Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VIASAT INCVSAT · Entity 1744 | Executive Vice President | November 16, 2023 | November 20, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VIASAT INC
Report date November 16, 2023 · Filed November 20, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $.0001 par value common stockSEC Table I · non-derivative | Direct | 7,386 |
Ending reported balance
After 2023-11-17 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-11-16 · Sale · Disposed 6,200 · Balance 24 Row 2 · 2023-11-17 · Exercise / conversion · Acquired 11,255 · Balance 11,279 Row 3 · 2023-11-17 · Tax withholding · Disposed 3,893 · Balance 7,386 F1: This entry represents the number of shares of Viasat, Inc. common stock withheld by the Issuer to satisfy the tax withholding obligation of the Reporting Person. These shares were not sold by the Reporting Person but were instead offset from the total number of vested shares received by the Reporting Person from the Issuer. |
| restricted stock unitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-11-17 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-11-17 · Exercise / conversion · Disposed 3,480 · Balance 0 F3: The original restricted stock unit grant was for 13,922 restricted stock units on 11/15/2019. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date. F4: Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer. |
| restricted stock unitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,456 |
Reported balance
After 2023-11-17 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-11-17 · Exercise / conversion · Disposed 4,456 · Balance 4,456 F5: The original restricted stock unit grant was for 17,825 restricted stock units on 11/17/2020. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date. F4: Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer. |
| restricted stock unitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,637 |
Reported balance
After 2023-11-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-11-17 · Exercise / conversion · Disposed 3,319 · Balance 6,637 F6: The original restricted stock unit grant was for 14,253 restricted stock units on 11/17/2021. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date. F4: Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer. |
| $.0001 par value common stockSEC Table I · non-derivative | IndirectBy 401(k) | 2,613 |
Reported balance
Holding disclosure · report date 2023-11-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 2,613 F2: Includes 58 shares of common stock the reporting person acquired under the Viasat 401(k) Plan since the date of reporting person's last ownership report. |
Filing footnotes · ownership attribution and instrument terms
F1: This entry represents the number of shares of Viasat, Inc. common stock withheld by the Issuer to satisfy the tax withholding obligation of the Reporting Person. These shares were not sold by the Reporting Person but were instead offset from the total number of vested shares received by the Reporting Person from the Issuer.
F2: Includes 58 shares of common stock the reporting person acquired under the Viasat 401(k) Plan since the date of reporting person's last ownership report.
F3: The original restricted stock unit grant was for 13,922 restricted stock units on 11/15/2019. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date.
F4: Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the Issuer.
F5: The original restricted stock unit grant was for 17,825 restricted stock units on 11/17/2020. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date.
F6: The original restricted stock unit grant was for 14,253 restricted stock units on 11/17/2021. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 21, 2016 Filed Nov 23, 2016 00:51 UTC | VIASAT INC VSAT · Entity 1744 | Exercise / conversion$.0001 par value common stock | 6,250 | $36.30 | $226,875.00 |
DisclosureSEC source: 0001209191-16-151804 · doc4.xml · nonDerivative · entry 1 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction pursuant to Rule 10b5-1 Trading Plan adopted on September 14, 2016. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:22 UTC | VIASAT INC VSAT · Entity 1744 | Exercise / conversionrestricted stock unit · Derivative | 2,083 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151444 · doc4.xml · derivative · entry 6 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,166 Underlying: common stock · 2,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The original restricted stock unit grant was for 8,333 restricted stock units on 11/17/2014. Subject to the reporting persons's continued employment with the Issuer, the units vest and convert into shares of common stock (on a 1-for-1 basis) in four (4) equal annual installments beginning on 11/17/2015. F6 · derivative.expiration_date: Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the issuer. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:22 UTC | VIASAT INC VSAT · Entity 1744 | Grantrestricted stock unit · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151444 · doc4.xml · derivative · entry 5 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: common stock · 15,000 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ViaSat, Inc. common stock. F5 · derivative.exercise_date: Subject to the reporting person's election to defer the receipt of common stock, the units vest and convert into shares of common stock of the Issuer at a rate of 1/4 on the 13th month anniversary of the grant date; 1/4th on the second anniversary of the grant date; 1/4th on the third anniversary of the grant date and 1/4 on the fourth anniversary of the grant date. F6 · derivative.expiration_date: Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the issuer. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:22 UTC | VIASAT INC VSAT · Entity 1744 | Grantstock option, right to buy · Derivative | 45,000 | $0.00 Strike: $69.74 | $0.00 |
DisclosureSEC source: 0001209191-16-151444 · doc4.xml · derivative · entry 4 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: common stock · 45,000 shares Expires 2022-11-17 F3 · derivative.exercise_date: The option vests in four (4) equal annual installments beginning on 11/17/2017. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:22 UTC | VIASAT INC VSAT · Entity 1744 | Tax withholding$.0001 par value common stock | 1,087 | $69.74 | $75,807.38 |
DisclosureSEC source: 0001209191-16-151444 · doc4.xml · nonDerivative · entry 2 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,789 F1 · kind: This entry represents the number of shares of ViaSat, Inc. common stock withheld by the Issuer to satisfy the tax withholding obligation of the Reporting Person. These shares were not sold by the Reporting Person but were instead offset from the total number of vested shares received by the Reporting Person from the Issuer. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 21:22 UTC | VIASAT INC VSAT · Entity 1744 | Exercise / conversion$.0001 par value common stock | 2,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-151444 · doc4.xml · nonDerivative · entry 1 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 18:30 UTC | VIASAT INC VSAT · Entity 1744 | Exercise / conversionrestricted stock unit · Derivative | 2,083 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150065 · doc4.xml · derivative · entry 5 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: common stock · 2,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The original restricted stock unit grant was for 8,333 restricted stock units on 11/12/2012. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date. F4 · derivative.expiration_date: Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the issuer. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 18:30 UTC | VIASAT INC VSAT · Entity 1744 | Exercise / conversionrestricted stock unit · Derivative | 1,667 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150065 · doc4.xml · derivative · entry 4 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,666 Underlying: common stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The original restricted stock unit grant was for 6,667 restricted stock units on 11/14/2013. Subject to the Reporting Person's election to defer the receipt of the common stock, the units vest and convert into shares of common stock (on a 1-for-1 basis) at the rate of 1/4 on the 13th month anniversary of the grant date; 1/4 on the second anniversary of the grant date; 1/4 on the third anniversary and 1/4 on the fourth anniversary of the grant date. F4 · derivative.expiration_date: Until vested, the restricted stock unit shall be subject to forfeiture in the event of termination of employment or service with the issuer. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 18:30 UTC | VIASAT INC VSAT · Entity 1744 | Tax withholding$.0001 par value common stock | 1,957 | $79.67 | $155,914.19 |
DisclosureSEC source: 0001209191-16-150065 · doc4.xml · nonDerivative · entry 2 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,793 F1 · kind: This entry represents the number of shares of ViaSat, Inc. common stock withheld by the Issuer to satisfy the tax withholding obligation of the Reporting Person. These shares were not sold by the Reporting Person but were instead offset from the total number of vested shares received by the Reporting Person from the Issuer. Read SEC document |
| November 10, 2016 Filed Nov 15, 2016 18:30 UTC | VIASAT INC VSAT · Entity 1744 | Exercise / conversion$.0001 par value common stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-150065 · doc4.xml · nonDerivative · entry 1 Lippert Keven K · CIK 0001398938 · Exec. VP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.