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person · Reporting owner

AUSTIN ROXANNE S

Disclosed activity across 7 companies

Tapewire entity
10830
SEC CIK
0001061632

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314DirectorApril 23, 2021April 27, 2021
AbbVie Inc.ABBV · Entity 2800DirectorMay 08, 2026May 12, 2026
CrowdStrike Holdings, Inc.CRWD · Entity 1172DirectorSeptember 14, 2026September 16, 2026
Freshworks Inc.FRSH · Entity 2193DirectorOctober 01, 2026October 02, 2026
TARGET CORPTGT · Entity 2967DirectorJune 02, 2020June 04, 2020
TELEDYNE TECHNOLOGIES INCTDY · Entity 3158DirectorJune 05, 2020June 08, 2020
VERIZON COMMUNICATIONS INCVZ · Entity 116DirectorApril 01, 2026April 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date April 23, 2021 · Filed April 27, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect41,542 Reported balance After 2021-04-23 transaction · row 1
1 source row

Row 1 · 2021-04-23 · Grant · Acquired 1,499 · Balance 41,542

F1: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $123.38 · Expires 2031-04-22Direct7,100 Reported balance After 2021-04-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-04-23 · Grant · Acquired 7,100 · Balance 7,100

F2: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Filing footnotes · ownership attribution and instrument terms

F1: These are restricted stock units awarded under the Abbott Laboratories 2017 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in Abbott common shares on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

F2: Stock option granted pursuant to the Abbott Laboratories 2017 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

AbbVie Inc.

Report date May 08, 2026 · Filed May 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivativeDirect39,576 Reported balance After 2026-05-08 transaction · row 1
1 source row

Row 1 · 2026-05-08 · Grant · Acquired 1,118 · Balance 39,576

F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Filing footnotes · ownership attribution and instrument terms

F1: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

CrowdStrike Holdings, Inc.

Report date September 14, 2026 · Filed September 16, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect127,040 Reported balance After 2026-09-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-14 · Exercise / conversion · Acquired 50,000 · Balance 127,040

F1: On July 2, 2026, the Issuer executed a four-for-one stock split with a record date of June 25, 2026, effected in the form of a one-time special stock dividend on each share of the company's Class A common stock.

F2: Includes shares to be issued in connection with the vesting of one or more RSUs.

Class A common stockSEC Table I · non-derivativeDirect97,040 Reported balance After 2026-09-14 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-09-14 · Sale · Disposed 30,000 · Balance 97,040

F3: This transaction was executed in multiple trades at prices ranging from $237.01 to $237.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes shares to be issued in connection with the vesting of one or more RSUs.

Class A common stockSEC Table I · non-derivativeDirect77,040 Reported balance After 2026-09-14 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-09-14 · Sale · Disposed 20,000 · Balance 77,040

F4: This transaction was executed in multiple trades at prices ranging from $238.10 to $238.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Includes shares to be issued in connection with the vesting of one or more RSUs.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.13 · Expires 2028-10-09Direct150,000 Reported balance After 2026-09-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-09-14 · Exercise / conversion · Disposed 50,000 · Balance 150,000

F5: These stock options were granted on October 9, 2018, and vested in 40 equal monthly installments beginning on October 26, 2018.

F1: On July 2, 2026, the Issuer executed a four-for-one stock split with a record date of June 25, 2026, effected in the form of a one-time special stock dividend on each share of the company's Class A common stock.

Filing footnotes · ownership attribution and instrument terms

F1: On July 2, 2026, the Issuer executed a four-for-one stock split with a record date of June 25, 2026, effected in the form of a one-time special stock dividend on each share of the company's Class A common stock.

F2: Includes shares to be issued in connection with the vesting of one or more RSUs.

F3: This transaction was executed in multiple trades at prices ranging from $237.01 to $237.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $238.10 to $238.37. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: These stock options were granted on October 9, 2018, and vested in 40 equal monthly installments beginning on October 26, 2018.

Freshworks Inc.

Report date October 01, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect213,662 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Grant · Acquired 1,513 · Balance 213,662

F1: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the third quarter of 2026. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our common stock over the 30 consecutive trading days immediately preceding October 1, 2026, rounded down to the nearest whole share.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the third quarter of 2026. The number of shares received in lieu of cash was calculated by dividing the applicable value of the equity by the average closing price of our common stock over the 30 consecutive trading days immediately preceding October 1, 2026, rounded down to the nearest whole share.

