Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| REGAL REXNORD CORPRRX · Entity 2107 | Senior VP & CIO * | October 13, 2023 | October 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
REGAL REXNORD CORP
Report date October 13, 2023 · Filed October 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,956.373 |
Reported balance
After 2023-10-13 transaction · row 1
1 source rowRow 1 · 2023-10-13 · Grant · Acquired 3.174 · Balance 12,956.373 F1: Represents additional restricted stock units credited to the reporting person under the dividend equivalent reinvestment provision of the reporting person's outstanding restricted stock unit awards as a result of a quarterly dividend payment. The additional restricted stock units resulting from the dividend equivalent reinvestment are subject to the same terms and conditions, including vesting, as the outstanding restricted stock unit awards to which they are attributable. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $72.28 · Expires 2024-05-07 | Direct | 3,773 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 3,773 F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $74.56 · Expires 2025-05-12 | Direct | 4,716 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 4,716 F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $54.79 · Expires 2026-05-11 | Direct | 7,154 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 7,154 F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $76.99 · Expires 2027-05-10 | Direct | 4,664 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,664 F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $74.04 · Expires 2028-05-09 | Direct | 4,926 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 4,926 F3: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $78.05 · Expires 2029-05-08 | Direct | 5,817 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 5,817 F3: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $84.39 · Expires 2030-02-18 | Direct | 4,319 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 4,319 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $133.77 · Expires 2031-02-23 | Direct | 2,450 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,450 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $151.27 · Expires 2032-02-23 | Direct | 2,073 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 2,073 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. |
| Stock Appreciation RightsSEC Table II · derivative / convertible security · Conversion / exercise price $154.20 · Expires 2033-02-23 | Direct | 1,614 |
Reported balance
Holding disclosure · report date 2023-10-13 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 1,614 F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents additional restricted stock units credited to the reporting person under the dividend equivalent reinvestment provision of the reporting person's outstanding restricted stock unit awards as a result of a quarterly dividend payment. The additional restricted stock units resulting from the dividend equivalent reinvestment are subject to the same terms and conditions, including vesting, as the outstanding restricted stock unit awards to which they are attributable.
F2: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of grant.
F3: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.
F4: Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2019 Filed May 10, 2019 22:16 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 1,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-19-000055 · wf-form4_155752659698180.xml · nonDerivative · entry 1 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,304 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:32 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 6,000 | $0.00 Strike: $61.36 | $0.00 |
DisclosureSEC source: 0000082811-19-000007 · wf-form4_155000712115757.xml · derivative · entry 7 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2020-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:32 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 6,000 | $0.00 Strike: $42.65 | $0.00 |
DisclosureSEC source: 0000082811-19-000007 · wf-form4_155000712115757.xml · derivative · entry 6 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2019-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:32 UTC | REGAL REXNORD CORP RBC · Entity 2107 | SaleCommon Stock | 2,929 | $80.37 | $235,389.09 |
DisclosureSEC source: 0000082811-19-000007 · wf-form4_155000712115757.xml · nonDerivative · entry 4 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,929 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $80.344 to $80.372. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:32 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 9,071 | $80.31 | $728,492.01 |
DisclosureSEC source: 0000082811-19-000007 · wf-form4_155000712115757.xml · nonDerivative · entry 3 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,858 Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:32 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 6,000 | $61.36 | $368,160.00 |
DisclosureSEC source: 0000082811-19-000007 · wf-form4_155000712115757.xml · nonDerivative · entry 2 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 21:32 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 6,000 | $42.65 | $255,900.00 |
DisclosureSEC source: 0000082811-19-000007 · wf-form4_155000712115757.xml · nonDerivative · entry 1 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2018 Filed May 15, 2018 20:52 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 455 | $79.85 | $36,331.75 |
DisclosureSEC source: 0000082811-18-000080 · wf-form4_152641753003802.xml · nonDerivative · entry 1 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,929 Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:51 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 4,700 | $0.00 Strike: $77.60 | $0.00 |
DisclosureSEC source: 0000082811-18-000055 · wf-form4_152599621049050.xml · derivative · entry 3 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2028-05-09 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 09, 2018 Filed May 10, 2018 23:51 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 1,350 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-18-000055 · wf-form4_152599621049050.xml · nonDerivative · entry 1 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,384 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2018 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:45 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantStock Appreciation Rights · Derivative | 4,450 | $0.00 Strike: $80.70 | $0.00 |
DisclosureSEC source: 0000082811-17-000073 · wf-form4_149454272722850.xml · derivative · entry 3 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,450 Underlying: Common Stock · 4,450 shares Expires 2027-05-10 F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant. Read SEC document |
| May 10, 2017 Filed May 11, 2017 22:45 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-17-000073 · wf-form4_149454272722850.xml · nonDerivative · entry 1 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,034 F1 · shares: Restricted Stock Units ("RSUs") granted to the reporting person under the 2013 Equity Incentive Plan. RSUs vest 100% on the third anniversary date of the grant. Each RSU is equal to one share of Common Stock and is payable only in stock. Read SEC document |
| May 07, 2017 Filed May 9, 2017 23:19 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 421 | $83.00 | $34,943.00 |
DisclosureSEC source: 0000082811-17-000038 · wf-form4_149437195662504.xml · nonDerivative · entry 2 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,784 Read SEC document |
| May 07, 2017 Filed May 9, 2017 23:19 UTC | REGAL REXNORD CORP RBC · Entity 2107 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0000082811-17-000038 · wf-form4_149437195662504.xml · nonDerivative · entry 1 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,205 F1 · shares: These shares of stock represent performance shares being issued to the reporting person based on the achievement of certain performance targets pursuant to the 2013 Equity Incentive Plan. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 6,000 | $0.00 Strike: $42.28 | $0.00 |
DisclosureSEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · derivative · entry 8 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2018-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionStock Appreciation Rights · Derivative | 2,500 | $0.00 Strike: $44.12 | $0.00 |
DisclosureSEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · derivative · entry 7 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2017-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 4,395 | $69.10 | $303,694.50 |
DisclosureSEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 5 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,202 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | SaleCommon Stock | 626 | $69.26 | $43,358.39 |
DisclosureSEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 4 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,597 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.25 to $69.325. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Tax withholdingCommon Stock | 1,874 | $69.25 | $129,774.50 |
DisclosureSEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 3 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,223 Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 6,000 | $42.28 | $253,680.00 |
DisclosureSEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 2 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 20:00 UTC | REGAL REXNORD CORP RBC · Entity 2107 | Exercise / conversionCommon Stock | 2,500 | $44.12 | $110,300.00 |
DisclosureSEC source: 0000082811-16-000213 · wf-form4_147932639953956.xml · nonDerivative · entry 1 Avampato John · CIK 0001490604 · VP & Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.