Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OSHKOSH CORPOSK · Entity 3573 | EVP & Pres. Access Segment | October 16, 2023 | October 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OSHKOSH CORP
Report date October 16, 2023 · Filed October 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,415.012 |
Reported balance
After 2023-10-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-16 · Exercise / conversion · Acquired 4,289 · Balance 56,415.012 F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023). |
| Common StockSEC Table I · non-derivative | Direct | 54,550.012 |
Reported balance
After 2023-10-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2023-10-16 · Tax withholding · Disposed 1,865 · Balance 54,550.012 |
| Common StockSEC Table I · non-derivative | Direct | 57,547.012 |
Reported balance
After 2023-10-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2023-10-16 · Exercise / conversion · Acquired 2,997 · Balance 57,547.012 F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023. |
| Common StockSEC Table I · non-derivative | Direct | 56,303.61 |
Reported balance
After 2023-10-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2023-10-16 · Tax withholding · Disposed 1,304 · Balance 56,303.61 F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a). |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued pursuant to the ROIC-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023 (which takes into account performance through June 30, 2023).
F2: Shares issued pursuant to the TSR-based Performance Shares previously granted under the Company's 2017 Incentive Stock and Awards Plan for the performance period October 1, 2020 through September 30, 2023.
F3: The amount beneficially owned includes shares acquired pursuant to dividend reinvestments in exempt transactions not required to be reported pursuant to Section 16(a).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2017 Filed Sep 18, 2017 20:31 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 609 | $77.13 | $46,972.17 |
DisclosureSEC source: 0000775158-17-000123 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,242.557 Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:31 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,933.084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-17-000123 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,851.557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:02 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 11.85 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000112 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,238.443 Underlying: Common Stock · 11.85 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:02 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 12.957 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000112 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634.373 Underlying: Common Stock · 12.957 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:02 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.405 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000112 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,933.084 Underlying: Common Stock · 5.405 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| August 08, 2017 Filed Aug 10, 2017 19:41 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 5,000 | $75.81 | $379,050.00 |
DisclosureSEC source: 0000775158-17-000087 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,918.473 F1 · price: Represents weighted average price. Individual sales by lot ranged from $75.59 to $76.20. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 13.63 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000073 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,226.593 Underlying: Common Stock · 13.63 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 14.903 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000073 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,621.416 Underlying: Common Stock · 14.903 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| May 26, 2017 Filed May 31, 2017 18:29 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 6.216 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000073 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,927.679 Underlying: Common Stock · 6.216 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:40 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 12.963 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000037 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,212.963 Underlying: Common Stock · 12.963 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. F4 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/21/2016. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:40 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 14.174 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000037 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,606.513 Underlying: Common Stock · 14.174 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 22:40 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.912 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-17-000037 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,921.463 Underlying: Common Stock · 5.912 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 1,800 | $0.00 Strike: $54.63 | $0.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · derivative · entry 9 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,800 shares Expires 2017-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F5 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 09/17/2008. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 1,800 | $65.67 | $118,206.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · nonDerivative · entry 6 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,918.473 Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,800 | $54.63 | $98,334.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · nonDerivative · entry 5 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,718.473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2007 and due to expire on October 17, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 20,000 | $0.00 Strike: $28.73 | $0.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · derivative · entry 8 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-09-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F6 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 09/20/2011. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionOptions · Derivative | 1,200 | $0.00 Strike: $54.63 | $0.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · derivative · entry 7 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 1,200 shares Expires 2017-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F5 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 09/17/2008. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 20,000 | $69.00 | $1,380,000.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,918.473 Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 20,000 | $28.73 | $574,600.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,918.473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2010 and due to expire on September 20, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 1,200 | $69.05 | $82,860.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,918.473 F2 · price: Represents weighted average price. Individual sales by lot ranged from $69.00 to $69.10. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 16:10 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,200 | $54.63 | $65,556.00 |
DisclosureSEC source: 0000775158-17-000032 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,118.473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2007 and due to expire on October 17, 2017. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:57 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 13.679 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000427 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,592.339 Underlying: Common Stock · 13.679 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. F3 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 11/12/2015. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 17:57 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 5.706 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000427 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,915.551 Underlying: Common Stock · 5.706 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.exercise_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. F2 · derivative.expiration_date: The Restricted Stock Units acquired will be settled proportionately with the Restricted Stock Units Award originally granted on 9/15/2014. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:38 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantRestricted Stock Units · Derivative | 4,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000418 · edgar.xml · derivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200 Underlying: Common Stock · 4,200 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F4 · derivative.exercise_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. F4 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 16:38 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantOptions · Derivative | 10,300 | $0.00 Strike: $66.89 | $0.00 |
DisclosureSEC source: 0000775158-16-000418 · edgar.xml · derivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,300 Underlying: Common Stock · 10,300 shares Expires 2023-11-21 F1 · security: Option (right to buy) granted pursuant to the Company's Stock Plan. F2 · derivative.exercise_date: Options vest in one-third (1/3) annual increments commencing on 11/21/2017. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 2,289.33 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000386 · edgar.xml · derivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,578.66 Underlying: Common Stock · 2,289.33 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/12/2016. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 721 | $65.71 | $47,376.91 |
DisclosureSEC source: 0000775158-16-000386 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,918.473 Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 19:44 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 2,289.33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000386 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,639.473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 20:03 UTC | OSHKOSH CORP OSK · Entity 3573 | SaleCommon Stock | 5,000 | $54.65 | $273,250.00 |
DisclosureSEC source: 0000775158-16-000365 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,350.143 F1 · price: Represents weighted average price. Individual sales by lot ranged from $54.620 to $54.695. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| October 18, 2016 Filed Oct 19, 2016 19:49 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 942 | $53.30 | $50,208.60 |
DisclosureSEC source: 0000775158-16-000359 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,350.143 Read SEC document |
| October 18, 2016 Filed Oct 19, 2016 19:49 UTC | OSHKOSH CORP OSK · Entity 3573 | GrantCommon Stock | 2,989 | $53.30 | $159,313.70 |
DisclosureSEC source: 0000775158-16-000359 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,292.143 F1 · shares: Shares issued pursuant to Performance Shares previously granted under the Company's 2009 Incentive Stock and Awards Plan for the performance period October 1, 2013 through September 30, 2016. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:36 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,915.072 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000347 · edgar.xml · derivative · entry 6 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,915.072 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F3 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/16/2014. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:36 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 604 | $55.90 | $33,763.60 |
DisclosureSEC source: 0000775158-16-000347 · edgar.xml · nonDerivative · entry 4 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,303.143 Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 18:36 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,915.072 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000347 · edgar.xml · nonDerivative · entry 3 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,907.143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:36 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionRestricted Stock Units · Derivative | 1,909.841 | $0.00 | $0.00 |
DisclosureSEC source: 0000775158-16-000347 · edgar.xml · derivative · entry 5 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,909.845 Underlying: Common Stock · 1,909.841 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. F2 · derivative.expiration_date: Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 9/15/2015. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:36 UTC | OSHKOSH CORP OSK · Entity 3573 | Tax withholdingCommon Stock | 602 | $56.17 | $33,814.34 |
DisclosureSEC source: 0000775158-16-000347 · edgar.xml · nonDerivative · entry 2 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,992.071 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 18:36 UTC | OSHKOSH CORP OSK · Entity 3573 | Exercise / conversionCommon Stock | 1,909.841 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000775158-16-000347 · edgar.xml · nonDerivative · entry 1 Nerenhausen Frank R. · CIK 0001499638 · EVP & Pres. Access Segment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,594.071 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.