sale price of $465.16 per share, at prices ranging from $464.52 to $465.50 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F11 · ownership.nature: Held by the Reporting Person's spouse. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 151 | $467.76 | $70,631.76 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 8 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 38,165 F9 · price: Reflects a weighted average sale price of $467.76 per share, at prices ranging from $467.56 to $468.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 755 | $467.03 | $352,607.65 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 7 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 38,316 F8 · price: Reflects a weighted average sale price of $467.03 per share, at prices ranging from $466.56 to $467.54 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 639 | $465.85 | $297,678.15 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 6 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 39,071 F7 · price: Reflects a weighted average sale price of $465.85 per share, at prices ranging from $465.56 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 601 | $465.21 | $279,591.21 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 39,710 F5 · price: Reflects a weighted average sale price of $465.21 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F6 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 357 | $467.83 | $167,015.31 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,030 F4 · price: Reflects a weighted average sale price of $467.83 per share, at prices ranging from $467.62 to $468.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,648 | $467.04 | $1,703,761.92 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 3 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,387 F3 · price: Reflects a weighted average sale price of $467.04 per share, at prices ranging from $466.61 to $467.59 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,125 | $465.92 | $990,080.00 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,035 F2 · price: Reflects a weighted average sale price of $465.92 per share, at prices ranging from $465.58 to $466.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 16, 2024 Filed May 20, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 2,226 | $465.23 | $1,035,601.98 |
DisclosureSEC source: 0001517277-24-000006 · wk-form4_1716235558.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,160 F1 · price: Reflects a weighted average sale price of $465.23 per share, at prices ranging from $464.56 to $465.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 17,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001517277-24-000004 · wk-form4_1714680377.xml · derivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 17,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. F1 · derivative.exercise_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. F1 · derivative.expiration_date: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 8,700 | $430.81 | $3,748,047.00 |
DisclosureSEC source: 0001517277-24-000004 · wk-form4_1714680377.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,386 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. Read SEC document |
| April 30, 2024 Filed May 2, 2024 20:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 17,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001517277-24-000004 · wk-form4_1714680377.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,086 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. F1 · price: On April 30, 2024, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 20, 2021 in connection with 2020 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2026. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 3,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001517277-24-000002 · wk-form4_1706216947.xml · derivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 3,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. F1 · derivative.exercise_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. F1 · derivative.expiration_date: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 1,845 | $385.96 | $712,096.20 |
DisclosureSEC source: 0001517277-24-000002 · wk-form4_1706216947.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,044 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 23, 2024 Filed Jan 25, 2024 21:09 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 3,787 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001517277-24-000002 · wk-form4_1706216947.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 23, 2024, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2023 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2023 compensation. Read SEC document |
| October 24, 2023 Filed Oct 26, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 3,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053668 · doc4.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,409 Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionPerformance-based Restricted Stock Units · Derivative | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-027346 · doc4.xml · derivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. F1 · derivative.exercise_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. F1 · derivative.expiration_date: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 4,600 | $333.37 | $1,533,502.00 |
DisclosureSEC source: 0001209191-23-027346 · doc4.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,730 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the PSUs described in footnote 1 above. Read SEC document |
| May 03, 2023 Filed May 4, 2023 20:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,009 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-027346 · doc4.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. F1 · price: On May 3, 2023, shares of the Issuer's common stock underlying an award of Performance-based Restricted Stock Units ("PSUs") granted on January 16, 2020 in connection with 2019 year-end compensation were delivered to the Reporting Person without the payment of any consideration. These shares generally cannot be sold or transferred before January 2025. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 9,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005057 · doc4.xml · derivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. F1 · derivative.exercise_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. F1 · derivative.expiration_date: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 4,771 | $349.14 | $1,665,746.94 |
DisclosureSEC source: 0001209191-23-005057 · doc4.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,321 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,794 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-005057 · doc4.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,092 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 24, 2023, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation prior to 2022 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2022 compensation. Read SEC document |
| January 28, 2022 Filed Jan 28, 2022 21:41 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantPerformance-based Restricted Stock Units · Derivative | 24,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005430 · doc4.xml · derivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,422 Underlying: Common Stock, par value $0.01 per share · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 24,422 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery. F1 · derivative.exercise_date: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 24,422 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery. F1 · derivative.expiration_date: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 24,422 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery. F1 · derivative.underlying_shares: On January 28, 2022, the Reporting Person was awarded a Shareholder Value Creation Award in the form of 24,422 Performance-based Restricted Stock Units ("PSUs"), which are subject to both performance- and time-based vesting conditions. The Reporting Person may earn from 0% to 150% of these PSUs based on the achievement of pre-established performance goals based 50% upon absolute total shareholder return ("TSR") and 50% on a relative TSR over a five-year performance and service period beginning October 2021. Shares of the Issuer's common stock underlying any earned PSUs will vest and be delivered on or about the end of the five-year performance period, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these PSUs will be subject to transfer restrictions for one additional year after delivery. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 19,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-005209 · doc4.xml · derivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 19,840 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. F1 · price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. F1 · derivative.exercise_date: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. F1 · derivative.expiration_date: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 9,664 | $343.39 | $3,318,520.96 |