TARGET CORP

Report date June 02, 2020 · Filed June 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect34,838 Ending reported balance After 2020-06-04 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2020-06-02 · Exercise / conversion · Acquired 7,415 · Balance 52,253

Row 2 · 2020-06-02 · Sale · Disposed 7,415 · Balance 44,838

Row 3 · 2020-06-04 · Sale · Disposed 10,000 · Balance 34,838

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $60.48 · Expires 2023-01-09Direct0 Reported balance After 2020-06-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2020-06-02 · Exercise / conversion · Disposed 7,415 · Balance 0

F1: Option granted under the Target Corporation 2011 Long-Term Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Option granted under the Target Corporation 2011 Long-Term Incentive Plan.

TELEDYNE TECHNOLOGIES INC

Report date June 05, 2020 · Filed June 08, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,305 Reported balance After 2020-06-05 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-06-05 · Sale · Disposed 1,266 · Balance 7,305

F1: Reporting Person holds 3,305 shares directly and 4,000 shares are held by The Thomas and Roxanne Austin Trust. Shares held directly include 3,182 Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: Reporting Person holds 3,305 shares directly and 4,000 shares are held by The Thomas and Roxanne Austin Trust. Shares held directly include 3,182 Restricted Stock Units.

VERIZON COMMUNICATIONS INC

Report date April 01, 2026 · Filed April 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityIndirectBy Deferred Compensation Plan36,492 Reported balance After 2026-04-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-04-01 · Grant · Acquired 5,062 · Balance 36,492

F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.

F2: Includes phantom stock acquired through dividend reinvestment.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.

F2: Includes phantom stock acquired through dividend reinvestment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 17, 2023 Filed Jul 19, 2023 00:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 20,000 $154.32 $3,086,406.00
Disclosure

SEC source: 0001415889-23-011247 · form4-07182023_080701.xml · nonDerivative · entry 3

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,656

F3 · price: These transactions were executed in multiple trades at prices ranging from $154.30 to $154.41. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
July 14, 2023 Filed Jul 19, 2023 00:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 1,968 $152.24 $299,608.32
Disclosure

SEC source: 0001415889-23-011247 · form4-07182023_080701.xml · nonDerivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,656

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
July 14, 2023 Filed Jul 19, 2023 00:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 3,032 $149.32 $452,735.21
Disclosure

SEC source: 0001415889-23-011247 · form4-07182023_080701.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,624

F1 · price: These transactions were executed in multiple trades at prices ranging from $149.19 to $149.3945. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 00:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 15,000 $152.77 $2,291,550.00
Disclosure

SEC source: 0001415889-23-011105 · form4-07132023_080701.xml · nonDerivative · entry 4

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,656

F5 · price: These transactions were executed in multiple trades at prices ranging from $152.59 to $152.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
July 13, 2023 Filed Jul 14, 2023 00:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 30,000 $151.63 $4,549,002.00
Disclosure

SEC source: 0001415889-23-011105 · form4-07132023_080701.xml · nonDerivative · entry 3

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,656

F4 · price: These transactions were executed in multiple trades at prices ranging from $151.40 to $151.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
July 12, 2023 Filed Jul 14, 2023 00:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 5,000 $153.39 $766,930.00
Disclosure

SEC source: 0001415889-23-011105 · form4-07132023_080701.xml · nonDerivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,656

F3 · price: These transactions were executed in multiple trades at prices ranging from $153.24 to $153.795. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
July 11, 2023 Filed Jul 14, 2023 00:30 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 SaleClass A common stock 5,000 $151.50 $757,517.00
Disclosure

SEC source: 0001415889-23-011105 · form4-07132023_080701.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,656

F1 · price: These transactions were executed in multiple trades at prices ranging from $151.50 to $151.52. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 20:30 UTC Freshworks Inc. FRSH · Entity 2193 SaleClass A Common Stock 6,303 $16.19 $102,045.57
Disclosure

SEC source: 0001209191-23-042081 · doc4.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 131,135

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 10, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.09 to $16.31 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
July 03, 2023 Filed Jul 4, 2023 01:25 UTC Freshworks Inc. FRSH · Entity 2193 SaleClass A Common Stock 7,962 $17.35 $138,140.70
Disclosure

SEC source: 0001209191-23-040724 · doc4.xml · nonDerivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,438

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted, March 10, 2023.

Read SEC document
July 01, 2023 Filed Jul 4, 2023 01:25 UTC Freshworks Inc. FRSH · Entity 2193 GrantClass A Common Stock 12,073 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040724 · doc4.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 145,400

F1 · shares: With respect to 981 shares, represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the second quarter of 2023. The number of shares received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on June 30, 2023.

