Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
M&T BANK CORP
Report date November 14, 2023 · Filed November 17, 2023
Section 16 reporting ended · disclosed 2023-11-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,913.95 |
Reported balance
Holding disclosure · report date 2023-11-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,913.95 |
| Common StockSEC Table I · non-derivative | Indirect401(k) Plan | 8,245 |
Reported balance
Holding disclosure · report date 2023-11-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 8,245 F1: The information presented is as of September 30, 2023. |
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 787.479 |
Reported balance
Holding disclosure · report date 2023-11-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 787.479 |
| Phantom Common Stock UnitsSEC Table II · derivative / convertible security | IndirectSupplemental 401 (k) Plan | 5,582 |
Reported balance
Holding disclosure · report date 2023-11-14 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 5,582 F2: The reported phantom common stock units are held by the reporting person in a plan account maintained by M&T Bank Corporation under the M&T Bank Corporation Leadership Retirement Savings Plan and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units are payable in cash and distributed in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. F1: The information presented is as of September 30, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The information presented is as of September 30, 2023.
F2: The reported phantom common stock units are held by the reporting person in a plan account maintained by M&T Bank Corporation under the M&T Bank Corporation Leadership Retirement Savings Plan and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units are payable in cash and distributed in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 30, 2017 Filed Feb 1, 2017 00:07 UTC | M&T BANK CORP MTB · Entity 3122 | GrantCommon Stock | 1,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006502 · doc4.xml · nonDerivative · entry 3 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,757.97 F4 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 30, 2015, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units. F4 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 30, 2015, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. Read SEC document |
| January 27, 2017 Filed Feb 1, 2017 00:07 UTC | M&T BANK CORP MTB · Entity 3122 | Tax withholdingCommon Stock | 548 | $164.04 | $89,893.92 |
DisclosureSEC source: 0001209191-17-006502 · doc4.xml · nonDerivative · entry 2 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,313.97 F3 · kind: Shares withheld for taxes upon the settlement in shares of the performance-based restricted stock units previously granted to the reporting person. Read SEC document |
| January 27, 2017 Filed Feb 1, 2017 00:07 UTC | M&T BANK CORP MTB · Entity 3122 | GrantCommon Stock | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006502 · doc4.xml · nonDerivative · entry 1 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,861.97 F1 · kind: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 29, 2016, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. F2 · price: The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units. F1 · acquired: Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 29, 2016, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:56 UTC | M&T BANK CORP MTB · Entity 3122 | SaleCommon Stock | 1,000 | $161.36 | $161,357.40 |
DisclosureSEC source: 0001209191-17-005939 · doc4.xml · nonDerivative · entry 1 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,379.97 F1 · price: This transaction was executed in multiple trades at prices ranging from $161.352 to $161.37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 14, 2016 Filed Dec 15, 2016 22:21 UTC | M&T BANK CORP MTB · Entity 3122 | SaleCommon Stock | 1,899 | $152.74 | $290,053.26 |
DisclosureSEC source: 0001209191-16-155466 · doc4.xml · nonDerivative · entry 1 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,379.97 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:53 UTC | M&T BANK CORP MTB · Entity 3122 | Exercise / conversionOption (right to buy) · Derivative | 15,390 | $0.00 Strike: $121.31 | $0.00 |
DisclosureSEC source: 0001209191-16-154720 · doc4.xml · derivative · entry 6 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,390 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. F4 · derivative.exercise_date: Currently exercisable. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:53 UTC | M&T BANK CORP MTB · Entity 3122 | SaleCommon Stock | 6,757 | $154.66 | $1,045,016.67 |
DisclosureSEC source: 0001209191-16-154720 · doc4.xml · nonDerivative · entry 3 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,278.97 F1 · kind: A portion of the option exercise as well as all of the sale transactions were directed by the reporting person's ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. F2 · price: This transaction was executed in multiple trades at prices ranging from $154.645 to $154.728. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:53 UTC | M&T BANK CORP MTB · Entity 3122 | Tax withholdingCommon Stock | 7,661 | $153.50 | $1,175,963.50 |
DisclosureSEC source: 0001209191-16-154720 · doc4.xml · nonDerivative · entry 2 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,035.97 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:53 UTC | M&T BANK CORP MTB · Entity 3122 | Exercise / conversionCommon Stock | 15,390 | $121.31 | $1,866,960.90 |
DisclosureSEC source: 0001209191-16-154720 · doc4.xml · nonDerivative · entry 1 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,696.97 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: A portion of the option exercise as well as all of the sale transactions were directed by the reporting person's ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 21:19 UTC | M&T BANK CORP MTB · Entity 3122 | SaleCommon Stock | 1,000 | $122.18 | $122,180.00 |
DisclosureSEC source: 0001209191-16-148623 · doc4.xml · nonDerivative · entry 1 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,306.97 Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 21:10 UTC | M&T BANK CORP MTB · Entity 3122 | SaleCommon Stock | 2,000 | $118.72 | $237,439.20 |
DisclosureSEC source: 0001209191-16-146776 · doc4.xml · nonDerivative · entry 1 Warman D Scott N · CIK 0001449155 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,306.97 F1 · price: This transaction was executed in multiple trades at prices ranging from $118.59 to $118.924. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.