DisclosureSEC source: 0001209191-22-005209 · doc4.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,269 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 19,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-005209 · doc4.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2022, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2021 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2021 compensation. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:06 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,000 | $313.25 | $3,132,500.00 |
DisclosureSEC source: 0000899243-21-007402 · doc4.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,093 F1 · price: Reflects a weighted average sale price of $313.25 per share, at prices ranging from $312.91 to $313.37 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 16,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003477 · doc4.xml · derivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 16,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. F1 · derivative.exercise_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. F1 · derivative.expiration_date: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 7,485 | $289.39 | $2,166,084.15 |
DisclosureSEC source: 0000899243-21-003477 · doc4.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,093 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 25, 2021 Filed Jan 27, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 16,053 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-003477 · doc4.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 25, 2021, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2020 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2020 compensation. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 21:30 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 11,361 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002932 · doc4.xml · derivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,361 Underlying: Common Stock, par value $0.01 per share · 11,361 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2020 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2026. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:18 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 17,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-20-000040 · ownershipdoc01212020012415.xml · derivative · entry 5 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 17,393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. F1 · derivative.exercise_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. F1 · derivative.expiration_date: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:18 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 8,110 | $247.05 | $2,003,575.50 |
DisclosureSEC source: 0000769993-20-000040 · ownershipdoc01212020012415.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,525 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 23, 2020 Filed Jan 24, 2020 21:18 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 17,393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-20-000040 · ownershipdoc01212020012415.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 23, 2020, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that had been awarded in connection with compensation for years prior to 2019 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2019 compensation. Read SEC document |
| January 16, 2020 Filed Jan 17, 2020 21:15 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 18,021 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-20-000012 · ownershipdoc01142020021944.xml · derivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,021 Underlying: Common Stock, par value $0.01 per share · 18,021 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2019 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2025. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 19,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-19-000079 · ownershipdoc01222019125957.xml · derivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 19,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · derivative.exercise_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. F1 · derivative.expiration_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 8,990 | $197.68 | $1,777,143.20 |
DisclosureSEC source: 0000769993-19-000079 · ownershipdoc01222019125957.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,641 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 19:07 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 19,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-19-000079 · ownershipdoc01222019125957.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation. Read SEC document |
| January 17, 2019 Filed Jan 18, 2019 21:36 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantYear-End Restricted Stock Units · Derivative | 30,138 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-19-000052 · ownershipdoc01152019103434.xml · derivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,138 Underlying: Common Stock, par value $0.01 per share · 30,138 shares Expires not disclosed F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2018 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2024. Read SEC document |
| February 23, 2018 Filed Feb 27, 2018 19:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 4,400 | $265.37 | $1,167,610.40 |
DisclosureSEC source: 0000769993-18-000301 · ownershipdoc02202018010735.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 8,033 F1 · price: Reflects a weighted average sale price of $265.3660 per share, at prices ranging from $265.235 to $265.55 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 11,123 | $250.97 | $2,791,539.31 |
DisclosureSEC source: 0000769993-18-000042 · ownershipdoc01172018030621.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,349 F2 · shares: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the grant of Restricted Shares described in footnote 1 above. Read SEC document |
| January 18, 2018 Filed Jan 19, 2018 20:33 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GrantCommon Stock, par value $0.01 per share | 22,712 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-18-000042 · ownershipdoc01172018030621.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,472 F1 · shares: These shares of the Issuer's common stock ("Restricted Shares") represent the equity-based component of the Reporting Person's 2017 year-end compensation. The Restricted Shares generally cannot be sold or transferred before January 2023. The Restricted Shares are also subject to a non-competition covenant which will lapse in three approximately equal installments on or about each of December 31, 2018, 2019 and 2020, subject to other terms and conditions of the award agreement. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionRestricted Stock Units · Derivative | 28,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000799 · ownershipdoc12262017044029.xml · derivative · entry 4 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 28,449 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.exercise_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. F1 · derivative.expiration_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Tax withholdingCommon Stock, par value $0.01 per share | 14,670 | $255.95 | $3,754,786.50 |
DisclosureSEC source: 0000769993-17-000799 · ownershipdoc12262017044029.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,760 F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 11:04 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | Exercise / conversionCommon Stock, par value $0.01 per share | 28,449 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000769993-17-000799 · ownershipdoc12262017044029.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 19:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 9,800 | $238.01 | $2,332,483.30 |
DisclosureSEC source: 0000769993-17-000753 · ownershipdoc11202017044716.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,433 F1 · price: Reflects a weighted average sale price of $238.0085 per share, at prices ranging from $238.00 to $238.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 19:20 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 10,690 | $238.01 | $2,544,310.87 |
DisclosureSEC source: 0000769993-17-000753 · ownershipdoc11202017044716.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,981 F1 · price: Reflects a weighted average sale price of $238.0085 per share, at prices ranging from $238.00 to $238.19 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 4,473 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000651 · ownershipdoc08242017105101.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,671 Read SEC document |
| August 23, 2017 Filed Aug 25, 2017 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | GiftCommon Stock, par value $0.01 per share | 8,965 | $0.00 | $0.00 |
DisclosureSEC source: 0000769993-17-000648 · ownershipdoc08242017105101.xml · nonDerivative · entry 1 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,144 Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 18:00 UTC | GOLDMAN SACHS GROUP INC GS · Entity 2819 | SaleCommon Stock, par value $0.01 per share | 3,336 | $235.02 | $784,021.72 |
DisclosureSEC source: 0000769993-17-000612 · ownershipdoc08072017104551.xml · nonDerivative · entry 2 ROGERS JOHN F.W. · CIK 0001517277 · EVP-Chief of Staff & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,233 F1 · price: Reflects a weighted average sale price of $235.0185 per share, at prices ranging from $235.00 to $235.17 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.