F2 · shares: With respect to 11,092 shares, represents the Reporting Person's annual grant of a Restricted Stock Unit (RSU) award under the Issuer's Non-Employee Director Compensation Policy. Each of these RSUs represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. The number of RSUs granted was calculated based on the closing price of a share of Class A Common Stock on June 30, 2023. The shares shall vest in full on July 1, 2024; provided, however, that in the event a director is up for re-election at the Issuer's next annual meeting of stockholders and is not elected to continue serving as a member of the board of directors at such annual meeting of stockholders, the shares shall be deemed fully vested on that annual meeting date.

Read SEC document
June 21, 2023 Filed Jun 22, 2023 22:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 GrantClass A common stock 1,737 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-010176 · form4-06222023_060625.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,656

F1 · shares: The shares represent unvested restricted stock units ("RSUs"), with the RSUs vesting in full on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders held after the date of grant.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more RSUs.

Read SEC document
June 09, 2023 Filed Jun 9, 2023 21:28 UTC Freshworks Inc. FRSH · Entity 2193 SaleClass A Common Stock 25,212 $15.76 $397,341.12
Disclosure

SEC source: 0001209191-23-035963 · doc4.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 133,327

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan, adopted March 10, 2023.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.57 to $15.86 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
May 05, 2023 Filed May 9, 2023 21:02 UTC AbbVie Inc. ABBV · Entity 2800 GrantCommon Stock, $0.01 par value 1,450 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-007669 · form4-05092023_090558.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,933

F1 · shares: These are restricted stock units awarded under the AbbVie Amended and Restated 2013 Incentive Stock Program (the "Program"). They will be paid, on a one-to-one basis, in shares of AbbVie common stock on the earlier of the date of the director's separation from service, death, or the occurrence of a change in control (as defined in the Program).

Read SEC document
May 01, 2023 Filed May 2, 2023 22:44 UTC Freshworks Inc. FRSH · Entity 2193 OtherRestricted Stock Units · Derivative 114,590 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026726 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,870

Underlying: Class A Common Stock · 114,590 shares

Expires not disclosed

F2 · security: The RSU award shall vest as follows: 1/48th of the total shares subject to the RSU award will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

F1 · kind: The reporting person was previously granted a Restricted Stock Unit ("RSU") award covering shares of Class B Common Stock. Such RSU award was previously reported in Table II of Form 4. On May 1, 2023, the RSU award was modified to provide that 114,590 of the unvested RSUs subject to the award will settle in shares of Class A Common Stock (the "Modified RSUs"). Other than with respect to the change in share class for which the Modified RSUs will settle, the RSU award remains unchanged. The reporting person has elected to report the Modified RSUs in Table I rather than Table II. The reported transaction reflects such change in reporting. The total reported in Column 5 of Table I now includes the Modified RSUs that settle in Class A Common Stock, and the total reported in Column 9 of Table II now includes the portion of the RSU award that settle in Class B Common Stock.

F3 · derivative.exercise_date: Not applicable.

F3 · derivative.expiration_date: Not applicable.

Read SEC document
May 01, 2023 Filed May 2, 2023 22:44 UTC Freshworks Inc. FRSH · Entity 2193 OtherClass A Common Stock 114,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026726 · doc4.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,539

F1 · kind: The reporting person was previously granted a Restricted Stock Unit ("RSU") award covering shares of Class B Common Stock. Such RSU award was previously reported in Table II of Form 4. On May 1, 2023, the RSU award was modified to provide that 114,590 of the unvested RSUs subject to the award will settle in shares of Class A Common Stock (the "Modified RSUs"). Other than with respect to the change in share class for which the Modified RSUs will settle, the RSU award remains unchanged. The reporting person has elected to report the Modified RSUs in Table I rather than Table II. The reported transaction reflects such change in reporting. The total reported in Column 5 of Table I now includes the Modified RSUs that settle in Class A Common Stock, and the total reported in Column 9 of Table II now includes the portion of the RSU award that settle in Class B Common Stock.

F1 · shares: The reporting person was previously granted a Restricted Stock Unit ("RSU") award covering shares of Class B Common Stock. Such RSU award was previously reported in Table II of Form 4. On May 1, 2023, the RSU award was modified to provide that 114,590 of the unvested RSUs subject to the award will settle in shares of Class A Common Stock (the "Modified RSUs"). Other than with respect to the change in share class for which the Modified RSUs will settle, the RSU award remains unchanged. The reporting person has elected to report the Modified RSUs in Table I rather than Table II. The reported transaction reflects such change in reporting. The total reported in Column 5 of Table I now includes the Modified RSUs that settle in Class A Common Stock, and the total reported in Column 9 of Table II now includes the portion of the RSU award that settle in Class B Common Stock.

