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person · Reporting owner

GOMO STEVEN J

Disclosed activity across 5 companies

Tapewire entity
10818
SEC CIK
0001224095

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Enovix CorpRSVA · Entity 5188DirectorDecember 01, 2020December 01, 2020
Enphase Energy, Inc.ENPH · Entity 3957DirectorMay 13, 2026May 15, 2026
MICRON TECHNOLOGY INCMU · Entity 2793DirectorOctober 13, 2026October 15, 2026
Nutanix, Inc.NTNX · Entity 3296DirectorDecember 12, 2025December 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Enovix Corp

Report date December 01, 2020 · Filed December 01, 2020

This filing explicitly reported no securities owned.

Enphase Energy, Inc.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,359 Reported balance After 2026-05-13 transaction · row 1
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 6,428 · Balance 14,359

F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

Common StockSEC Table I · non-derivativeIndirectBy Trust93,773 Reported balance Holding disclosure · report date 2026-05-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 93,773

F2: These shares are held directly by the Trust for which the Reporting Person serves as a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date.

F2: These shares are held directly by the Trust for which the Reporting Person serves as a trustee.

MICRON TECHNOLOGY INC

Report date October 13, 2026 · Filed October 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,443 Reported balance After 2026-10-13 transaction · row 1
1 source row

Row 1 · 2026-10-13 · Grant · Acquired 304 · Balance 17,443

F1: Director Restricted Stock Awards vest at 100% on one-year anniversary date of award.

Filing footnotes · ownership attribution and instrument terms

F1: Director Restricted Stock Awards vest at 100% on one-year anniversary date of award.

Nutanix, Inc.

Report date December 12, 2025 · Filed December 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect4,588 Reported balance After 2025-12-12 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2025-12-12 · Grant · Acquired 4,588 · Balance 4,588

F1: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

F2: Represents 4,588 unvested RSUs, which are issuable into shares of the Issuer's Class A common stock upon vesting.

Class A Common StockSEC Table I · non-derivativeIndirectby Trust6,696 Reported balance Holding disclosure · report date 2025-12-12 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 6,696

F3: Represents shares held by the Steven and Chris Gomo Trust. Includes a transfer of 3,646 shares made on December 11, 2025. Such transfer did not change the Reporting Person's pecuniary interest in the securities and the Reporting Person's interest changed from direct to indirect.

Class A Common StockSEC Table I · non-derivativeIndirectby Trust51,200 Reported balance Holding disclosure · report date 2025-12-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 51,200

F4: Represents shares held by The Chris Gomo Legacy Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs"), which will vest in full on the earlier of (i) the day prior to the next annual meeting of the Issuer's shareholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date. Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

F2: Represents 4,588 unvested RSUs, which are issuable into shares of the Issuer's Class A common stock upon vesting.

F3: Represents shares held by the Steven and Chris Gomo Trust. Includes a transfer of 3,646 shares made on December 11, 2025. Such transfer did not change the Reporting Person's pecuniary interest in the securities and the Reporting Person's interest changed from direct to indirect.

F4: Represents shares held by The Chris Gomo Legacy Trust.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

NETSUITE INC

Report date November 07, 2016 · Filed November 09, 2016

Section 16 reporting ended · disclosed 2016-11-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2016-11-07 transaction · row 1
1 source row

Row 1 · 2016-11-07 · Disposition to issuer · Disposed 6,925 · Balance 0

F1: Excludes shares underlying Restricted Stock Units previously reported in this Table I but are displayed in Table II of this filing for clarity.

F2: Outstanding shares of the common stock of the Issuer were converted into the right to receive $109.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.59Direct0 Reported balance After 2016-11-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-11-07 · Disposition to issuer · Disposed 5,244 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $78.25Direct0 Reported balance After 2016-11-07 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2016-11-07 · Disposition to issuer · Disposed 3,854 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $80.70Direct0 Reported balance After 2016-11-07 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2016-11-07 · Disposition to issuer · Disposed 3,194 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $89.16Direct0 Reported balance After 2016-11-07 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2016-11-07 · Disposition to issuer · Disposed 2,552 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $91.07Direct0 Reported balance After 2016-11-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2016-11-07 · Disposition to issuer · Disposed 2,868 · Balance 0

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2016-11-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2016-11-07 · Disposition to issuer · Disposed 2,556 · Balance 0

F4: Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer.

