Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FINISAR CORPFNSR · Entity 154739 | EVP & Chief Financial Officer | September 24, 2019 | September 25, 2019 |
| SANMINA CORPSANM · Entity 3522 | EVP & CFO | November 16, 2023 | November 17, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FINISAR CORP
Report date September 24, 2019 · Filed September 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-09-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-09-24 · Disposition to issuer · Disposed 49,181 · Balance 87,112 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 49,181 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2: The remaining 87,112 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Row 2 · 2019-09-24 · Disposition to issuer · Disposed 87,112 · Balance 0 F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 49,181 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2: The remaining 87,112 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 42,166 |
Reported balance
After 2019-09-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-09-24 · Disposition to issuer · Disposed 14,494 · Balance 42,166 F3: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2022-05-06 | Direct | 0 |
Reported balance
After 2019-09-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-09-24 · Other · Disposed 42,166 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 49,181 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash.
F2: The remaining 87,112 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share.
F3: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash.
SANMINA CORP
Report date November 16, 2023 · Filed November 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 59,889 |
Reported balance
After 2023-11-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-16 · Tax withholding · Disposed 3,510 · Balance 59,889 F1: Shares withheld by registrant to satisfy maximum statutory withholding requirements on vesting of restricted stock units granted on November 16, 2020. F2: Since the date of the reporting person's last ownership report, he transferred 5,952 shares of common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by registrant to satisfy maximum statutory withholding requirements on vesting of restricted stock units granted on November 16, 2020.
F2: Since the date of the reporting person's last ownership report, he transferred 5,952 shares of common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 16, 2023 Filed Nov 17, 2023 21:51 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 3,510 | $48.67 | $170,831.70 |
DisclosureSEC source: 0001104659-23-119574 · tm2331003-2_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,889 F1 · shares: Shares withheld by registrant to satisfy maximum statutory withholding requirements on vesting of restricted stock units granted on November 16, 2020. F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 5,952 shares of common stock to his ex-wife pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 21:00 UTC | SANMINA CORP SANM · Entity 3522 | SaleCommon Stock | 15,482 | $61.30 | $949,062.08 |
DisclosureSEC source: 0001104659-23-004992 · tm231534-4_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,351 F1 · shares: All sales reported herein were made pursuant to a pre-existing Rule 10b5-1 trading plan. F2 · price: The sale price reported in column 4 of table 1 represents the weighted average sale price of shares sold ranging from $60.74 to $62.09 per share. Upon request by the commission staff, the issuer, or security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:00 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 17,548 | $56.77 | $996,199.96 |
DisclosureSEC source: 0001104659-23-001386 · tm231534-1_4seq1.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,833 F2 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY MAXIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS GRANTED ON DECEMBER 16, 2019. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 21:00 UTC | SANMINA CORP SANM · Entity 3522 | GrantCommon Stock | 33,030 | $56.77 | $1,875,113.10 |
DisclosureSEC source: 0001104659-23-001386 · tm231534-1_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,381 F1 · kind: VESTING OF PERFORMANCE STOCK UNITS GRANTED ON DECEMBER 16, 2019 AS A RESULT OF ACHIEVEMENT OF PERFORMANCE CRITERIA. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:01 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 3,511 | $60.29 | $211,678.19 |
DisclosureSEC source: 0001104659-22-128220 · tm2232654-2_4seq1.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,862 F3 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY MAXIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON DECEMBER 15, 2021. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 21:01 UTC | SANMINA CORP SANM · Entity 3522 | GrantCommon Stock | 17,000 | $60.29 | $1,024,930.00 |
DisclosureSEC source: 0001104659-22-128220 · tm2232654-2_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,373 F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK. F2 · shares: THE RESTRICTED STOCK UNITS VEST AS TO ONE-THIRD OF THE SHARES SUBJECT THERETO ON EACH OF THE FIRST THREE ANNIVERSARIES OF THE DATE OF GRANT. Read SEC document |
| November 16, 2022 Filed Dec 23, 2022 21:06 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 3,511 | $65.93 | $231,480.23 |
