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SOLOMON DAVID M

Disclosed activity across 1 company

Tapewire entity
10884
SEC CIK
0001693709

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GOLDMAN SACHS GROUP INCGS · Entity 2819Director · Chairman of the Board and CEOMay 01, 2026May 05, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GOLDMAN SACHS GROUP INC

Report date May 01, 2026 · Filed May 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect137,262 Ending reported balance After 2026-05-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-01 · Sale · Disposed 2,310 · Balance 138,422

F1: Reflects a weighted average sale price of $930.43 per share, at prices ranging from $930.01 to $931.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 2 · 2026-05-01 · Sale · Disposed 1,160 · Balance 137,262

F2: Reflects a weighted average sale price of $931.25 per share, at prices ranging from $931.04 to $931.70 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnote16,171 Reported balance Holding disclosure · report date 2026-05-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 16,171

F3: Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects a weighted average sale price of $930.43 per share, at prices ranging from $930.01 to $931.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects a weighted average sale price of $931.25 per share, at prices ranging from $931.04 to $931.70 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Held through a trust, the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2019 Filed Jan 25, 2019 19:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 42,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-19-000082 · ownershipdoc01152019103434.xml · derivative · entry 4

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 42,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

F1 · derivative.exercise_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

F1 · derivative.expiration_date: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 19:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 21,570 $197.68 $4,263,957.60
Disclosure

SEC source: 0000769993-19-000082 · ownershipdoc01152019103434.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,568

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 19:16 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 42,400 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-19-000082 · ownershipdoc01152019103434.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,138

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 23, 2019, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2018 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2018 compensation.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 27,125 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-18-000436 · ownershipdoc07312018021254.xml · derivative · entry 5

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 27,125 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 8,488 $237.92 $2,019,504.85
Disclosure

SEC source: 0000769993-18-000436 · ownershipdoc07312018021254.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,270

F3 · price: Reflects a weighted average sale price of $237.9247 per share, at prices ranging from $237.90 to $238.00 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 18,637 $238.00 $4,435,606.00
Disclosure

SEC source: 0000769993-18-000436 · ownershipdoc07312018021254.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,758

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 18:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 27,125 $78.78 $2,136,907.50
Disclosure

SEC source: 0000769993-18-000436 · ownershipdoc07312018021254.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 18:32 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 27,125 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-18-000421 · ownershipdoc07182018113508.xml · derivative · entry 5

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,125

Underlying: Common Stock, par value $0.01 per share · 27,125 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 18:32 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 8,382 $232.08 $1,945,313.84
Disclosure

SEC source: 0000769993-18-000421 · ownershipdoc07182018113508.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,270

Read SEC document
July 18, 2018 Filed Jul 20, 2018 18:32 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 18,743 $232.10 $4,350,203.44
Disclosure

SEC source: 0000769993-18-000421 · ownershipdoc07182018113508.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,652

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 18:32 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 27,125 $78.78 $2,136,907.50
Disclosure

SEC source: 0000769993-18-000421 · ownershipdoc07182018113508.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

Read SEC document
May 15, 2018 Filed May 16, 2018 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 405 $242.30 $98,131.95
Disclosure

SEC source: 0000769993-18-000355 · ownershipdoc05142018050033.xml · nonDerivative · entry 4

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,355

F4 · price: Reflects a weighted average sale price of $242.3011 per share, at prices ranging from $242.27 to $242.32 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
May 14, 2018 Filed May 16, 2018 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 9,750 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-18-000355 · ownershipdoc05142018050033.xml · derivative · entry 5

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,250

Underlying: Common Stock, par value $0.01 per share · 9,750 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Read SEC document
May 14, 2018 Filed May 16, 2018 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,092 $244.67 $756,533.24
Disclosure

SEC source: 0000769993-18-000355 · ownershipdoc05142018050033.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,270

F3 · price: Reflects a weighted average sale price of $244.6744 per share, at prices ranging from $244.67 to $244.6754 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2018 Filed May 16, 2018 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 6,658 $244.69 $1,629,146.02
Disclosure

SEC source: 0000769993-18-000355 · ownershipdoc05142018050033.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,362

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

Read SEC document
May 14, 2018 Filed May 16, 2018 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 9,750 $78.78 $768,105.00
Disclosure