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Excludes shares underlying Restricted Stock Units previously reported in this Table I but are displayed in Table II of this filing for clarity.

F2: Outstanding shares of the common stock of the Issuer were converted into the right to receive $109.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement.

F3: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F4: Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2019 Filed Dec 17, 2019 01:13 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 1,085 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000137 · wf-form4_157654517032294.xml · derivative · entry 3

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,085

Underlying: Class A Common Stock · 1,085 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

F1 · derivative.exercise_date: Represents the Reporting Person's Top-Off Award as defined in and calculated in accordance with the Issuer's Amended and Restated Outside Director Compensation Policy (the "Policy"). In accordance with the Policy, the Top-Off Award vested in full on December 12, 2019, the day prior to the Issuer's annual meeting of stockholders.

F1 · derivative.expiration_date: Represents the Reporting Person's Top-Off Award as defined in and calculated in accordance with the Issuer's Amended and Restated Outside Director Compensation Policy (the "Policy"). In accordance with the Policy, the Top-Off Award vested in full on December 12, 2019, the day prior to the Issuer's annual meeting of stockholders.

Read SEC document
December 12, 2019 Filed Dec 17, 2019 01:13 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 1,085 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000137 · wf-form4_157654517032294.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the Reporting Person's Top-Off Award as defined in and calculated in accordance with the Issuer's Amended and Restated Outside Director Compensation Policy (the "Policy"). In accordance with the Policy, the Top-Off Award vested in full on December 12, 2019, the day prior to the Issuer's annual meeting of stockholders.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 21:18 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantCommon Stock 5,381 $0.00 $0.00
Disclosure

SEC source: 0000723125-19-000099 · edgar.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,540

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award.

Read SEC document
June 12, 2019 Filed Jun 14, 2019 22:07 UTC Nutanix, Inc. NTNX · Entity 3296 GiftClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-19-000062 · wf-form4_156055004171445.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,861

F1 · balance_after: Reflects 6,407 shares that the Reporting Person will receive upon the settlement of restricted stock units, which will vest on the day prior to the next annual meeting of the shareholders.

Read SEC document
May 15, 2019 Filed May 17, 2019 21:13 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantNon-qualified stock option (right to buy) · Derivative 12,687 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001463101-19-000098 · wf-form4_155812761252834.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,687

Underlying: Common Stock · 12,687 shares

Expires 2026-05-14

F1 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

Read SEC document
December 17, 2018 Filed Dec 19, 2018 01:03 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 6,407 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000201 · wf-form4_154518140820952.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,111

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 17, 2018 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F2 · balance_after: This number also includes 10,625 unvested restricted stock units or RSUs, which are issuable into Class A common stock.

Read SEC document
October 16, 2018 Filed Oct 18, 2018 20:37 UTC MICRON TECHNOLOGY INC MU · Entity 2793 GrantCommon Stock 5,159 $0.00 $0.00
Disclosure

SEC source: 0000723125-18-000111 · edgar.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,159

F1 · shares: Director Restricted Stock Awards vest at 100% on one year anniversary date of award.

Read SEC document
September 14, 2018 Filed Nov 2, 2018 20:26 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 5,312 $52.51 $278,908.68
Disclosure

SEC source: 0001618732-18-000163 · wf-form4_154119037289338.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,704

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $52.43 to $52.67. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

F2 · balance_after: This number includes 23,954 unvested restricted stock units or RSUs, which are issuable into Class A common stock.