DisclosureSEC source: 0001104659-22-129887 · tm2232654-6_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,351 F1 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY MAXIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON NOVEMBER 16, 2020. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 20:01 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 5,265 | $51.67 | $272,042.55 |
DisclosureSEC source: 0001104659-22-109980 · tm2228536-1_4seq1.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,373 F1 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY MAXIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON OCTOBER 15, 2019. Read SEC document |
| October 17, 2022 Filed Oct 19, 2022 20:01 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 8,776 | $51.67 | $453,455.92 |
DisclosureSEC source: 0001104659-22-109980 · tm2228536-1_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,638 F1 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY MAXIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON OCTOBER 15, 2019. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 21:07 UTC | SANMINA CORP SANM · Entity 3522 | GrantCommon Stock | 20,000 | $38.65 | $773,000.00 |
DisclosureSEC source: 0001104659-21-150515 · tm2135596-5_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,414 F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK. F2 · shares: THE RESTRICTED STOCK UNITS VEST AS TO ONE-THIRD OF THE SHARES SUBJECT THERETO ON EACH OF THE FIRST THREE ANNIVERSARIES OF THE DATE OF GRANT. Read SEC document |
| November 16, 2021 Filed Nov 17, 2021 21:02 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 3,511 | $39.60 | $139,035.60 |
DisclosureSEC source: 0001104659-21-140550 · tm2132941-4_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,414 F1 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON NOVEMBER 16, 2020. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:01 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 2,633 | $39.52 | $104,056.16 |
DisclosureSEC source: 0001104659-21-127555 · tm2130377-1_4seq1.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,925 F1 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON OCTOBER 15, 2019. Read SEC document |
| October 15, 2021 Filed Oct 19, 2021 20:01 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 8,775 | $39.52 | $346,788.00 |
DisclosureSEC source: 0001104659-21-127555 · tm2130377-1_4seq1.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,558 F1 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON OCTOBER 15, 2019. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 21:00 UTC | SANMINA CORP SANM · Entity 3522 | SaleCommon Stock | 5,462 | $32.00 | $174,784.00 |
DisclosureSEC source: 0001104659-20-128444 · a4.xml · nonDerivative · entry 3 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,333 F1 · shares: All sales reported herein were made pursuant to a pre-existing Rule 10b5-1 trading plan. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 21:00 UTC | SANMINA CORP SANM · Entity 3522 | SaleCommon Stock | 1,260 | $31.18 | $39,286.80 |
DisclosureSEC source: 0001104659-20-128444 · a4.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,795 F1 · shares: All sales reported herein were made pursuant to a pre-existing Rule 10b5-1 trading plan. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 21:00 UTC | SANMINA CORP SANM · Entity 3522 | SaleCommon Stock | 4,201 | $31.18 | $130,987.18 |
DisclosureSEC source: 0001104659-20-128444 · a4.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,055 F1 · shares: All sales reported herein were made pursuant to a pre-existing Rule 10b5-1 trading plan. Read SEC document |
| November 16, 2020 Filed Nov 18, 2020 21:00 UTC | SANMINA CORP SANM · Entity 3522 | GrantCommon Stock | 20,000 | $32.93 | $658,600.00 |
DisclosureSEC source: 0001104659-20-126833 · a4.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,256 F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK. F2 · shares: THE RESTRICTED STOCK UNITS VEST AS TO ONE-THIRD OF THE SHARES SUBJECT THERETO ON EACH OF THE FIRST THREE ANNIVERSARIES OF THE DATE OF GRANT. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:19 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 2,480 | $27.33 | $67,778.40 |
DisclosureSEC source: 0001104659-20-116086 · a4.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,256 F1 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON OCTOBER 15, 2019. Read SEC document |
| October 15, 2020 Filed Oct 19, 2020 20:19 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 8,264 | $27.33 | $225,855.12 |
DisclosureSEC source: 0001104659-20-116086 · a4.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,736 F1 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON OCTOBER 15, 2019. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 20:05 UTC | SANMINA CORP SANM · Entity 3522 | GrantCommon Stock | 20,000 | $30.82 | $616,400.00 |
DisclosureSEC source: 0001104659-19-054383 · a4.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK. F3 · shares: THE RESTRICTED STOCK UNITS VEST AS TO 25% OF THE SHARES SUBJECT THERETO ON EACH OF THE FIRST TWO ANNIVERSARIES OF THE DATE OF GRANT AND AS TO THE REMAINDER OF THE SHARES SUBJECT THERETO ON THE THIRD ANNIVERSARY OF THE DATE OF GRANT. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 20:05 UTC | SANMINA CORP SANM · Entity 3522 | GrantCommon Stock | 50,000 | $30.82 | $1,541,000.00 |
