Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ribbon Communications Inc.RBBN · Entity 5785 | EVP and CTO | June 17, 2020 | June 19, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ribbon Communications Inc.
Report date June 17, 2020 · Filed June 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 208,108 |
Ending reported balance
After 2020-06-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-17 · Exercise / conversion · Acquired 14,431 · Balance 212,704 F1: The RSUs convert into common stock on a one-for-one basis. Row 2 · 2020-06-17 · Sale · Disposed 4,596 · Balance 208,108 F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 28,860 |
Reported balance
After 2020-06-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-17 · Exercise / conversion · Disposed 14,431 · Balance 28,860 F1: The RSUs convert into common stock on a one-for-one basis. F3: 43,291 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSUs convert into common stock on a one-for-one basis.
F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs.
F3: 43,291 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AVID TECHNOLOGY, INC.
Report date November 07, 2023 · Filed November 07, 2023
Section 16 reporting ended · disclosed 2023-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-11-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-11-07 · Disposition to issuer · Disposed 32,310 · Balance 26,027 F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive $27.05 in cash, subject to any required tax withholding in accordance with the terms of the Merger Agreement. Row 2 · 2023-11-07 · Disposition to issuer · Disposed 26,027 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. |
| Performance Rights (Restricted Stock Units)SEC Table II · derivative / convertible security · Expires 2024-03-15 | Direct | 0 |
Reported balance
After 2023-11-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-07 · Disposition to issuer · Disposed 4,598 · Balance 0 F4: Represents RSUs remaining from an award in 2021, which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. |
| Performance Rights (Restricted Stock Units)SEC Table II · derivative / convertible security · Expires 2025-03-15 | Direct | 0 |
Reported balance
After 2023-11-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-11-07 · Disposition to issuer · Disposed 8,547 · Balance 0 F5: Represents RSUs remaining from an award in 2022, which vest in equal installments on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024 and 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. |
| Performance Rights (Restricted Stock Units)SEC Table II · derivative / convertible security · Expires 2026-03-15 | Direct | 0 |
Reported balance
After 2023-11-07 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-11-07 · Disposition to issuer · Disposed 15,259 · Balance 0 F6: Represents RSUs from an award in 2023, which vest in equal installments on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024, 2025 and 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger").
F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive $27.05 in cash, subject to any required tax withholding in accordance with the terms of the Merger Agreement.
F3: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause.
F4: Represents RSUs remaining from an award in 2021, which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date.
F5: Represents RSUs remaining from an award in 2022, which vest in equal installments on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024 and 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date.
F6: Represents RSUs from an award in 2023, which vest in equal installments on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024, 2025 and 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date.
Sonus, Inc.
Report date October 27, 2017 · Filed October 31, 2017
Section 16 reporting ended · disclosed 2017-10-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 229,246 |
Reported balance
After 2017-10-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-10-27 · Exercise / conversion · Acquired 2,917 · Balance 229,246 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnotes 4 and 5 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 24,792 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 11,675 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 235,496 |
Reported balance
After 2017-10-27 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-10-27 · Exercise / conversion · Acquired 6,250 · Balance 235,496 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnotes 4 and 5 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 24,792 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 11,675 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 251,121 |
Reported balance
After 2017-10-27 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2017-10-27 · Exercise / conversion · Acquired 15,625 · Balance 251,121 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnotes 4 and 5 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 24,792 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 11,675 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 205,154 |
Reported balance
