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GREGOIRE MICHAEL P

Disclosed activity across 4 companies

Tapewire entity
10812
SEC CIK
0001232409

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADVANCED MICRO DEVICES INCAMD · Entity 2796DirectorMay 13, 2026May 15, 2026
AUTOMATIC DATA PROCESSING INCADP · Entity 1584DirectorNovember 06, 2018November 07, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVANCED MICRO DEVICES INC

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
RSU AwardSEC Table II · derivative / convertible securityDirect872 Reported balance After 2026-05-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 872 · Balance 872

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2: Reporting person elects to defer issuance of shares of 2026 RSU Award pursuant to a deferral election agreement.

F3: This RSU award vests 100% on the first anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2: Reporting person elects to defer issuance of shares of 2026 RSU Award pursuant to a deferral election agreement.

F3: This RSU award vests 100% on the first anniversary of the date of grant.

AUTOMATIC DATA PROCESSING INC

Report date November 06, 2018 · Filed November 07, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,267.03 Reported balance After 2018-11-06 transaction · row 1
1 source row

Row 1 · 2018-11-06 · Grant · Acquired 2,188 · Balance 16,267.03

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CA, INC.

Report date November 05, 2018 · Filed November 05, 2018

Section 16 reporting ended · disclosed 2018-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2018-11-05 · Disposition to issuer · Disposed 275,468 · Balance 0

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Broadcom Inc. ("Broadcom") and Collie Acquisition Corp., dated as of July 11, 2018 (the "Merger Agreement"), in exchange for a cash payment of $44.50 per share without interest thereon (the "Merger Consideration").

Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2018-11-05 · Disposition to issuer · Disposed 19,362 · Balance 0

F2: This restricted stock award ("RSA"), originally for 58,674 shares, of which 39,312 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to a letter agreement between the Issuer, Broadcom and the Reporting Person (the "Letter Agreement"), immediately prior to the effective time of the transactions contemplated by the Merger Agreement (the "Merger"), all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2018-11-05 · Disposition to issuer · Disposed 44,777 · Balance 0

F3: This RSA, originally for 67,844 shares, of which 23,067 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

Common Stock, $.10 par valueSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-05 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2018-11-05 · Disposition to issuer · Disposed 63,775 · Balance 0

F4: This RSA provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.82 · Expires 2023-08-01Direct0 Reported balance After 2018-11-05 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-11-05 · Disposition to issuer · Disposed 324,389 · Balance 0

F5: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $24.41 · Expires 2023-08-01Direct0 Reported balance After 2018-11-05 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-11-05 · Disposition to issuer · Disposed 291,157 · Balance 0

F5: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.98 · Expires 2024-06-02Direct0 Reported balance After 2018-11-05 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-11-05 · Disposition to issuer · Disposed 381,208 · Balance 0

F5: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.69 · Expires 2025-01-14Direct0 Reported balance After 2018-11-05 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2018-11-05 · Disposition to issuer · Disposed 212,966 · Balance 0

F5: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.45 · Expires 2025-05-29Direct0 Reported balance After 2018-11-05 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2018-11-05 · Disposition to issuer · Disposed 352,216 · Balance 0

F5: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.53 · Expires 2026-05-15Direct0 Reported balance After 2018-11-05 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2018-11-05 · Disposition to issuer · Disposed 410,719 · Balance 0

F6: This option provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. 275,182 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.69 · Expires 2027-05-15Direct0 Reported balance After 2018-11-05 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2018-11-05 · Disposition to issuer · Disposed 447,755 · Balance 0

F7: This option provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. 152,244 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.28 · Expires 2028-05-15Direct0 Reported balance After 2018-11-05 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2018-11-05 · Disposition to issuer · Disposed 395,408 · Balance 0

F8: This option provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Broadcom Inc. ("Broadcom") and Collie Acquisition Corp., dated as of July 11, 2018 (the "Merger Agreement"), in exchange for a cash payment of $44.50 per share without interest thereon (the "Merger Consideration").