Read SEC document
April 11, 2023 Filed Apr 14, 2023 00:43 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass B Common Stock · Derivative 22,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024258 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,620

Underlying: Class A Common Stock · 22,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
April 11, 2023 Filed Apr 14, 2023 00:43 UTC Freshworks Inc. FRSH · Entity 2193 ConversionClass A Common Stock 22,920 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024258 · doc4.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 08, 2023 Filed Apr 12, 2023 01:26 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024062 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,540

Underlying: Class A Common Stock · 11,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
April 08, 2023 Filed Apr 12, 2023 01:26 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-024062 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 286,460

Underlying: Class B Common Stock · 11,460 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
April 01, 2023 Filed Apr 4, 2023 23:07 UTC Freshworks Inc. FRSH · Entity 2193 GrantClass A Common Stock 1,123 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-022999 · doc4.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,029

F1 · shares: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the first quarter of 2023. The number of shares received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on March 31, 2023.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 23:58 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017973 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,080

Underlying: Class A Common Stock · 11,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 23:58 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017973 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,920

Underlying: Class B Common Stock · 11,460 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 13:10 UTC VERIZON COMMUNICATIONS INC VZ · Entity 116 GrantPhantom Stock · Derivative 5,483 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005706 · form4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Deferred Compensation Plan

Disclosed balance after: 16,717

Underlying: Common Stock · 5,483 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.

F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.

F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock and is settled in cash. The shares of phantom stock become payable following the reporting person's termination of service as a director.

F2 · balance_after: Includes phantom stock acquired through dividend reinvestment.

Read SEC document
February 17, 2023 Filed Feb 21, 2023 23:16 UTC AbbVie Inc. ABBV · Entity 2800 SaleCommon Stock, $0.01 par value 10,000 $150.50 $1,505,000.00
Disclosure

SEC source: 0001415889-23-002947 · form4-02212023_110231.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,705

Read SEC document
February 17, 2023 Filed May 9, 2023 21:01 UTC Amendment AbbVie Inc. ABBV · Entity 2800 SaleCommon Stock, $0.01 par value 6,222 $150.50 $936,411.00
Disclosure

SEC source: 0001415889-23-007667 · form4a-05092023_090506.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,483

Read SEC document
February 08, 2023 Filed Feb 10, 2023 22:20 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008499 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,620

Underlying: Class A Common Stock · 11,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 22:20 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-008499 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,380

Underlying: Class B Common Stock · 11,450 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
January 08, 2023 Filed Jan 11, 2023 01:04 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002891 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,170

Underlying: Class A Common Stock · 11,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
January 08, 2023 Filed Jan 11, 2023 01:04 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-002891 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,830

Underlying: Class B Common Stock · 11,460 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:04 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 PurchaseClass A common stock 15,000 $97.59 $1,463,899.50
Disclosure

SEC source: 0001415889-23-000625 · form4-01062023_090123.xml · nonDerivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,419

F3 · price: These transactions were executed in multiple trades at prices ranging from $97.02 to $98.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs")

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:04 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 PurchaseClass A common stock 20,000 $95.14 $1,902,800.00
Disclosure

SEC source: 0001415889-23-000625 · form4-01062023_090123.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,419

F1 · price: These transactions were executed in multiple trades at prices ranging from $94.77 to $95.76. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs")

Read SEC document
January 05, 2023 Filed Feb 15, 2023 01:00 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 PurchaseClass A common stock 15,500 $99.00 $1,534,500.00
Disclosure

SEC source: 0001415889-23-002556 · form4-02142023_080201.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,919

F1 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

Read SEC document
January 02, 2023 Filed Jan 5, 2023 00:51 UTC Freshworks Inc. FRSH · Entity 2193 GrantClass A Common Stock 1,172 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001442 · doc4.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,906

F1 · shares: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the fourth quarter of 2022. The number of shares received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on December 30, 2022.

