Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LOWES COMPANIES INCLOW · Entity 2896 | Director | September 30, 2026 | October 02, 2026 |
| PRICE T ROWE GROUP INCTROW · Entity 3212 | Non-Executive Chairman | December 07, 2018 | December 12, 2018 |
| RTX CorpRTX · Entity 2823 | Director | April 30, 2026 | May 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LOWES COMPANIES INC
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 5,855.587 |
Reported balance
After 2026-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 135.656 · Balance 5,855.587 F1: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. F2: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F3: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.
F2: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer.
F3: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan.
PRICE T ROWE GROUP INC
Report date December 07, 2018 · Filed December 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSpouse | 0 |
Reported balance
After 2018-12-07 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-12-07 · Gift · Disposed 200,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectSpouse Revocable Trust | 200,000 |
Reported balance
After 2018-12-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-12-07 · Gift · Acquired 200,000 · Balance 200,000 |
| Common StockSEC Table I · non-derivative | Direct | 2,274,996 |
Reported balance
After 2018-12-10 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2018-12-10 · Tax withholding · Disposed 2,014 · Balance 2,274,996 |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirect2012 Rogers Family Trust | 225,000 |
Reported balance
Holding disclosure · report date 2018-12-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 225,000 |
RTX Corp
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security | Direct | 38,421.5705 |
Reported balance
After 2026-04-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-30 · Grant · Acquired 2,101.4369 · Balance 38,421.5705 F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these stock units under the RTX Corporation Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the deferred stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2018 Filed Dec 12, 2018 18:10 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036027 · form4.xml · nonDerivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Revocable Trust Disclosed balance after: 200,000 Read SEC document |
| December 07, 2018 Filed Dec 12, 2018 18:10 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-036027 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 0 Read SEC document |
| November 23, 2018 Filed Nov 27, 2018 13:06 UTC | LOWES COMPANIES INC LOW · Entity 2896 | PurchaseCommon Stock | 10,000 | $88.02 | $880,200.00 |
DisclosureSEC source: 0000060667-18-000197 · wf-form4_154332394713590.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 12:16 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPhantom Stock · Derivative | 195.959 | $114.82 | $22,500.01 |
DisclosureSEC source: 0000060667-18-000178 · wf-form4_153848257125298.xml · derivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432.531 Underlying: Common Stock · 195.959 shares Expires not disclosed F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F3 · balance_after: Includes the credit of dividends to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. Read SEC document |
| August 01, 2018 Filed Aug 7, 2018 14:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GiftCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024787 · form4.xml · nonDerivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · 2012 Rogers Family Trust Disclosed balance after: 225,000 Read SEC document |
| August 01, 2018 Filed Aug 7, 2018 14:59 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GiftCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024787 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,277,010 Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 11:59 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantPhantom Stock · Derivative | 235.43 | $95.57 | $22,500.05 |
DisclosureSEC source: 0000060667-18-000139 · wf-form4_153061915418479.xml · derivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235.43 Underlying: Common Stock · 235.43 shares Expires not disclosed F1 · security: Represents the credit of deferred compensation to the Reporting Person's deferred stock account under the Issuer's Directors' Deferred Compensation Plan. F2 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. F2 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The Reporting Person becomes entitled to the cash value of the phantom stock upon ceasing to be a director of the Issuer. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 12:40 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantDeferred Stock Units · Derivative | 1,900 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000060667-18-000113 · wf-form4_152820239651886.xml · derivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. F1 · derivative.expiration_date: All Deferred Stock Units are vested. Each Deferred Stock Unit shall convert into one share of the Issuer's common stock immediately after termination of the Reporting Person's service as a member of the Board of Directors of the Issuer. Read SEC document |
| April 30, 2018 Filed May 1, 2018 20:37 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,704.9521 | $120.15 | $324,999.99 |
DisclosureSEC source: 0001225208-18-008366 · doc4.xml · derivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,680.7289 Underlying: Common Stock · 2,704.9521 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. The Plan provides for payment of a portion or all of the annual compensation in deferred stock units. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 20:30 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-035258 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,352,010 Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 17:15 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 4,543 | $102.75 | $466,793.25 |
DisclosureSEC source: 0001127602-17-034479 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,362,010 F1 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/08/2017. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:56 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 50,569 | $0.00 Strike: $67.56 | $0.00 |
DisclosureSEC source: 0001127602-17-033128 · form4.xml · derivative · entry 5 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,569 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012. Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:56 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 42,850 | $97.73 | $4,187,730.50 |
DisclosureSEC source: 0001127602-17-033128 · form4.xml · nonDerivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,366,553 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:56 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 50,569 | $67.56 | $3,416,507.38 |
