Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMGEN INCAMGN · Entity 2832 | EVP, Global Commercial Ops | May 07, 2026 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMGEN INC
Report date May 07, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 51,222 |
Reported balance
After 2026-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-07 · Tax withholding · Disposed 615 · Balance 51,222 F1: These shares include 386 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares include 386 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Second Amended and Restated 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited to the reporting person's unvested Restricted Stock Units and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BRISTOL MYERS SQUIBB CO
Report date August 01, 2018 · Filed August 03, 2018
Section 16 reporting ended · disclosed 2018-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.10 par valueSEC Table I · non-derivative | Direct | 49,423.605 |
Ending reported balance
After 2018-08-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-01 · Exercise / conversion · Acquired 1,510 · Balance 50,167.605 F1: Represents the final vesting of restricted stock units granted on August 1, 2013. Row 2 · 2018-08-01 · Tax withholding · Disposed 744 · Balance 49,423.605 F2: Shares withheld for payment of taxes upon vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2018-08-01 | Direct | 0 |
Reported balance
After 2018-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-01 · Exercise / conversion · Disposed 1,510 · Balance 0 F3: Each restricted stock unit converts into one share of common stock upon vesting. F1: Represents the final vesting of restricted stock units granted on August 1, 2013. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the final vesting of restricted stock units granted on August 1, 2013.
F2: Shares withheld for payment of taxes upon vesting of restricted stock units.
F3: Each restricted stock unit converts into one share of common stock upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2019 Filed May 7, 2019 22:55 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 4,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017647 · form4.xml · nonDerivative · entry 1 Gordon Murdo · CIK 0001642156 · EVP Global Commercial Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,236 F1 · shares: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three installments of 33%, 33% and 34% on 5/3/2021, 5/3/2022 and 5/3/2023, respectively. F2 · balance_after: These shares include the following RSUs granted under the Company's equity plans: 34,213 RSUs which vest in two equal installment of 11,975 on 11/2/2019 and 11/2/2020 and 10,263 on 11/2/2021; and 4,511 RSUs which vest in installments of 1,488 on 5/3/2021, 1,489 on 5/3/2022 and 1,534 on 5/3/2023. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis. F3 · balance_after: These shares include 512 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 23:11 UTC | AMGEN INC AMGN · Entity 2832 | GrantCommon Stock | 34,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-032307 · form4.xml · nonDerivative · entry 1 Gordon Murdo · CIK 0001642156 · EVP Global Commercial Ops 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,213 F1 · shares: The Restricted Stock Units were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three installments of 35%, 35% and 30% on 11/2/2019, 11/2/2020 and 11/2/2021, respectively. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000162 · wf-form4_153333031694177.xml · derivative · entry 3 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,510 shares Expires 2018-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · shares: Represents the final vesting of restricted stock units granted on August 1, 2013. F1 · derivative.exercise_date: Represents the final vesting of restricted stock units granted on August 1, 2013. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 744 | $59.62 | $44,357.28 |
DisclosureSEC source: 0000014272-18-000162 · wf-form4_153333031694177.xml · nonDerivative · entry 2 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,423.605 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:05 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000162 · wf-form4_153333031694177.xml · nonDerivative · entry 1 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,167.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the final vesting of restricted stock units granted on August 1, 2013. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 20,264 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 21 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,264 Underlying: Common Stock, $0.10 par value · 20,264 shares Expires 2021-03-10 F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2021. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 27,147 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 20 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 27,147 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F10 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. F10 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2018, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 13,509 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 19 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,509 Underlying: Common Stock, $0.10 par value · 13,509 shares Expires 2022-03-10 F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F9 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F9 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 4,722 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 18 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,166 Underlying: Common Stock, $0.10 par value · 4,722 shares Expires 2021-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F6 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. F6 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 17 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,146 Underlying: Common Stock, $0.10 par value · 3,073 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 16 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,457 Underlying: Common Stock, $0.10 par value · 2,455 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · derivative · entry 15 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,838 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 13,370 | $67.92 | $908,090.40 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 14 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,657.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 27,147 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 13 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,027.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Amount represents distribution of performance shares earned under the 2015-2017 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 2,743 | $67.92 | $186,304.56 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 12 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,880.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 846 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 11 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,623.605 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 4,722 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 10 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,777.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2017. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,578 | $67.92 | $107,177.76 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 9 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,055.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 8 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,633.605 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 7 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,502.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,280 | $67.92 | $86,937.60 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 6 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,429.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 143 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 5 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,709.605 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 4 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,566.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,111 | $67.92 | $75,459.12 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 3 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,111.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 417 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 2 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,222.605 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2018 Filed Mar 13, 2018 20:55 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-18-000080 · wf-form4_152097449339050.xml · nonDerivative · entry 1 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,805.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionRestricted Stock Units · Derivative | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000168 · wf-form4_150179445913805.xml · derivative · entry 3 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,510 Underlying: Common Stock, $0.10 par value · 1,510 shares Expires 2018-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit converts into one share of common stock upon vesting. F1 · shares: Represents vesting of one-third of restricted stock units granted on August 1, 2013. The balance of the award is scheduled to vest on the fifth anniversary of the grant date. F1 · derivative.exercise_date: Represents vesting of one-third of restricted stock units granted on August 1, 2013. The balance of the award is scheduled to vest on the fifth anniversary of the grant date. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 783 | $56.10 | $43,926.30 |