After 2017-10-27 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2017-10-27 · Tax withholding · Disposed 45,967 · Balance 205,154 F3: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2017-10-27 · Disposition to issuer · Disposed 205,154 · Balance 0 F4: Reflects disposition pursuant to the Agreement and Plan of Merger, dated as of May 23, 2017, by and among the Issuer (formerly Sonus Networks, Inc.), (i) Sonus Networks, Inc. (formerly Solstice Sapphire Investments, Inc.) ("Sonus Networks") and its wholly-owned subsidiaries and (ii) GENBAND Holdings Company ("GENBAND") and its two related holding companies such that, following the consummation of a series of merger transactions (collectively, the "Mergers"), both the Issuer and GENBAND became wholly-owned subsidiaries of Sonus Networks. In the Mergers, each share of Issuer Common Stock was exchanged for one share of common stock, par value $0.0001 per share, of Sonus Networks ("New Common Stock"). F5: The closing price of a share of Issuer Common Stock on October 27, 2017 (the last trading day prior to the effectiveness of the Mergers) was $8.14, and the closing price of a share of New Common Stock on October 30, 2017 (the first trading day following the effectiveness of the Mergers) was $8.39. |
| Performance-Based Restricted Stock Units (PSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-10-27 · Exercise / conversion · Disposed 2,917 · Balance 0 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnotes 4 and 5 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 24,792 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 11,675 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F6: The 2015 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 120% of the remaining shares subject to the 2015 PSU Grant will vest into New Common Stock, if at all, on March 16, 2018. |
| Performance-Based Restricted Stock Units (PSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-10-27 · Exercise / conversion · Disposed 6,250 · Balance 0 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnotes 4 and 5 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 24,792 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 11,675 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F7: The 2016 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-half of the remaining shares subject to the 2016 PSU Grant will vest into New Common Stock, if at all, on each of April 1, 2018 and April 1, 2019. |
| Performance-Based Restricted Stock Units (PSUs)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-10-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-10-27 · Exercise / conversion · Disposed 15,625 · Balance 0 F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnotes 4 and 5 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant. F2: In addition, of the 24,792 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 11,675 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4. F8: The 2017 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-third of the remaining shares subject to the 2017 PSU Grant will vest into New Common Stock, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the aggregate number of shares of Common Stock for which vesting accelerated on October 27, 2017 under the Performance-Based Restricted Stock Units ("PSUs") granted to the Reporting Person on each of March 16, 2015 (the "2015 PSU Grant"), April 1, 2016 (the "2016 PSU Grant") and March 31, 2017 (the "2017 PSU Grant", and together with the 2015 PSU Grant and 2016 PSU Grant, the "PSU Grants"). Pursuant to the terms of the PSU Grants, 50% of the total shares remaining under the PSUs accelerated immediately upon the closing of the Mergers (as defined in Footnotes 4 and 5 to this Form 4) and, as directed by the Compensation Committee of the Issuer's Board of Directors on May 22, 2017, vested at target. The original aggregate number of PSUs granted to the Reporting Person under the PSU Grants were reported in Table II of the applicable Form 4s filed by the Reporting Person in connection with each such grant.
F2: In addition, of the 24,792 total shares of Common Stock that vested under the PSU Grants following the closing of the Mergers, the Reporting Person delivered 11,675 shares to the Issuer for payment of tax liability incident to the vesting of a security, as detailed in Footnote 3 to this Form 4.
F3: PAYMENT OF TAX LIABILITY BY DELIVERING SECURITIES TO THE ISSUER INCIDENT TO THE VESTING OF A SECURITY.
F4: Reflects disposition pursuant to the Agreement and Plan of Merger, dated as of May 23, 2017, by and among the Issuer (formerly Sonus Networks, Inc.), (i) Sonus Networks, Inc. (formerly Solstice Sapphire Investments, Inc.) ("Sonus Networks") and its wholly-owned subsidiaries and (ii) GENBAND Holdings Company ("GENBAND") and its two related holding companies such that, following the consummation of a series of merger transactions (collectively, the "Mergers"), both the Issuer and GENBAND became wholly-owned subsidiaries of Sonus Networks. In the Mergers, each share of Issuer Common Stock was exchanged for one share of common stock, par value $0.0001 per share, of Sonus Networks ("New Common Stock").
