Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIREFLY NEUROSCIENCE, INC.WAVD · Entity 7759 | Director · CEO · 10% owner | November 03, 2023 | November 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIREFLY NEUROSCIENCE, INC.
Report date November 03, 2023 · Filed November 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.03 · Expires 2028-10-25 | Direct | 228,833 |
Reported balance
After 2023-11-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-11-03 · Grant · Acquired 12,500 · Balance 228,833 F1: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2: The options become exercisable as to 4,167 Options on October 25, 2024; 4,167 Options on October 25, 2025; and 4,166 Options on October 25,2026. F3: Includes options for 151,500 shares, and warrants for 77,333 shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan.
F2: The options become exercisable as to 4,167 Options on October 25, 2024; 4,167 Options on October 25, 2025; and 4,166 Options on October 25,2026.
F3: Includes options for 151,500 shares, and warrants for 77,333 shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 19, 2022 Filed Jul 21, 2022 18:44 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | PurchaseCommon Stock | 10 | $1.16 | $11.60 |
DisclosureSEC source: 0001437749-22-017512 · rdgdoc.xml · nonDerivative · entry 1 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,655 F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan Read SEC document |
| May 31, 2022 Filed May 31, 2022 17:49 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | PurchaseCommon Stock | 12,000 | $2.55 | $30,600.00 |
DisclosureSEC source: 0001437749-22-013875 · rdgdoc.xml · nonDerivative · entry 1 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,645 F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan Read SEC document |
| May 24, 2022 Filed May 24, 2022 16:49 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | PurchaseCommon Stock | 12,000 | $2.46 | $29,520.00 |
DisclosureSEC source: 0001437749-22-013370 · rdgdoc.xml · nonDerivative · entry 1 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 914,645 F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan Read SEC document |
| May 17, 2022 Filed May 17, 2022 19:55 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | PurchaseCommon Stock | 12,000 | $3.06 | $36,720.00 |
DisclosureSEC source: 0001437749-22-012805 · rdgdoc.xml · nonDerivative · entry 1 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,645 F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan Read SEC document |
| May 10, 2022 Filed May 11, 2022 14:00 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | PurchaseCommon Stock | 12,000 | $3.65 | $43,800.00 |
DisclosureSEC source: 0001437749-22-011848 · rdgdoc.xml · nonDerivative · entry 1 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,645 F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan Read SEC document |
| May 03, 2022 Filed May 4, 2022 18:02 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | PurchaseCommon Stock | 12,000 | $4.57 | $54,840.00 |
DisclosureSEC source: 0001437749-22-010834 · rdgdoc.xml · nonDerivative · entry 1 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,645 F1 · shares: Shares acquired in accordance with filer's Rule 10b5-1 Plan Read SEC document |
| December 30, 2021 Filed Jan 3, 2022 19:53 UTC | FIREFLY NEUROSCIENCE, INC. WAVD · Entity 7759 | GrantOptions (right-to-buy) · Derivative | 1,000,000 | $0.00 Strike: $4.89 | $0.00 |
DisclosureSEC source: 0001437749-22-000131 · rdgdoc.xml · derivative · entry 1 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,030,000 Underlying: Common Stock · 1,000,000 shares Expires 2026-12-30 F1 · kind: Granted pursuant to and in accordance with the WaveDancer 2021 Stock Incentive Plan. F2 · shares: Issued in accordance with the executive employment agreement dated August 26, 2021, and filed as Exhibit 10.1 of the Registrant's Current Report on Form 8-K on August 30, 2021. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:23 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantWarrants (right-to-buy) · Derivative | 6,579 | $3.04 Strike: $4.50 | $20,000.16 |
DisclosureSEC source: 0001437749-21-028577 · rdgdoc.xml · derivative · entry 4 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 809,908 Underlying: Common Stock · 6,579 shares Expires 2026-12-31 F4 · balance_after: Warrants to acquire 29,908 shares of common stock reported herein are not exercisable until January 1, 2023. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:23 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantWarrants (right-to-buy) · Derivative | 23,329 | $3.04 Strike: $4.50 | $70,920.16 |
DisclosureSEC source: 0001437749-21-028577 · rdgdoc.xml · derivative · entry 3 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 803,329 Underlying: Common Stock · 23,329 shares Expires 2026-12-31 F3 · balance_after: Warrants to acquire 23,329 shares of common stock reported herein are not exercisable until January 1, 2023. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:23 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantCommon Stock | 32,895 | $3.04 | $100,000.80 |
DisclosureSEC source: 0001437749-21-028577 · rdgdoc.xml · nonDerivative · entry 2 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 899,540 F2 · price: Benoit Family Trust purchased $100,000 of Units in a private placement transaction at $3.04/ Unit, which consisted of 32,895 shares of common stock and Warrants to purchase additional 6,579 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 22:23 UTC | FIREFLY NEUROSCIENCE, INC. IAIC · Entity 7759 | GrantCommon Stock | 116,645 | $3.04 | $354,600.80 |
DisclosureSEC source: 0001437749-21-028577 · rdgdoc.xml · nonDerivative · entry 1 BENOIT GERALD JAMES JR · CIK 0001880436 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,645 F1 · price: Mr. Benoit purchased $354,600 of Units in a private placement transaction at $3.04/ Unit, which consisted of 116,645 shares of common stock and Warrants to purchase additional 23,329 shares of common stock. Unit price was based on the Volume Weighted Average Price per share for the five trading days ended December 2, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.