SEC source: 0000769993-18-000355 · ownershipdoc05142018050033.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 64,000 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-18-000145 · ownershipdoc01292018065120.xml · derivative · entry 7

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Underlying: Common Stock, par value $0.01 per share · 64,000 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 21,252 $271.65 $5,773,059.05
Disclosure

SEC source: 0000769993-18-000145 · ownershipdoc01292018065120.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,270

F3 · price: Reflects a weighted average sale price of $271.6478 per share, at prices ranging from $271.30 to $272.15 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 42,748 $271.53 $11,607,364.44
Disclosure

SEC source: 0000769993-18-000145 · ownershipdoc01292018065120.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,522

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

Read SEC document
January 29, 2018 Filed Jan 31, 2018 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 64,000 $78.78 $5,041,920.00
Disclosure

SEC source: 0000769993-18-000145 · ownershipdoc01292018065120.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 11:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 67,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-17-000807 · ownershipdoc12262017044029.xml · derivative · entry 6

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 67,167 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.

F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.

F1 · derivative.exercise_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.

F1 · derivative.expiration_date: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 11:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 37,491 $255.95 $9,595,821.45
Disclosure

SEC source: 0000769993-17-000807 · ownershipdoc12262017044029.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,270

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
December 28, 2017 Filed Dec 29, 2017 11:08 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 67,167 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-17-000807 · ownershipdoc12262017044029.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On December 28, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2017 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2017 compensation. The shares were scheduled to be delivered in January 2018; however, the Board of Directors of the Issuer, in its sole discretion, determined to make this delivery in December 2017 due to changes in U.S. tax law and the associated tax savings to the Issuer that resulted from making the delivery prior to year-end.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 19:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 42,987 $0.00 Strike: $78.78 $0.00
Disclosure

SEC source: 0000769993-17-000761 · ownershipdoc11202017044716.xml · derivative · entry 7

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,000

Underlying: Common Stock, par value $0.01 per share · 42,987 shares

Expires 2018-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: One-third of these Stock Options became exercisable in each of January 2010, January 2011 and January 2012.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 19:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 12,707 $237.94 $3,023,532.81
Disclosure

SEC source: 0000769993-17-000761 · ownershipdoc11202017044716.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,594

F3 · price: Reflects a weighted average sale price of $237.9423 per share, at prices ranging from $237.86 to $238.07 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 19:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 30,280 $238.13 $7,210,425.00
Disclosure

SEC source: 0000769993-17-000761 · ownershipdoc11202017044716.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,301

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

Read SEC document
November 24, 2017 Filed Nov 28, 2017 19:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 42,987 $78.78 $3,386,515.86
Disclosure

SEC source: 0000769993-17-000761 · ownershipdoc11202017044716.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2008 and scheduled to expire in December 2018.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:14 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 47,282 $0.00 Strike: $204.16 $0.00
Disclosure

SEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · derivative · entry 11

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 47,282 shares

Expires 2017-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:14 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,076 $239.28 $736,033.28
Disclosure

SEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 6

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,594

Read SEC document
November 21, 2017 Filed Nov 22, 2017 19:14 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 44,206 $239.42 $10,583,800.52
Disclosure

SEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 5

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,670

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

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November 21, 2017 Filed Nov 22, 2017 19:14 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 47,282 $204.16 $9,653,093.12
Disclosure

SEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 4

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

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November 20, 2017 Filed Nov 22, 2017 19:14 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 47,282 $0.00 Strike: $204.16 $0.00
Disclosure

SEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · derivative · entry 10

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,282

Underlying: Common Stock, par value $0.01 per share · 47,282 shares

Expires 2017-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 19:14 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,028 $238.68 $722,732.12
Disclosure

SEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,594

Read SEC document
November 20, 2017 Filed Nov 22, 2017 19:14 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 44,254 $238.78 $10,566,970.12
Disclosure

SEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,622

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

Read SEC document
November 20, 2017 Filed Nov 22, 2017 19:14 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 47,282 $204.16 $9,653,093.12
Disclosure

SEC source: 0000769993-17-000751 · ownershipdoc11202017044716.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. This transaction was automatically triggered pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person, without any additional action taken by the Reporting Person.