Read SEC document
May 21, 2018 Filed May 21, 2018 22:15 UTC Amendment Enphase Energy, Inc. ENPH · Entity 3957 GrantStock Option (Right to Buy) · Derivative 31,609 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001463101-18-000058 · wf-form4a_152694087862534.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,277

Underlying: Common Stock · 31,609 shares

Expires 2025-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · shares: Edited to correct a typo in original filing of same date.

F3 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

F2 · derivative.underlying_shares: Edited to correct a typo in original filing of same date.

F2 · balance_after: Edited to correct a typo in original filing of same date.

Read SEC document
May 17, 2018 Filed May 21, 2018 21:04 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantStock Option (Right to Buy) · Derivative 31,509 $0.00 Strike: $5.53 $0.00
Disclosure

SEC source: 0001463101-18-000054 · wf-form4_152693665929412.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,177

Underlying: Common Stock · 31,509 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

Read SEC document
December 18, 2017 Filed Dec 20, 2017 21:24 UTC Nutanix, Inc. NTNX · Entity 3296 GrantClass A Common Stock 8,016 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000225 · wf-form4_151380506920030.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,016

F1 · shares: Reflects shares that the Reporting Person will receive upon the settlement of restricted stock units ("RSUs") received on December 18, 2017 by the Reporting Person pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of Issuer Class A common stock. The RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders held after the date of grant or (ii) the one-year anniversary of the date of grant, in each case subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 22:36 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000093 · wf-form4_150249096870710.xml · derivative · entry 5

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 42,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F5 · kind: The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F6 · balance_after: The remaining number of unvested RSUs, which are settled to Class A common stock upon vest, have been moved to Table I.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 22:36 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass B Common Stock · Derivative 42,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000093 · wf-form4_150249096870710.xml · derivative · entry 4

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 42,500 shares

Expires not disclosed

F4 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F5 · kind: The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.

F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

Read SEC document
August 09, 2017 Filed Aug 11, 2017 22:36 UTC Nutanix, Inc. NTNX · Entity 3296 OtherClass A Common Stock 42,500 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000093 · wf-form4_150249096870710.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F1 · balance_after: This number includes 42,500 unvested restricted stock units or RSUs, which are issuable into Class A common stock.

Read SEC document
June 01, 2017 Filed Aug 11, 2017 22:36 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass B Common Stock · Derivative 5,313 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000093 · wf-form4_150249096870710.xml · derivative · entry 3

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Class A Common Stock · 5,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F4 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F4 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

Read SEC document
June 01, 2017 Filed Aug 11, 2017 22:36 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 5,313 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000093 · wf-form4_150249096870710.xml · derivative · entry 2

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Class B Common Stock · 5,313 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vested and became issuable and the remaining 47,813 RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

Read SEC document
May 18, 2017 Filed May 22, 2017 22:14 UTC Enphase Energy, Inc. ENPH · Entity 3957 GrantStock Option (Right to Buy) · Derivative 140,668 $0.70 Strike: $0.70 $98,467.60
Disclosure

SEC source: 0001463101-17-000060 · wf-form4_149549126106436.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,668

Underlying: Common Stock · 140,668 shares

Expires 2024-05-17

F1 · security: Issued pursuant to the 2011 Equity Incentive Plan.

F2 · derivative.exercise_date: Such option will vest in 12 equal monthly installments from the grant date, such that the option is fully vested on the one-year anniversary of the date of grant, subject to the Director's Continuous Service (as defined in the 2011 Equity Incentive Plan).

Read SEC document
April 28, 2017 Filed May 2, 2017 23:10 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass B Common Stock · Derivative 37,187 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000037 · wf-form4_149376662297285.xml · derivative · entry 2

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,187

Underlying: Class A Common Stock · 37,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F3 · derivative.exercise_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

F3 · derivative.expiration_date: Each share of Class B common stock is convertible at any time at the option of the holder into one share of Class A common stock.