DisclosureSEC source: 0001127602-17-033128 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 15:44 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 52,048 | $0.00 Strike: $48.56 | $0.00 |
DisclosureSEC source: 0001127602-17-030573 · form4.xml · derivative · entry 7 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,048 shares Expires 2021-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 09/08/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 15:44 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 102,293 | $0.00 Strike: $54.83 | $0.00 |
DisclosureSEC source: 0001127602-17-030573 · form4.xml · derivative · entry 6 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,293 shares Expires 2018-09-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 09/04/2008 Grant - The option vests 20% annually over a 5 year period beginning on 09/04/2009. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 15:44 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 120,832 | $93.98 | $11,355,791.36 |
DisclosureSEC source: 0001127602-17-030573 · form4.xml · nonDerivative · entry 3 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,358,834 Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 15:44 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 52,048 | $48.56 | $2,527,450.88 |
DisclosureSEC source: 0001127602-17-030573 · form4.xml · nonDerivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,479,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2017 Filed Oct 31, 2017 15:44 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 102,293 | $54.83 | $5,609,021.84 |
DisclosureSEC source: 0001127602-17-030573 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,427,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 12:45 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 49,949 | $0.00 Strike: $47.65 | $0.00 |
DisclosureSEC source: 0001127602-17-027959 · form4.xml · derivative · entry 5 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,949 shares Expires 2020-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 02/18/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011. Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 12:45 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 29,933 | $85.97 | $2,573,340.01 |
DisclosureSEC source: 0001127602-17-027959 · form4.xml · nonDerivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,325,325 Read SEC document |
| September 21, 2017 Filed Sep 25, 2017 12:45 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 49,949 | $47.65 | $2,379,939.98 |
DisclosureSEC source: 0001127602-17-027959 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,355,258 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:16 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 52,048 | $0.00 Strike: $45.79 | $0.00 |
DisclosureSEC source: 0001127602-17-024731 · form4.xml · derivative · entry 7 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 52,048 shares Expires 2020-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 09/08/2010 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2011. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:16 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 51,921 | $0.00 Strike: $43.37 | $0.00 |
DisclosureSEC source: 0001127602-17-024731 · form4.xml · derivative · entry 6 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,921 shares Expires 2019-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: 09/10/2009 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2010. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:16 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 63,546 | $83.15 | $5,283,849.90 |
DisclosureSEC source: 0001127602-17-024731 · form4.xml · nonDerivative · entry 3 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,305,309 F1 · ownership.direct: Due to departure as an employee, holdings have been reduced by 2,310 shares that were forfeited. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:16 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 52,048 | $45.79 | $2,383,449.68 |
DisclosureSEC source: 0001127602-17-024731 · form4.xml · nonDerivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,368,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 20:16 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 51,921 | $43.37 | $2,251,943.57 |
DisclosureSEC source: 0001127602-17-024731 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,316,807 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 17:03 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 1,479 | $0.00 Strike: $67.56 | $0.00 |
DisclosureSEC source: 0001127602-17-021876 · form4.xml · derivative · entry 4 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,569 Underlying: Common Stock · 1,479 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012. Read SEC document |
| June 19, 2017 Filed Jun 20, 2017 17:03 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 1,479 | $67.56 | $99,923.16 |
DisclosureSEC source: 0001127602-17-021876 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,267,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2017 Filed May 23, 2017 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 102,057 | $0.00 Strike: $48.05 | $0.00 |
DisclosureSEC source: 0001127602-17-019141 · form4.xml · derivative · entry 5 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 102,057 shares Expires 2017-09-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 09/06/2007 Grant - The option vests 20% annually over a 5 year period beginning on September 06, 2008. Read SEC document |
| May 22, 2017 Filed May 23, 2017 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 62,007 | $71.30 | $4,421,099.10 |
DisclosureSEC source: 0001127602-17-019141 · form4.xml · nonDerivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,265,717 Read SEC document |
| May 22, 2017 Filed May 23, 2017 15:34 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 102,057 | $48.05 | $4,903,920.50 |
DisclosureSEC source: 0001127602-17-019141 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Non-Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,327,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2017 Filed Apr 26, 2017 20:36 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,579.0922 | $116.32 | $300,000.00 |
DisclosureSEC source: 0001225208-17-008419 · doc4.xml · derivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,818.3589 Underlying: Common Stock · 2,579.0922 shares Expires not disclosed F1 · derivative.exercise_price: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.exercise_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. F1 · derivative.expiration_date: The reporting person acquired these Phantom Stock Units under the UTC Board of Directors Deferred Stock Unit Plan (the "Plan") in connection with the reporting person's annual compensation for service as a non-employee director. Upon retirement or termination, the stock units in the director's account under the Plan are converted into an equal number of shares of common stock that, at the director's previous election, are distributed either in a lump-sum or in installments. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 18:24 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 4,598 | $76.60 | $352,206.80 |