DisclosureSEC source: 0001104659-19-054383 · a4.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA COMMON STOCK. F2 · shares: THE RESTRICTED STOCK UNITS VEST AS TO ONE-THIRD OF THE SHARES SUBJECT THERETO ON EACH OF THE FIRST THREE ANNIVERSARIES OF THE DATE OF GRANT. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:46 UTC | FINISAR CORP FNSR · Entity 154739 | OtherPerformance Restricted Stock Unit · Derivative | 42,166 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000094 · wf-form4_156946239401327.xml · derivative · entry 4 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,166 shares Expires 2022-05-06 Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:46 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerPerformance Restricted Stock Unit · Derivative | 14,494 | $23.80 Strike: $0.00 | $344,957.20 |
DisclosureSEC source: 0001094739-19-000094 · wf-form4_156946239401327.xml · derivative · entry 3 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,166 Underlying: Common Stock · 14,494 shares Expires 2022-05-06 F3 · price: Each performance stock unit ("PSU") represented the right to receive, upon satisfaction of the performance goals applicable to the unit, one share of the issuer's common stock. Pursuant to the Merger Agreement, each of these PSUs was automatically cancelled and converted into the right to receive 0.2218 shares of II-VI common stock and $15.60 in cash. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:46 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerCommon Stock | 87,112 | $23.80 | $2,073,265.60 |
DisclosureSEC source: 0001094739-19-000094 · wf-form4_156946239401327.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 49,181 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 87,112 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document |
| September 24, 2019 Filed Sep 25, 2019 21:46 UTC | FINISAR CORP FNSR · Entity 154739 | Disposition to issuerCommon Stock | 49,181 | $23.80 | $1,170,507.80 |
DisclosureSEC source: 0001094739-19-000094 · wf-form4_156946239401327.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,112 F1 · price: These shares were disposed of pursuant to the Agreement and Plan of Merger by and among II-VI Incorporated ("II-VI"), Mutation Merger Sub Inc., and Finisar Corporation, dated as of November 8, 2018 (the "Merger Agreement"), whereby 49,181 of such shares were automatically cancelled and converted into the right to receive, for each such share, 0.2218 shares of II-VI common stock and $15.60 in cash. F2 · price: The remaining 87,112 of such shares consisted of unvested restricted stock units ("RSUs") granted by the issuer (each of which represented the right to receive a share of the issuer's common stock upon vesting of the unit) that, in connection with the termination of the reporting person's employment with the issuer upon the closing of the Merger, were accelerated and converted into the right (subject, however, to the reporting person's delivery and non-revocation of a general release of claims) to receive 0.2218 shares of II-VI common stock and $15.60 in cash for each RSU. The closing price of II-VI's common stock on September 23, 2019 was $36.975 per share. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:05 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 1,318 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000064 · wf-form4_156512548862272.xml · derivative · entry 3 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,660 Underlying: Common Stock · 1,318 shares Expires 2022-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2019, the Reporting Person vested in 1,318 performance restricted stock units ("PSUs") and as a result acquired 1,318 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:05 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 654 | $22.77 | $14,891.58 |
DisclosureSEC source: 0001094739-19-000064 · wf-form4_156512548862272.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,293 F1 · kind: On August 2, 2019, the Reporting Person vested in 1,318 performance restricted stock units ("PSUs") and as a result acquired 1,318 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 17:05 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 1,318 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000064 · wf-form4_156512548862272.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 2, 2019, the Reporting Person vested in 1,318 performance restricted stock units ("PSUs") and as a result acquired 1,318 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 18:12 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,035 | $22.36 | $90,222.60 |
DisclosureSEC source: 0001094739-19-000062 · wf-form4_156167355655018.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,629 F1 · kind: On June 25, 2019, the Reporting Person vested in 8,137 restricted stock units ("RSUs") and as a result acquired 8,137 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 21, 2019 Filed Jun 21, 2019 20:05 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,700 | $22.40 | $105,280.00 |
DisclosureSEC source: 0001094739-19-000052 · wf-form4_156116190165862.xml · nonDerivative · entry 3 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,664 F3 · kind: On June 21, 2019, the Reporting Person vested in 9,479 restricted stock units ("RSUs") and as a result acquired 9,479 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 20, 2019 Filed Jun 21, 2019 20:05 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 5,307 | $22.59 | $119,885.13 |