Read SEC document
November 13, 2017 Filed Nov 15, 2017 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,400 $238.49 $572,385.12
Disclosure

SEC source: 0000769993-17-000733 · ownershipdoc11132017034104.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 15,760

F1 · price: Reflects a weighted average sale price of $238.4938 per share, at prices ranging from $238.44 to $238.64 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
August 07, 2017 Filed Aug 9, 2017 18:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 3,260 $231.59 $754,997.42
Disclosure

SEC source: 0000769993-17-000610 · ownershipdoc08072017104551.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 18,160

F1 · price: Reflects a weighted average sale price of $231.5943 per share, at prices ranging from $231.58 to $231.65 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionNonqualified Stock Options (right to buy) · Derivative 94,564 $0.00 Strike: $204.16 $0.00
Disclosure

SEC source: 0000769993-17-000425 · ownershipdoc02212017091851.xml · derivative · entry 7

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,564

Underlying: Common Stock, par value $0.01 per share · 94,564 shares

Expires 2017-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 7,954 $252.18 $2,005,838.92
Disclosure

SEC source: 0000769993-17-000425 · ownershipdoc02212017091851.xml · nonDerivative · entry 3

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,594

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 86,610 $252.17 $21,840,443.70
Disclosure

SEC source: 0000769993-17-000425 · ownershipdoc02212017091851.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,548

F2 · kind: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above.

Read SEC document
February 21, 2017 Filed Feb 23, 2017 19:00 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 94,564 $204.16 $19,306,186.24
Disclosure

SEC source: 0000769993-17-000425 · ownershipdoc02212017091851.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 2,085 $240.08 $500,571.60
Disclosure

SEC source: 0000769993-17-000286 · ownershipdoc02062017093716.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 21,420

F2 · price: Reflects a weighted average sale price of $240.0823 per share, at prices ranging from $240.07 to $240.10 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
February 07, 2017 Filed Feb 9, 2017 19:01 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 SaleCommon Stock, par value $0.01 per share 4,165 $240.08 $999,939.03
Disclosure

SEC source: 0000769993-17-000286 · ownershipdoc02062017093716.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,594

F1 · price: Reflects a weighted average sale price of $240.0814 per share, at prices ranging from $240.00 to $240.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 19:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionRestricted Stock Units · Derivative 77,517 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-17-000137 · ownershipdoc01172017103431.xml · derivative · entry 6

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 77,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation.

F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation.

F1 · derivative.exercise_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation.

F1 · derivative.expiration_date: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 19:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Tax withholdingCommon Stock, par value $0.01 per share 41,450 $232.67 $9,644,171.50
Disclosure

SEC source: 0000769993-17-000137 · ownershipdoc01172017103431.xml · nonDerivative · entry 2

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,759

F2 · kind: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

F2 · acquired: Represents shares of the Issuer's common stock withheld to satisfy withholding obligations in connection with the delivery of the common stock underlying the RSUs described in footnote 1 above.

Read SEC document
January 24, 2017 Filed Jan 26, 2017 19:04 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 Exercise / conversionCommon Stock, par value $0.01 per share 77,517 Not disclosed Not disclosed
Disclosure

SEC source: 0000769993-17-000137 · ownershipdoc01172017103431.xml · nonDerivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 24, 2017, shares of the Issuer's common stock underlying Restricted Stock Units ("RSUs") that were awarded in connection with compensation for years prior to 2016 were delivered to the Reporting Person without the payment of any consideration. These shares are not related to 2016 compensation.

Read SEC document
January 19, 2017 Filed Jan 20, 2017 19:06 UTC GOLDMAN SACHS GROUP INC GS · Entity 2819 GrantYear-End Restricted Stock Units · Derivative 42,134 $0.00 $0.00
Disclosure

SEC source: 0000769993-17-000064 · ownershipdoc01092017081953.xml · derivative · entry 1

SOLOMON DAVID M · CIK 0001693709 · President and Co-COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,134

Underlying: Common Stock, par value $0.01 per share · 42,134 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022.

F1 · derivative.exercise_date: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022.

F1 · derivative.expiration_date: Shares of the Issuer's common stock underlying these 2016 Restricted Stock Units ("RSUs") will be delivered in three approximately equal installments on or about each of the first, second and third anniversaries of the grant date, subject to other terms and conditions of the award agreement. The shares of common stock delivered pursuant to these RSUs generally cannot be sold or transferred before January 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.