Read SEC document
December 28, 2022 Filed Dec 29, 2022 21:37 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 PurchaseClass A common stock 10,000 $99.31 $993,100.00
Disclosure

SEC source: 0001415889-22-013065 · form4-12292022_091256.xml · nonDerivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,419

F3 · price: These transactions were executed in multiple trades at prices ranging from $99.02 to $99.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs")

Read SEC document
December 27, 2022 Filed Dec 29, 2022 21:37 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 PurchaseClass A common stock 15,000 $100.03 $1,500,400.50
Disclosure

SEC source: 0001415889-22-013065 · form4-12292022_091256.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,419

F1 · price: These transactions were executed in multiple trades at prices ranging from $99.52 to $100.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs")

Read SEC document
December 08, 2022 Filed Dec 10, 2022 00:29 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060584 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,710

Underlying: Class A Common Stock · 11,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
December 08, 2022 Filed Dec 10, 2022 00:29 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-060584 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,290

Underlying: Class B Common Stock · 11,460 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 23:25 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056455 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,250

Underlying: Class A Common Stock · 11,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 23:25 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-056455 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,750

Underlying: Class B Common Stock · 11,460 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

Read SEC document
October 08, 2022 Filed Oct 11, 2022 21:35 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053363 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,790

Underlying: Class A Common Stock · 11,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

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October 08, 2022 Filed Oct 11, 2022 21:35 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053363 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,210

Underlying: Class B Common Stock · 11,460 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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October 01, 2022 Filed Oct 4, 2022 20:52 UTC Freshworks Inc. FRSH · Entity 2193 GrantClass A Common Stock 1,329 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052335 · doc4.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,734

F1 · shares: Represents the grant of fully-vested restricted stock that the Reporting Person elected to receive in lieu of cash compensation under the Issuer's Non-Employee Director Compensation Policy. Grant reflects director compensation for the third quarter of 2022. The number of shares received in lieu of cash was calculated based on the closing price of a share of Class A Common Stock on September 30, 2022.

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September 21, 2022 Filed Sep 23, 2022 22:13 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 ConversionClass B common stock · Derivative 5,782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-22-016361 · dp181046_4-austin.xml · derivative · entry 4

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 5,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

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September 21, 2022 Filed Sep 23, 2022 22:13 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 Exercise / conversionClass B common stock · Derivative 5,782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-22-016361 · dp181046_4-austin.xml · derivative · entry 3

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,782

Underlying: Class A common stock · 5,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

F5 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events.

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September 21, 2022 Filed Sep 23, 2022 22:13 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 Exercise / conversionRestricted Stock Units · Derivative 5,782 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950103-22-016361 · dp181046_4-austin.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B common stock · 5,782 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: RSUs convert into Class B common stock on a one-for-one basis.

F4 · derivative.exercise_date: Represents RSUs that remain unvested under grants that initially consisted of 92,500 RSUs with 1/16 of the RSUs vesting quarterly beginning on December 20, 2018; provided that no RSUs vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.

F4 · derivative.expiration_date: Represents RSUs that remain unvested under grants that initially consisted of 92,500 RSUs with 1/16 of the RSUs vesting quarterly beginning on December 20, 2018; provided that no RSUs vest until the earlier of (A) a change in control of the issuer or (B) the first quarterly vesting date occurring following the expiration of the lock-up period established in connection with the issuer's initial public offering.

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September 21, 2022 Filed Sep 23, 2022 22:13 UTC CrowdStrike Holdings, Inc. CRWD · Entity 1172 ConversionClass A common stock 5,782 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-22-016361 · dp181046_4-austin.xml · nonDerivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,419

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class B common stock was converted into Class A common stock on a one-for-one basis.

F2 · balance_after: Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs").

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September 08, 2022 Filed Sep 9, 2022 20:59 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049340 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,330

Underlying: Class A Common Stock · 11,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
September 08, 2022 Filed Sep 9, 2022 20:59 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-049340 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,670

Underlying: Class B Common Stock · 11,460 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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August 08, 2022 Filed Aug 11, 2022 00:56 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionClass B Common Stock · Derivative 11,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045334 · doc4.xml · derivative · entry 2

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,870

Underlying: Class A Common Stock · 11,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date.

Read SEC document
August 08, 2022 Filed Aug 11, 2022 00:56 UTC Freshworks Inc. FRSH · Entity 2193 Exercise / conversionRestricted Stock Units · Derivative 11,450 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-045334 · doc4.xml · derivative · entry 1

AUSTIN ROXANNE S · CIK 0001061632 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,130

Underlying: Class B Common Stock · 11,450 shares

Expires 2031-05-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of Class B Common Stock.

F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of a Restricted Stock Unit (RSU) award granted to the Reporting Person. The RSU shall vest as follows: 1/48th of the shares subject to the RSU will vest in equal monthly installments over 48 months following May 8, 2021, subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2011 Stock Plan) and the occurrence of either (1) an IPO or (2) a Sale Event (each as defined in the Issuer's 2011 Stock Plan), in each case, within 10 years following the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.