F2: This restricted stock award ("RSA"), originally for 58,674 shares, of which 39,312 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to a letter agreement between the Issuer, Broadcom and the Reporting Person (the "Letter Agreement"), immediately prior to the effective time of the transactions contemplated by the Merger Agreement (the "Merger"), all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

F3: This RSA, originally for 67,844 shares, of which 23,067 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

F4: This RSA provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

F5: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

F6: This option provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. 275,182 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

F7: This option provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. 152,244 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

F8: This option provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

SMARTSHEET INC

Report date January 22, 2025 · Filed January 24, 2025

Section 16 reporting ended · disclosed 2025-01-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-01-22 transaction · row 1
1 source row

Row 1 · 2025-01-22 · Disposition to issuer · Disposed 24,864 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security · Expires 2034-06-18Direct0 Reported balance After 2025-01-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-01-22 · Disposition to issuer · Disposed 4,864 · Balance 0

F2: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F4: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.

F5: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date

Filing footnotes · ownership attribution and instrument terms

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

F2: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F3: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F4: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.

F5: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2026 Filed May 15, 2026 20:50 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 872 $0.00 $0.00
Disclosure

SEC source: 0000002488-26-000084 · wk-form4_1778878215.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 872

Underlying: Common Stock · 872 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2026 RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
May 14, 2025 Filed May 16, 2025 20:29 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 2,613 $0.00 $0.00
Disclosure

SEC source: 0000002488-25-000068 · wk-form4_1747427382.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,613

Underlying: Common Stock · 2,613 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2025 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
January 22, 2025 Filed Jan 24, 2025 22:56 UTC SMARTSHEET INC SMAR · Entity 83899 Disposition to issuerRestricted Stock Units (RSU) (Class A) · Derivative 4,864 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-002058 · form4-01242025_100141.xml · derivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,864 shares

Expires 2034-06-18

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F3 · shares: Pursuant to the Merger Agreement, at the Effective Time, each RSU that vested solely on the basis of time that was outstanding as of immediately prior to the Effective Time and was either (i) held by a non-employee member of the Board of Directors (whether vested or unvested) or (ii) vested in accordance with its terms but not yet settled as of the Effective Time (each, a "Vested RSU") was canceled and converted into the right to receive an amount in cash obtained by multiplying (A) the total number of shares of Common Stock underlying such Vested RSU, by (B) the Merger Consideration, subject to any required withholding of taxes.

F4 · shares: Pursuant to the Merger Agreement, at the Effective Time, each RSU that was outstanding as of immediately prior to the Effective Time and that was not a Vested RSU (each, an "Unvested RSU") was canceled and automatically converted into the contingent right to receive an aggregate amount in cash equal to the product obtained by multiplying (i) the total number of shares of Common Stock underlying such Unvested RSU, by (ii) the Merger Consideration (the "Unvested RSU Consideration"), subject to any required withholding of taxes. The Unvested RSU Consideration will vest and become payable on substantially the same terms and conditions that applied to the Unvested RSU immediately prior to the Effective Time.

F5 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date

Read SEC document
January 22, 2025 Filed Jan 24, 2025 22:56 UTC SMARTSHEET INC SMAR · Entity 83899 Disposition to issuerClass A Common Stock 24,864 $56.50 $1,404,816.00
Disclosure

SEC source: 0001415889-25-002058 · form4-01242025_100141.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated September 24, 2024 (the "Merger Agreement"), by and among Smartsheet Inc. (the "Company"), Einstein Parent, Inc. ("Parent"), and Einstein Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the terms of the Merger Agreement, Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of the Company's Class A common stock, no par value per share ("Common Stock"), was canceled and automatically converted into the right to receive $56.50 in cash, without interest and less any applicable withholding taxes (the "Merger Consideration").

Read SEC document
June 18, 2024 Filed Jun 18, 2024 22:58 UTC SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 4,864 $0.00 $0.00
Disclosure

SEC source: 0001366561-24-000153 · wk-form4_1718751488.xml · derivative · entry 3

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,864

Underlying: Class A Common Stock · 4,864 shares

Expires 2034-06-18

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2025 annual meeting of the issuer's shareholders and (b) June 18, 2025, subject to continued service through the vesting date.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:58 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 4,401 $0.00 $0.00
Disclosure

SEC source: 0001366561-24-000153 · wk-form4_1718751488.xml · derivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,401 shares

Expires 2033-06-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs fully vested on June 14, 2024.