F5: The closing price of a share of Issuer Common Stock on October 27, 2017 (the last trading day prior to the effectiveness of the Mergers) was $8.14, and the closing price of a share of New Common Stock on October 30, 2017 (the first trading day following the effectiveness of the Mergers) was $8.39.
F6: The 2015 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 120% of the remaining shares subject to the 2015 PSU Grant will vest into New Common Stock, if at all, on March 16, 2018.
F7: The 2016 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-half of the remaining shares subject to the 2016 PSU Grant will vest into New Common Stock, if at all, on each of April 1, 2018 and April 1, 2019.
F8: The 2017 PSU Grant was assumed by Sonus Networks in connection with the Mergers. Between zero percent (0%) and 200% of one-third of the remaining shares subject to the 2017 PSU Grant will vest into New Common Stock, if at all, on each of March 31, 2018, March 31, 2019 and March 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2023 Filed Nov 7, 2023 16:45 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Disposition to issuerPerformance Rights (Restricted Stock Units) · Derivative | 15,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001327 · form4.xml · derivative · entry 5 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,259 shares Expires 2026-03-15 F6 · derivative.exercise_price: Represents RSUs from an award in 2023, which vest in equal installments on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024, 2025 and 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. Read SEC document |
| November 07, 2023 Filed Nov 7, 2023 16:45 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Disposition to issuerPerformance Rights (Restricted Stock Units) · Derivative | 8,547 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001327 · form4.xml · derivative · entry 4 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,547 shares Expires 2025-03-15 F5 · derivative.exercise_price: Represents RSUs remaining from an award in 2022, which vest in equal installments on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024 and 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. Read SEC document |
| November 07, 2023 Filed Nov 7, 2023 16:45 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Disposition to issuerPerformance Rights (Restricted Stock Units) · Derivative | 4,598 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000905148-23-001327 · form4.xml · derivative · entry 3 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,598 shares Expires 2024-03-15 F4 · derivative.exercise_price: Represents RSUs remaining from an award in 2021, which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. F1 · derivative.exercise_date: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. Read SEC document |
| November 07, 2023 Filed Nov 7, 2023 16:45 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Disposition to issuerCommon Stock | 26,027 | $27.05 | $704,030.35 |
DisclosureSEC source: 0000905148-23-001327 · form4.xml · nonDerivative · entry 2 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each unvested restricted stock unit ("RSU") award, including each unvested award of performance-based RSUs, was automatically cancelled and converted solely into the contingent right to receive a cash payment equal to the product of (i) the number of RSUs subject to such unvested RSU award immediately prior to the Effective Time multiplied by (ii) $27.05, with such converted cash award generally subject to the same vesting terms and conditions that applied to the corresponding RSU prior to the Effective Time, with payment forfeited to the extent vesting is not satisfied, except if the holder's service is terminated without cause. Read SEC document |
| November 07, 2023 Filed Nov 7, 2023 16:45 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Disposition to issuerCommon Stock | 32,310 | $27.05 | $873,985.50 |
DisclosureSEC source: 0000905148-23-001327 · form4.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,027 F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F2 · kind: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive $27.05 in cash, subject to any required tax withholding in accordance with the terms of the Merger Agreement. F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of August 9, 2023 (the "Merger Agreement"), by and among the Issuer, Artisan Bidco, Inc., a Delaware corporation ("Parent"), and Artisan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), effective November 7, 2023, among other things, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly-owned subsidiary of Parent (the "Merger"). F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Issuer's common stock ("Common Stock") issued and outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive $27.05 in cash, subject to any required tax withholding in accordance with the terms of the Merger Agreement. Read SEC document |
| September 16, 2023 Filed Sep 19, 2023 16:36 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 473 | $26.83 | $12,690.59 |
DisclosureSEC source: 0000896841-23-000143 · wk-form4_1695155777.xml · nonDerivative · entry 2 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,337 F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on September 16, 2023 of 8.33% of the restricted stock units awarded on March 16, 2022. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 16:36 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 509 | $26.83 | $13,656.47 |
DisclosureSEC source: 0000896841-23-000143 · wk-form4_1695155777.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,810 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on September 15, 2023 of 8.33% of the restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 18:20 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 911 | $26.66 | $24,287.26 |