Read SEC document
April 28, 2017 Filed May 2, 2017 23:10 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 37,187 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000037 · wf-form4_149376662297285.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,813

Underlying: Class B Common Stock · 37,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: On April 28, 2017, 37,187 RSUs vested and became issuable. The remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F2 · derivative.expiration_date: On April 28, 2017, 37,187 RSUs vested and became issuable. The remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

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November 07, 2016 Filed Nov 9, 2016 20:58 UTC NETSUITE INC N · Entity 12342 Disposition to issuerRestricted Stock Units · Derivative 2,556 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-149187 · doc4.xml · derivative · entry 7

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,556 shares

Expires not disclosed

F4 · security: Each RSU and PRSU represented the contingent right to receive one share of common stock of the Issuer.

F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

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November 07, 2016 Filed Nov 9, 2016 20:58 UTC NETSUITE INC N · Entity 12342 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 2,868 $0.00 Strike: $91.07 $0.00
Disclosure

SEC source: 0001209191-16-149187 · doc4.xml · derivative · entry 6

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,868 shares

Expires not disclosed

F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

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November 07, 2016 Filed Nov 9, 2016 20:58 UTC NETSUITE INC N · Entity 12342 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 2,552 $0.00 Strike: $89.16 $0.00
Disclosure

SEC source: 0001209191-16-149187 · doc4.xml · derivative · entry 5

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,552 shares

Expires not disclosed

F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

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November 07, 2016 Filed Nov 9, 2016 20:58 UTC NETSUITE INC N · Entity 12342 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 3,194 $0.00 Strike: $80.70 $0.00
Disclosure

SEC source: 0001209191-16-149187 · doc4.xml · derivative · entry 4

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,194 shares

Expires not disclosed

F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

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November 07, 2016 Filed Nov 9, 2016 20:58 UTC NETSUITE INC N · Entity 12342 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 3,854 $0.00 Strike: $78.25 $0.00
Disclosure

SEC source: 0001209191-16-149187 · doc4.xml · derivative · entry 3

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,854 shares

Expires not disclosed

F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

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November 07, 2016 Filed Nov 9, 2016 20:58 UTC NETSUITE INC N · Entity 12342 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 5,244 $0.00 Strike: $47.59 $0.00
Disclosure

SEC source: 0001209191-16-149187 · doc4.xml · derivative · entry 2

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,244 shares

Expires not disclosed

F3 · derivative.exercise_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

F3 · derivative.expiration_date: Outstanding stock options, restricted stock units ("RSUs") or performance-based restricted stock units ("PRSUs") of the Issuer were either (i) assumed by Parent and automatically converted into corresponding equity incentive awards on common stock of Parent in accordance with the Merger Agreement, or (ii) cancelled and converted into the right to receive the Merger Consideration (less the exercise price, in the case of stock options) in accordance with the Merger Agreement.

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November 07, 2016 Filed Nov 9, 2016 20:58 UTC NETSUITE INC N · Entity 12342 Disposition to issuerCommon Stock 6,925 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-16-149187 · doc4.xml · nonDerivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Excludes shares underlying Restricted Stock Units previously reported in this Table I but are displayed in Table II of this filing for clarity.

F2 · price: Outstanding shares of the common stock of the Issuer were converted into the right to receive $109.00 per share in cash, without interest thereon and subject to any required tax withholding (the "Merger Consideration"), in accordance with the Merger Agreement.

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October 05, 2016 Filed Oct 6, 2016 00:39 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031299 · doc4.xml · derivative · entry 2

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Class B Common Stock · 85,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vest and become issuable and the remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vest and become issuable and the remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F2 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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October 05, 2016 Filed Oct 6, 2016 00:39 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 85,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031299 · doc4.xml · derivative · entry 1

GOMO STEVEN J · CIK 0001224095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vest and become issuable and the remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F3 · derivative.expiration_date: On April 28, 2017, 37,187 restricted stock units, or RSUs, vest and become issuable and the remaining RSUs vest in nine equal quarterly installments beginning on June 1, 2017.

F2 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.