Read SEC document
June 14, 2024 Filed Jun 18, 2024 22:58 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionClass A Common Stock 4,401 Not disclosed Not disclosed
Disclosure

SEC source: 0001366561-24-000153 · wk-form4_1718751488.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:16 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 1,547 $0.00 $0.00
Disclosure

SEC source: 0000002488-24-000062 · wk-form4_1715372172.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,547

Underlying: Common Stock · 1,547 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2024 RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:53 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 5,162 $0.00 $0.00
Disclosure

SEC source: 0001366561-23-000069 · wk-form4_1687297976.xml · derivative · entry 3

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,162 shares

Expires 2031-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs fully vested on June 16, 2023.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:53 UTC SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 4,401 $0.00 $0.00
Disclosure

SEC source: 0001366561-23-000069 · wk-form4_1687297976.xml · derivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,802

Underlying: Class A Common Stock · 4,401 shares

Expires 2033-06-16

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2024 annual meeting of the issuer's shareholders and (b) June 16, 2024, subject to continued service through the vesting date.

Read SEC document
June 16, 2023 Filed Jun 20, 2023 21:53 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionClass A Common Stock 5,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001366561-23-000069 · wk-form4_1687297976.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

Read SEC document
June 16, 2023 Filed Oct 3, 2023 22:37 UTC Amendment SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 4,401 $0.00 $0.00
Disclosure

SEC source: 0001366561-23-000113 · wk-form4a_1696372650.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,401

Underlying: Class A Common Stock · 4,401 shares

Expires 2033-06-16

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2024 annual meeting of the issuer's shareholders, and (b) June 16, 2024, subject to continued service through the vesting date.

F3 · balance_after: This amended Form 4 is being filed solely to correct an inadvertent error in the number of securities beneficially owned following this reported transaction on the Form 4 filed on June 20, 2023. All other information reported in the Form 4 remains the same.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:35 UTC SMARTSHEET INC SMAR · Entity 83899 PurchaseClass A Common Stock 3,800 $39.38 $149,644.00
Disclosure

SEC source: 0001366561-23-000063 · wk-form4_1686861292.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,301

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.36 to $39.39 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2023 Filed May 22, 2023 20:32 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 2,709 $0.00 $0.00
Disclosure

SEC source: 0000002488-23-000100 · wf-form4_168478753574032.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,709

Underlying: Common Stock · 2,709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2023 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 22:50 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 1,839 $0.00 $0.00
Disclosure

SEC source: 0001366561-22-000157 · wf-form4_167028063625324.xml · derivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,839 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares on each of December 3, 2020, December 3, 2021, and December 3, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 22:50 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionClass A Common Stock 1,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001366561-22-000157 · wf-form4_167028063625324.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 22:37 UTC SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 5,162 $0.00 $0.00
Disclosure

SEC source: 0001366561-22-000093 · wf-form4_165593740580911.xml · derivative · entry 3

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,162

Underlying: Class A Common Stock · 5,162 shares

Expires 2031-06-17

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2023 annual meeting of the issuer's shareholders and (b) June 17, 2023, subject to continued service through the vesting date.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 22:37 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 2,952 $0.00 $0.00
Disclosure

SEC source: 0001366561-22-000093 · wf-form4_165593740580911.xml · derivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,952 shares

Expires 2031-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs fully vested on June 17, 2022.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 22:37 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionClass A Common Stock 2,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001366561-22-000093 · wf-form4_165593740580911.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:47 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 2,197 $0.00 $0.00
Disclosure

SEC source: 0000002488-22-000099 · wf-form4_165307965916566.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,197

Underlying: Common Stock · 2,197 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2022 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:53 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 1,839 $0.00 $0.00
Disclosure

SEC source: 0001366561-21-000134 · wf-form4_163892481957815.xml · derivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,839

Underlying: Class A Common Stock · 1,839 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares on each of December 3, 2020, December 3, 2021, and December 3, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
December 03, 2021 Filed Dec 8, 2021 00:53 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionClass A Common Stock 1,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001366561-21-000134 · wf-form4_163892481957815.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 23:25 UTC SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 2,952 $0.00 $0.00
Disclosure

SEC source: 0001366561-21-000086 · wf-form4_162431787937354.xml · derivative · entry 3

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,952

Underlying: Class A Common Stock · 2,952 shares

Expires 2031-06-17

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F3 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2022 annual meeting of the issuer's shareholders and (b) June 17, 2022, subject to continued service through the vesting date.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 23:25 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 3,032 $0.00 $0.00
Disclosure

SEC source: 0001366561-21-000086 · wf-form4_162431787937354.xml · derivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,032 shares

Expires 2030-06-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs fully vested on June 17, 2021.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 23:25 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionClass A Common Stock 3,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001366561-21-000086 · wf-form4_162431787937354.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

Read SEC document
May 19, 2021 Filed May 21, 2021 20:12 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 2,578 $0.00 $0.00
Disclosure