DisclosureSEC source: 0001094739-19-000052 · wf-form4_156116190165862.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,364 F2 · kind: On June 20, 2019, the Reporting Person vested in 10,702 restricted stock units ("RSUs") and as a result acquired 10,702 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 20:05 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 5,902 | $22.53 | $132,972.06 |
DisclosureSEC source: 0001094739-19-000052 · wf-form4_156116190165862.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,671 F1 · kind: On June 19, 2019, the Reporting Person vested in 11,902 restricted stock units ("RSUs") and as a result acquired 11,902 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:48 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 5,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000035 · wf-form4_155986851235737.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,872 F2 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on June 1, 2020. Read SEC document |
| June 03, 2019 Filed Jun 6, 2019 20:48 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 16,456 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000035 · wf-form4_155986851235737.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,196 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 24, 2020. Read SEC document |
| June 03, 2019 Filed Jun 14, 2019 19:49 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 5,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000042 · wf-form4a_156055616483491.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,573 F3 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in one installment on June 1, 2020. F2 · balance_after: This Form 4/A corrects the number of "Securities Acquired" and "Amount of Securities Beneficially Owned Following Reported Transactions" reported in the Form 4 filed by the Reporting Person on June 6, 2019, which were incorrect as the result of an inadvertent error. Read SEC document |
| June 03, 2019 Filed Jun 14, 2019 19:49 UTC Amendment | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 21,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000042 · wf-form4a_156055616483491.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,897 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 24, 2020. F2 · shares: This Form 4/A corrects the number of "Securities Acquired" and "Amount of Securities Beneficially Owned Following Reported Transactions" reported in the Form 4 filed by the Reporting Person on June 6, 2019, which were incorrect as the result of an inadvertent error. F2 · balance_after: This Form 4/A corrects the number of "Securities Acquired" and "Amount of Securities Beneficially Owned Following Reported Transactions" reported in the Form 4 filed by the Reporting Person on June 6, 2019, which were incorrect as the result of an inadvertent error. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:20 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionPerformance Restricted Stock Unit · Derivative | 5,272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000009 · wf-form4_155736120439225.xml · derivative · entry 3 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,978 Underlying: Common Stock · 5,272 shares Expires 2022-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 5, 2019, the Reporting Person vested in 5,272 performance restricted stock units ("PSUs") and as a result acquired 5,272 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:20 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 2,599 | $24.32 | $63,207.68 |
DisclosureSEC source: 0001094739-19-000009 · wf-form4_155736120439225.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,740 F1 · kind: On May 5, 2019, the Reporting Person vested in 5,272 performance restricted stock units ("PSUs") and as a result acquired 5,272 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| May 05, 2019 Filed May 8, 2019 20:20 UTC | FINISAR CORP FNSR · Entity 154739 | Exercise / conversionCommon Stock | 5,272 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-19-000009 · wf-form4_155736120439225.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,339 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On May 5, 2019, the Reporting Person vested in 5,272 performance restricted stock units ("PSUs") and as a result acquired 5,272 shares of common stock of the Issuer pursuant to the Reporting Person's June 19, 2018 grant of PSUs. This Form 4 also reports shares withheld by the Issuer pursuant to the PSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the PSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. F2 · balance_after: Includes 384 shares received as an Issuer match under the Issuer's 401K Plan on December 28, 2018 and not required to be reported, and also includes 437 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2018 and such purchase was not required to be reported pursuant to Section 16(a). Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 17:25 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,035 | $17.18 | $69,321.30 |
DisclosureSEC source: 0001094739-18-000060 · wf-form4_153004832552957.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,246 F2 · kind: On June 25, 2018, the Reporting Person vested in 8,138 restricted stock units ("RSUs") and as a result acquired 8,138 shares of common stock of the Issuer pursuant to the Reporting Person's June 20, 2017 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 23, 2018 Filed Jun 26, 2018 17:25 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,749 | $17.33 | $82,300.17 |