DisclosureSEC source: 0000896841-23-000133 · wk-form4_1693606804.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,319 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on August 31, 2023 of 8.33% of the restricted stock units awarded on November 30, 2020. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| June 16, 2023 Filed Jun 20, 2023 17:11 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 473 | $24.17 | $11,432.41 |
DisclosureSEC source: 0000896841-23-000103 · wk-form4_1687295498.xml · nonDerivative · entry 2 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,230 F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on June 16, 2023 of 8.34% of the restricted stock units awarded on March 16, 2022. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 17:11 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 509 | $24.10 | $12,266.90 |
DisclosureSEC source: 0000896841-23-000103 · wk-form4_1687295498.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,703 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on June 15, 2023 of 8.34% of the restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 16:43 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 912 | $24.00 | $21,888.00 |
DisclosureSEC source: 0000896841-23-000093 · wk-form4_1685652179.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,212 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on May 31, 2023 of 8.34% of the restricted stock units awarded on November 30, 2020. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 1,893 | $29.29 | $55,445.97 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · nonDerivative · entry 5 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,486 F5 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on March 16, 2023 of 33.32% of the restricted stock units awarded on March 16, 2022. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | GrantPerformance Rights (Restricted Stock Units) · Derivative | 15,259 | $0.00 | $0.00 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · derivative · entry 11 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,259 Underlying: Common Stock · 15,259 shares Expires 2026-03-15 F9 · derivative.exercise_price: Represents an award of restricted stock units which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024, 2025 and 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F9 · derivative.exercise_date: Represents an award of restricted stock units which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2024, 2025 and 2026. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Exercise / conversionPerformance Rights (Restricted Stock Units) · Derivative | 4,273 | $0.00 Strike: $28.67 | $0.00 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · derivative · entry 10 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,547 Underlying: Common Stock · 4,273 shares Expires 2025-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents the number of shares issued as a result of the vesting of performance-based restricted stock units awarded on March 16, 2022 based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index from March 15, 2022 to March 15, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Exercise / conversionPerformance Rights (Restricted Stock Units) · Derivative | 4,598 | $0.00 Strike: $28.67 | $0.00 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · derivative · entry 9 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,195 Underlying: Common Stock · 4,598 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the number of shares issued as a result of the vesting of performance-based restricted stock units based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index from March 15, 2021 to March 15, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | GrantCommon Stock | 15,259 | $0.00 | $0.00 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · nonDerivative · entry 8 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,124 F8 · shares: Represents an award of restricted stock units that will vest on a time-based vesting schedule as follows: 33.33% on the first anniversary of the grant date of March 15, 2023, and the remaining 66.66% in equal 8.33% installments every 3 months thereafter, provided the reporting person continues to be employed by the Issuer on each such vesting date. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 1,894 | $28.67 | $54,300.98 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · nonDerivative · entry 7 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,865 F7 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on March 15, 2023 of the performance-based restricted stock units awarded on March 16, 2022. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Exercise / conversionCommon Stock | 4,273 | $28.67 | $122,506.91 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · nonDerivative · entry 6 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents the number of shares issued as a result of the vesting of performance-based restricted stock units awarded on March 16, 2022 based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index from March 15, 2022 to March 15, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 3,117 | $28.67 | $89,364.39 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · nonDerivative · entry 4 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,379 F4 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on March 15, 2023 of the performance-based restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | GrantCommon Stock | 2,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · nonDerivative · entry 3 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,496 F3 · shares: Represents the number of additional shares issued as a result of the vesting at 150% of performance-based restricted stock units based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index from March 15, 2021 to March 15, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Exercise / conversionCommon Stock | 4,598 | $28.67 | $131,824.66 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · nonDerivative · entry 2 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the number of shares issued as a result of the vesting of performance-based restricted stock units based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index from March 15, 2021 to March 15, 2023. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 17:13 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 570 | $28.67 | $16,341.90 |