SEC source: 0000002488-21-000076 · wf-form4_162162792523625.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,578

Underlying: Common Stock · 2,578 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2021 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:57 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative 1,839 $0.00 $0.00
Disclosure

SEC source: 0001366561-20-000110 · wf-form4_160711901049214.xml · derivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,678

Underlying: Class A Common Stock · 1,839 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vests as to 1/3 of the total shares on each of December 3, 2020, December 3, 2021 and December 3, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
December 03, 2020 Filed Dec 4, 2020 21:57 UTC SMARTSHEET INC SMAR · Entity 83899 Exercise / conversionClass A Common Stock 1,839 Not disclosed Not disclosed
Disclosure

SEC source: 0001366561-20-000110 · wf-form4_160711901049214.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

Read SEC document
June 17, 2020 Filed Jun 20, 2020 00:23 UTC SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 3,032 $0.00 $0.00
Disclosure

SEC source: 0001366561-20-000066 · wf-form4_159261260390586.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,032

Underlying: Class A Common Stock · 3,032 shares

Expires 2030-06-17

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs shall fully vest on the earlier of (a) the date of the 2021 annual meeting of the issuer's shareholders and (b) June 17, 2021, subject to continued service through the vesting date.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:18 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 1,997 $0.00 $0.00
Disclosure

SEC source: 0000002488-20-000059 · wf-form4_158922831783665.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997

Underlying: Common Stock · 1,997 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of 2020 Annual RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: This RSU award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: This RSU award vests 100% on the first anniversary of the date of grant.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 21:14 UTC ADVANCED MICRO DEVICES INC AMD · Entity 2796 GrantRSU Award · Derivative 4,786 $0.00 $0.00
Disclosure

SEC source: 0000002488-19-000190 · wf-form4_157661727096276.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,786

Underlying: Common Stock · 4,786 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of AMD's common stock.

F2 · shares: Reporting person elects to defer issuance of shares of this RSU Award pursuant to a deferral election agreement.

F3 · derivative.exercise_date: The award vests 100% on the first anniversary of the date of grant.

F3 · derivative.expiration_date: The award vests 100% on the first anniversary of the date of grant.

Read SEC document
December 03, 2019 Filed Dec 6, 2019 00:23 UTC SMARTSHEET INC SMAR · Entity 83899 GrantRestricted Stock Units (RSU) (Class A) · Derivative 5,517 $0.00 $0.00
Disclosure

SEC source: 0001366561-19-000083 · wf-form4_157559178080370.xml · derivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,517

Underlying: Class A Common Stock · 5,517 shares

Expires 2029-12-03

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest as to 1/3 of the total shares on each of December 3, 2020, December 3, 2021 and December 3, 2022, subject to the reporting person's provision of service to the issuer on each vesting date.

Read SEC document
November 06, 2018 Filed Nov 7, 2018 20:59 UTC AUTOMATIC DATA PROCESSING INC ADP · Entity 1584 GrantCommon Stock 2,188 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-015260 · doc4.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,267.03

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 395,408 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · derivative · entry 12

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 395,408 shares

Expires 2028-05-15

F8 · derivative.exercise_date: This option provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 447,755 $0.00 Strike: $31.69 $0.00
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · derivative · entry 11

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 447,755 shares

Expires 2027-05-15

F7 · derivative.exercise_date: This option provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. 152,244 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 410,719 $0.00 Strike: $31.53 $0.00
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · derivative · entry 10

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 410,719 shares

Expires 2026-05-15

F6 · derivative.exercise_date: This option provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. 275,182 vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested options held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such unvested option, less the aggregate exercise price corresponding to such Issuer option and less applicable tax withholdings.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 352,216 $0.00 Strike: $30.45 $0.00
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · derivative · entry 9

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 352,216 shares

Expires 2025-05-29

F5 · derivative.exercise_date: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 212,966 $0.00 Strike: $28.69 $0.00
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · derivative · entry 8

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 212,966 shares

Expires 2025-01-14

F5 · derivative.exercise_date: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 381,208 $0.00 Strike: $26.98 $0.00
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · derivative · entry 7

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 381,208 shares

Expires 2024-06-02

F5 · derivative.exercise_date: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 291,157 $0.00 Strike: $24.41 $0.00
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · derivative · entry 6

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 291,157 shares

Expires 2023-08-01

F5 · derivative.exercise_date: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

Read SEC document
November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerEmployee Stock Option (right to buy) · Derivative 324,389 $0.00 Strike: $22.82 $0.00
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · derivative · entry 5

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.10 par value · 324,389 shares

Expires 2023-08-01

F5 · derivative.exercise_date: These fully vested option shares were cancelled pursuant to the Merger Agreement, in exchange for a cash payment equal to (x) the difference between the Merger Consideration and the per share exercise price of the option, multiplied by (y) the number of disposed option shares.