DisclosureSEC source: 0001127602-16-069850 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director · COB, CIO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,225,667 F1 · shares: These shares were withheld to pay for taxes on restricted stock units that vested on 12/9/2016. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 22:02 UTC | RTX Corp UTX · Entity 2823 | PurchaseCommon Stock | 5,000 | $107.94 | $539,684.00 |
DisclosureSEC source: 0001225208-16-042968 · doc4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The price reported in Column 4 is a weighted average price for shares purchased in multiple transactions. The purchase prices ranged from $107.9365 to $107.9382 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:25 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionStock Options (Right to Buy) · Derivative | 101,728 | $0.00 Strike: $44.37 | $0.00 |
DisclosureSEC source: 0001127602-16-063957 · form4.xml · derivative · entry 5 ROGERS BRIAN C · CIK 0001203074 · Director · COB, CIO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 101,728 shares Expires 2016-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 11/01/2006 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2007. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:25 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Tax withholdingCommon Stock | 50,750 | $66.45 | $3,372,337.50 |
DisclosureSEC source: 0001127602-16-063957 · form4.xml · nonDerivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Director · COB, CIO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,230,265 Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 18:25 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | Exercise / conversionCommon Stock | 101,728 | $44.37 | $4,513,834.12 |
DisclosureSEC source: 0001127602-16-063957 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director · COB, CIO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 12:17 UTC | PRICE T ROWE GROUP INC TROW · Entity 3212 | GrantCommon Stock | 7,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-062299 · form4.xml · nonDerivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director · COB, CIO & Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,179,287 F1 · shares: On September 7, 2016, the Executive Compensation Committee certified that the performance threshold on certain performance-based restricted stock awards were met. The awards are settled in shares of common stock upon vesting. The awards vest in five equal annual installments beginning on December 9, 2016. Read SEC document |
| April 25, 2016 Filed Apr 27, 2016 21:05 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 2,661.597 | $105.20 | $280,000.00 |
DisclosureSEC source: 0001225208-16-031882 · doc4.xml · derivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,136.2395 Underlying: Common Stock · 2,661.597 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan in respect of his/her annual retainer for services as a non-employee Director. The Plan provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of service as a member of the Board of Directors, the non-employee Director will be entitled to receive a number of shares of Common Stock of United Technologies Corporation equal to the balance of Phantom Stock Units then held in his/her account under the Plan, distributed either as a lump sum or in installments, as previously elected pursuant to the Plan. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan in respect of his/her annual retainer for services as a non-employee Director. The Plan provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of service as a member of the Board of Directors, the non-employee Director will be entitled to receive a number of shares of Common Stock of United Technologies Corporation equal to the balance of Phantom Stock Units then held in his/her account under the Plan, distributed either as a lump sum or in installments, as previously elected pursuant to the Plan. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person under the United Technologies Corporation Board of Directors Deferred Stock Unit Plan in respect of his/her annual retainer for services as a non-employee Director. The Plan provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of service as a member of the Board of Directors, the non-employee Director will be entitled to receive a number of shares of Common Stock of United Technologies Corporation equal to the balance of Phantom Stock Units then held in his/her account under the Plan, distributed either as a lump sum or in installments, as previously elected pursuant to the Plan. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:06 UTC | RTX Corp UTX · Entity 2823 | GrantRestricted Stock Units · Derivative | 1,046.3535 | $95.57 | $100,000.00 |
DisclosureSEC source: 0001225208-16-023814 · doc4.xml · derivative · entry 2 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046.3535 Underlying: Common Stock · 1,046.3535 shares Expires not disclosed F2 · derivative.exercise_price: Consists of a one-time grant of deferred Restricted Stock Units awarded on the effective date of election as a non-employee director. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account. F2 · derivative.exercise_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the effective date of election as a non-employee director. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account. F2 · derivative.expiration_date: Consists of a one-time grant of deferred Restricted Stock Units awarded on the effective date of election as a non-employee director. Vesting occurs over a five year period. Upon termination of services on the Board of Directors, all such deferred Restricted Stock Units are settled in shares unless a timely election is made to convert to fixed interest account. Read SEC document |
| January 04, 2016 Filed Jan 6, 2016 22:06 UTC | RTX Corp UTX · Entity 2823 | GrantPhantom Stock Unit · Derivative | 1,464.8948 | $95.57 | $140,000.00 |
DisclosureSEC source: 0001225208-16-023814 · doc4.xml · derivative · entry 1 ROGERS BRIAN C · CIK 0001203074 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,464.8948 Underlying: Common Stock · 1,464.8948 shares Expires not disclosed F1 · derivative.exercise_price: Consists of Phantom Stock Units acquired by the reporting person in respect of a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.exercise_date: Consists of Phantom Stock Units acquired by the reporting person in respect of a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. F1 · derivative.expiration_date: Consists of Phantom Stock Units acquired by the reporting person in respect of a partial year of service as a non-employee director under a company program that provides for payment of all or a portion of the retainer in deferred stock units. Upon termination of services on the Board of Directors, all such Phantom Stock Units are payable in cash as a lump sum or in installments, at the election of the director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.