DisclosureSEC source: 0000896841-23-000033 · wf-form4_167908759855265.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,599 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on March 15, 2023 of 8.33% of the restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 08:36 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 1,021 | $29.06 | $29,670.26 |
DisclosureSEC source: 0000896841-23-000021 · wf-form4_167785060211967.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,169 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on February 28, 2023 of 8.34% of the restricted stock units awarded on November 30, 2020. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 17:53 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 509 | $25.45 | $12,954.05 |
DisclosureSEC source: 0000896841-22-000179 · wf-form4_167123115834698.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,190 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on December 15, 2022 of 8.34% of the restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 17:04 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 912 | $28.08 | $25,608.96 |
DisclosureSEC source: 0000896841-22-000168 · wf-form4_166993225639713.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer & SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,699 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on November 30, 2022 of 8.34% of the restricted stock units awarded on November 30, 2020. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| September 15, 2022 Filed Sep 19, 2022 17:54 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 509 | $23.78 | $12,104.02 |
DisclosureSEC source: 0000896841-22-000142 · wf-form4_166362443781861.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,611 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on September 15, 2022 of 8.33% of the restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 16:21 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 911 | $27.35 | $24,915.85 |
DisclosureSEC source: 0000896841-22-000127 · wf-form4_166206365379416.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,120 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on August 31, 2022 of 8.33% of the restricted stock units awarded on November 30, 2020. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| June 15, 2022 Filed Jun 16, 2022 18:51 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 509 | $25.70 | $13,081.30 |
DisclosureSEC source: 0000896841-22-000097 · wf-form4_165541990276830.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,031 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on June 15, 2022 of 8.34% of the restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| May 31, 2022 Filed Jun 1, 2022 18:24 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 912 | $29.29 | $26,712.48 |
DisclosureSEC source: 0000896841-22-000087 · wf-form4_165412224837810.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,540 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on May 31, 2022 of 8.34% of the restricted stock units awarded on November 30, 2020. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 21:29 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | GrantPerformance Rights (Restricted Stock Units) · Derivative | 12,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000896841-22-000036 · wf-form4_164748055977045.xml · derivative · entry 7 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,820 Underlying: Common Stock · 12,820 shares Expires 2025-03-15 F6 · derivative.exercise_price: Represents an award of restricted stock units which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2023, 2024 and 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F6 · derivative.exercise_date: Represents an award of restricted stock units which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2023, 2024 and 2025. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 16, 2022 Filed Mar 16, 2022 21:29 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | GrantCommon Stock | 12,820 | $0.00 | $0.00 |
DisclosureSEC source: 0000896841-22-000036 · wf-form4_164748055977045.xml · nonDerivative · entry 5 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,452 F5 · shares: Represents an award of restricted stock units that will vest on a time-based vesting schedule as follows: 33.33% on the first anniversary of the grant date of March 16, 2022, and the remaining 66.66% in equal 8.33% installments every 3 months thereafter, provided the reporting person continues to be employed by the Issuer on each such vesting date. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:29 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Exercise / conversionPerformance Rights (Restricted Stock Units) · Derivative | 4,597 | $0.00 Strike: $29.60 | $0.00 |