DisclosureSEC source: 0001094739-18-000060 · wf-form4_153004832552957.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,281 F1 · kind: On June 23, 2018, the Reporting Person vested in 9,577 restricted stock units ("RSUs") and as a result acquired 9,577 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 21, 2018 Filed Jun 21, 2018 19:13 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,700 | $17.72 | $83,284.00 |
DisclosureSEC source: 0001094739-18-000046 · wf-form4_152962277802224.xml · nonDerivative · entry 3 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,030 F4 · kind: On June 21, 2018, the Reporting Person vested in 9,479 restricted stock units ("RSUs") and as a result acquired 9,479 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:13 UTC | FINISAR CORP FNSR · Entity 154739 | GrantPerformance Restricted Stock Unit · Derivative | 63,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000046 · wf-form4_152962277802224.xml · derivative · entry 4 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,250 Underlying: Common Stock · 63,250 shares Expires 2022-05-06 F5 · shares: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. F5 · derivative.exercise_date: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. F5 · derivative.expiration_date: The Performance Restricted Stock Units vest and release on a quarterly basis over an approximately four-year vesting period beginning August 5, 2018 and through May 5, 2022, with the actual number of shares being vested and released on any vesting date determined based on achievement of applicable stock price targets established for purposes of the award. The table above reflects the maximum number of shares that may be issued pursuant to the award. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:13 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 5,902 | $18.00 | $106,236.00 |
DisclosureSEC source: 0001094739-18-000046 · wf-form4_152962277802224.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,730 F3 · kind: On June 19, 2018, the Reporting Person vested in 11,902 restricted stock units ("RSUs") and as a result acquired 11,902 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 19:13 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 42,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-18-000046 · wf-form4_152962277802224.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,632 F1 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 20, 2019. F2 · balance_after: Includes 375 shares received as an Issuer match under the Issuer's 401K Plan on December 18, 2017 and not required to be reported, and also includes 721 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2018 and such purchase was not required to be reported pursuant to Section 16(a). Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 18:00 UTC | FINISAR CORP FNSR · Entity 154739 | SaleCommon Stock | 20,025 | $22.15 | $443,553.75 |
DisclosureSEC source: 0001094739-17-000148 · wf-form4_151381083876075.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,730 F1 · kind: Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on October 7, 2016 and amended on October 7, 2017. F2 · balance_after: Includes 213 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a). Read SEC document |
| June 24, 2017 Filed Jun 27, 2017 18:39 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,636 | $28.20 | $130,735.20 |
DisclosureSEC source: 0001094739-17-000098 · wf-form4_149860318153547.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,542 F2 · kind: On June 24, 2017, the Reporting Person vested in 8,883 restricted stock units ("RSUs") and as a result acquired 8,883 shares of common stock of the Issuer pursuant to the Reporting Person's June 24, 2013 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 18:39 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,997 | $28.20 | $140,915.40 |
DisclosureSEC source: 0001094739-17-000098 · wf-form4_149860318153547.xml · nonDerivative · entry 1 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,178 F1 · kind: On June 23, 2017, the Reporting Person vested in 9,576 restricted stock units ("RSUs") and as a result acquired 9,576 shares of common stock of the Issuer pursuant to the Reporting Person's June 17, 2014 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 21, 2017 Filed Jun 21, 2017 19:08 UTC | FINISAR CORP FNSR · Entity 154739 | Tax withholdingCommon Stock | 4,947 | $27.13 | $134,212.11 |
DisclosureSEC source: 0001094739-17-000065 · wf-form4_149808648929274.xml · nonDerivative · entry 3 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,175 F4 · kind: On June 21, 2017, the Reporting Person vested in 9,480 restricted stock units ("RSUs") and as a result acquired 9,480 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 19:08 UTC | FINISAR CORP FNSR · Entity 154739 | GrantCommon Stock | 32,549 | $0.00 | $0.00 |
DisclosureSEC source: 0001094739-17-000065 · wf-form4_149808648929274.xml · nonDerivative · entry 2 Adzema Kurt · CIK 0001486769 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,122 F3 · kind: These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 25, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.