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November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerCommon Stock, $.10 par value 63,775 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · nonDerivative · entry 4

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · price: This RSA provided for vesting over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

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November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerCommon Stock, $.10 par value 44,777 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · nonDerivative · entry 3

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: This RSA, originally for 67,844 shares, of which 23,067 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2018, 33% on May 15, 2019 and 33% on May 15, 2020. Pursuant to the Letter Agreement, immediately prior to the effective time of the Merger, all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

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November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerCommon Stock, $.10 par value 19,362 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · nonDerivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: This restricted stock award ("RSA"), originally for 58,674 shares, of which 39,312 shares have vested, provided for vesting over three years as follows: 34% on May 15, 2017, 33% on May 15, 2018 and 33% on May 15, 2019. Pursuant to a letter agreement between the Issuer, Broadcom and the Reporting Person (the "Letter Agreement"), immediately prior to the effective time of the transactions contemplated by the Merger Agreement (the "Merger"), all unvested Issuer RSAs held by the Reporting Person were converted into the right to receive the Merger Consideration in respect of each share of Issuer common stock covered by such RSA, less applicable tax withholdings.

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November 05, 2018 Filed Nov 5, 2018 20:37 UTC CA, INC. CA · Entity 162566 Disposition to issuerCommon Stock, $.10 par value 275,468 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-028283 · doc4.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger between the Issuer, Broadcom Inc. ("Broadcom") and Collie Acquisition Corp., dated as of July 11, 2018 (the "Merger Agreement"), in exchange for a cash payment of $44.50 per share without interest thereon (the "Merger Consideration").

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June 01, 2018 Filed Jun 5, 2018 16:15 UTC CA, INC. CA · Entity 162566 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $22.82 $0.00
Disclosure

SEC source: 0000356028-18-000096 · wf-form4_152822973084936.xml · derivative · entry 3

GREGOIRE MICHAEL P · CIK 0001232409 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,389

Underlying: Common Stock, $.10 par value · 70,000 shares

Expires 2023-01-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: The option became exercisable over three years as follows: 34% on January 7, 2014, 33% on January 7, 2015 and 33% on January 7, 2016.

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June 01, 2018 Filed Jun 5, 2018 16:15 UTC CA, INC. CA · Entity 162566 SaleCommon Stock, $.10 par value 86,163 $36.00 $3,101,954.16
Disclosure

SEC source: 0000356028-18-000096 · wf-form4_152822973084936.xml · nonDerivative · entry 2

GREGOIRE MICHAEL P · CIK 0001232409 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 403,382

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Indicates the weighted average sale price of multiple sales effected on the transaction date. Sale prices ranged from $36.000 to $36.005, inclusive. The Reporting Person will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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June 01, 2018 Filed Jun 5, 2018 16:15 UTC CA, INC. CA · Entity 162566 Exercise / conversionCommon Stock, $.10 par value 70,000 $22.82 $1,597,400.00
Disclosure

SEC source: 0000356028-18-000096 · wf-form4_152822973084936.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

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May 29, 2018 Filed May 31, 2018 18:09 UTC CA, INC. CA · Entity 162566 Tax withholdingCommon Stock, $.10 par value 8,757 $35.28 $308,946.96
Disclosure

SEC source: 0000356028-18-000090 · wf-form4_152780450289215.xml · nonDerivative · entry 1

GREGOIRE MICHAEL P · CIK 0001232409 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 419,545

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May 15, 2018 Filed May 17, 2018 20:40 UTC CA, INC. CA · Entity 162566 GrantEmployee Stock Option (right to buy) · Derivative 395,408 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000356028-18-000075 · wf-form4_152660393565963.xml · derivative · entry 4

GREGOIRE MICHAEL P · CIK 0001232409 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,408

Underlying: Common Stock, $.10 par value · 395,408 shares

Expires 2028-05-15

F3 · derivative.exercise_date: The option becomes exercisable over three years as follows: 34% on May 15, 2019, 33% on May 15, 2020 and 33% on May 15, 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.