DisclosureSEC source: 0000896841-22-000036 · wf-form4_164748055977045.xml · derivative · entry 6 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,196 Underlying: Common Stock · 4,597 shares Expires 2024-03-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the number of shares issued as a result of the vesting of performance-based restricted stock units based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index from March 15, 2021 to March 15, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:29 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 3,057 | $29.60 | $90,487.20 |
DisclosureSEC source: 0000896841-22-000036 · wf-form4_164748055977045.xml · nonDerivative · entry 4 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,632 F4 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on March 15, 2022 of the performance-based restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:29 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | GrantCommon Stock | 2,299 | $0.00 | $0.00 |
DisclosureSEC source: 0000896841-22-000036 · wf-form4_164748055977045.xml · nonDerivative · entry 3 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,689 F3 · shares: Represents the number of additional shares issued as a result of the vesting at 150% of performance-based restricted stock units based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index from March 15, 2021 to March 15, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:29 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Exercise / conversionCommon Stock | 4,597 | $29.60 | $136,071.20 |
DisclosureSEC source: 0000896841-22-000036 · wf-form4_164748055977045.xml · nonDerivative · entry 2 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the number of shares issued as a result of the vesting of performance-based restricted stock units based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index from March 15, 2021 to March 15, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2022 Filed Mar 16, 2022 21:29 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 2,022 | $29.60 | $59,851.20 |
DisclosureSEC source: 0000896841-22-000036 · wf-form4_164748055977045.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,793 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on March 15, 2022 of 33.33% of the restricted stock units awarded on March 15, 2021. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 16:35 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 1,021 | $31.46 | $32,120.66 |
DisclosureSEC source: 0000896841-22-000021 · wf-form4_164617047113473.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,815 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on February 28, 2022 of 8.34% of the restricted stock units awarded on November 30, 2020. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| November 30, 2021 Filed Dec 1, 2021 16:02 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | Tax withholdingCommon Stock | 3,648 | $32.06 | $116,954.88 |
DisclosureSEC source: 0000896841-21-000219 · wf-form4_163839253972292.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,836 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding obligation upon the vesting on November 30, 2021 of 33.33% of the restricted stock units awarded on November 30, 2020. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 19:41 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | GrantPerformance Rights (Restricted Stock Units) · Derivative | 13,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000896841-21-000041 · wf-form4_161593806351603.xml · derivative · entry 2 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,793 Underlying: Common Stock · 13,793 shares Expires 2024-03-15 F2 · derivative.exercise_price: Represents an award of restricted stock units which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2022, 2023 and 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. F2 · derivative.exercise_date: Represents an award of restricted stock units which vest on a performance-based schedule based on the Issuer's relative total shareholder return (rTSR) to the Russell 2000 index in 2022, 2023 and 2024. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision for the withholding of shares by the Issuer to pay the required withholding taxes due on each such vesting date. Read SEC document |
| March 15, 2021 Filed Mar 16, 2021 19:41 UTC | AVID TECHNOLOGY, INC. AVID · Entity 108526 | GrantCommon Stock | 13,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000896841-21-000041 · wf-form4_161593806351603.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,484 F1 · shares: Represents an award of restricted stock units that will vest on a time-based vesting schedule as follows: 33.33% on the first anniversary of the grant date of March 15, 2021, and the remaining 66.66% in equal 8.33% installments every 3 months thereafter, provided the reporting person continues to be employed by the Issuer on each such vesting date. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. This award includes a provision requiring the withholding of shares by the Issuer to pay the required withholding taxes due on the vesting date. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:58 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 14,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000108 · edgar.xml · derivative · entry 3 Riley Kevin W. · CIK 0001615890 · EVP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,860 Underlying: Common Stock · 14,431 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The RSUs convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 43,291 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022. F3 · derivative.expiration_date: 43,291 RSUs were granted to the Reporting Person on June 17, 2019 and vest over a three-year period. One-third of the RSUs vested on June 17, 2020 and the remainder of the RSUs will vest in four equal, semi-annual installments thereafter through June 17, 2022. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:58 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | SaleCommon Stock | 4,596 | $3.92 | $18,028.73 |