DisclosureSEC source: 0000014272-17-000168 · wf-form4_150179445913805.xml · nonDerivative · entry 2 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,967.605 F2 · shares: Shares withheld for payment of taxes upon vesting of restricted stock units. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 21:07 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,510 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000168 · wf-form4_150179445913805.xml · nonDerivative · entry 1 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,750.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-third of restricted stock units granted on August 1, 2013. The balance of the award is scheduled to vest on the fifth anniversary of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantPerformance Shares · Derivative | 28,332 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · derivative · entry 21 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,332 Underlying: Common Stock, $0.10 par value · 28,332 shares Expires 2020-03-10 F12 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. F12 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2020. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionPerformance Shares · Derivative | 16,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · derivative · entry 20 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 16,696 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_price: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. F11 · derivative.exercise_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. F11 · derivative.expiration_date: Each performance share converts into one share of common stock upon distribution in the first quarter of 2017, subject to a Total Shareholder Return modifier. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | GrantMarket Share Units · Derivative | 18,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · derivative · entry 19 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,888 Underlying: Common Stock, $0.10 par value · 18,888 shares Expires 2021-03-10 F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F10 · derivative.exercise_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. F10 · derivative.expiration_date: Twenty-five percent of the market share unit award will vest on each of the first, second, third and fourth anniversaries of the grant date. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 3,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · derivative · entry 18 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219 Underlying: Common Stock, $0.10 par value · 3,073 shares Expires 2020-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F7 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. F7 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · derivative · entry 17 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,912 Underlying: Common Stock, $0.10 par value · 2,455 shares Expires 2019-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F5 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. F5 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · derivative · entry 16 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,838 Underlying: Common Stock, $0.10 par value · 1,838 shares Expires 2018-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F4 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. F4 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionMarket Share Units · Derivative | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · derivative · entry 15 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.10 par value · 1,530 shares Expires 2017-03-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each market share unit converts into the number of shares of common stock determined by applying a payout factor to the target number of shares vesting on a given date. The payout factor is a ratio of the average of the closing price on the measurement date plus the nine prior trading days divided by the average stock price on the grant date (also a 10-day average). The minimum payout factor that must be achieved to earn a payout is 60% and the maximum payout factor is 200%. F1 · derivative.exercise_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. F1 · derivative.expiration_date: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 8,657 | $58.32 | $504,876.24 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 14 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,240.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 16,696 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 13 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,897.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · shares: Amount represents distribution of performance shares earned under the 2014-2016 Long-Term Performance Award based on the performance factor applied in accordance with the terms of the Award and certification of performance results by the Board. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,365 | $58.32 | $79,606.80 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 12 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,201.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 11 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,566.605 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 3,073 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 10 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,008.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2016. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 1,106 | $58.32 | $64,501.92 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 9 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,935.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 8 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,041.605 F6 · shares: Represents a downward adjustment to the number of shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 7 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,363.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2015. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 839 | $58.32 | $48,930.48 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 6 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,908.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 5 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,747.605 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,838 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 4 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,733.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2014. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Tax withholdingCommon Stock, $0.10 par value | 850 | $58.32 | $49,572.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 3 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,895.605 F3 · shares: Shares withheld for payment of taxes upon vesting of awards. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | OtherCommon Stock, $0.10 par value | 750 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 2 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,745.605 F2 · shares: Adjustment reflects additional shares acquired upon the vesting of market share units due to the performance factor. Read SEC document |
| March 10, 2017 Filed Mar 15, 2017 00:31 UTC | BRISTOL MYERS SQUIBB CO BMY · Entity 1662 | Exercise / conversionCommon Stock, $0.10 par value | 1,530 | $0.00 | $0.00 |
DisclosureSEC source: 0000014272-17-000086 · wf-form4_148953787848749.xml · nonDerivative · entry 1 Gordon Murdo · CIK 0001642156 · EVP, Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,995.605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents vesting of one-quarter of market share units granted on March 10, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.