DisclosureSEC source: 0001708055-20-000108 · edgar.xml · nonDerivative · entry 2 Riley Kevin W. · CIK 0001615890 · EVP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,108 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:58 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 14,431 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000108 · edgar.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · EVP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The RSUs convert into common stock on a one-for-one basis. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:36 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000091 · edgar.xml · derivative · entry 3 Riley Kevin W. · CIK 0001615890 · EVP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,333 Underlying: Common Stock · 6,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 40,000 RSUs were granted to the Reporting Person on June 15, 2018 and vest over a three-year period. One-third of the RSUs vested on June 15, 2019, one-sixth vested on December 16, 2019, one-sixth vested on June 15, 2020 and the remainder of the RSUs will vest in two equal, semi-annual installments thereafter through June 15, 2021. F3 · derivative.expiration_date: 40,000 RSUs were granted to the Reporting Person on June 15, 2018 and vest over a three-year period. One-third of the RSUs vested on June 15, 2019, one-sixth vested on December 16, 2019, one-sixth vested on June 15, 2020 and the remainder of the RSUs will vest in two equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:36 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | SaleCommon Stock | 1,972 | $3.88 | $7,651.36 |
DisclosureSEC source: 0001708055-20-000091 · edgar.xml · nonDerivative · entry 2 Riley Kevin W. · CIK 0001615890 · EVP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,273 F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 instruction letter previously adopted by the Reporting Person and represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock units. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 16:36 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionCommon Stock | 6,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001708055-20-000091 · edgar.xml · nonDerivative · entry 1 Riley Kevin W. · CIK 0001615890 · EVP and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:05 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units (RSUs) · Derivative | 150,463 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000055 · edgar.xml · derivative · entry 2 Riley Kevin W. · CIK 0001615890 · CTO & EVP of Advanced R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,463 Underlying: Common Stock · 150,463 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer. F3 · derivative.expiration_date: The RSUs vest over a three-year period as follows: one-third of the restricted stock units shall vest on March 16, 2021, and thereafter, one-sixth of the remaining RSUs will vest every six months, subject to the Reporting Person's continued employment with the Issuer. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 16:05 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000055 · edgar.xml · derivative · entry 1 Riley Kevin W. · CIK 0001615890 · CTO & EVP of Advanced R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in full on March 16, 2021. F2 · derivative.expiration_date: The RSUs will vest in full on March 16, 2021. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 17:16 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | GrantRestricted Stock Units · Derivative | 2,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-20-000030 · edgar.xml · derivative · entry 1 Riley Kevin W. · CIK 0001615890 · CTO & EVP of Advanced R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,337 Underlying: Common Stock · 2,337 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Common Stock. The number of RSUs was determined based on the Issuer's calculation of its 2019 pre-bonus adjusted EBITDA metric compared to pre-established goals that were set by the Compensation Committee (the "Compensation Committee") of the Issuer's Board of Directors. F2 · derivative.exercise_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Riley earned 2,337 shares, pending his continued employment with the Issuer through March 15, 2022. F2 · derivative.expiration_date: On February 11, 2020, the Compensation Committee determined that the 2019 pre-bonus adjusted EBITDA metric was achieved at the 30.493% level, subject to no material changes in connection with the finalization of the 2019 audit and the filing of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2019 (the "2019 Form 10-K"). The 2019 Form 10-K was filed with the U.S. Securities and Exchange Commission on February 28, 2020. As a result, Mr. Riley earned 2,337 shares, pending his continued employment with the Issuer through March 15, 2022. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 17:26 UTC | Ribbon Communications Inc. RBBN · Entity 5785 | Exercise / conversionRestricted Stock Units · Derivative | 6,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001708055-19-000052 · edgar.xml · derivative · entry 3 Riley Kevin W. · CIK 0001615890 · Interim Co-CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,999 Underlying: Common Stock · 6,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: 40,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. F3 · derivative.expiration_date: 40,000 restricted stock units were granted to the Reporting Person on June 15, 2018, vesting over a three-year period. One-third of those restricted stock units vested on June 17, 2019, one-sixth vested on December 16, 2019 and the remainder of the restricted stock units will vest in three equal, semi-annual installments thereafter through June 15, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.