person · Reporting owner

Soderstrom Johanna

Disclosed activity across 2 companies

Tapewire entity: 108074
SEC CIK: 0001628361

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
TYSON FOODS, INC.TSN · Entity 3273	EVP & Chief People Officer	November 17, 2023	November 21, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TYSON FOODS, INC.

Report date November 17, 2023 · Filed November 21, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	44,092.485	Reported balance After 2023-11-17 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2023-11-17 · Grant · Acquired 12,823.143 · Balance 44,092.485 F1: Restricted Stock award of Class A Common Stock which will vest in equal annual increments on each of approximately the first, second and third anniversary dates of the grant and become fully vested after three years.
Class A Common StockSEC Table I · non-derivative	Direct	41,243.485	Reported balance After 2023-11-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2023-11-20 · Tax withholding · Disposed 2,849 · Balance 41,243.485 F2: On November 20, 2023, 6,802.053 shares of restricted Class A Common Stock vested. The restricted shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement these shares were withheld by the Issuer to satisfy tax withholding obligations.
Class A Common StockSEC Table I · non-derivative	Direct	53,796.991	Reported balance After 2023-11-20 transaction · row 3 Account or security details depend on footnotes; rows are not merged. 1 source row Row 3 · 2023-11-20 · Exercise / conversion · Acquired 12,553.506 · Balance 53,796.991 F3: On November 20, 2020 the Reporting Person received a grant of performance shares which vested or expired on November 20, 2023 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $7.637 billion for the 2021-2023 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2021-2023 fiscal years. The performance shares could vest at a level of 50 percent -200 percent per performance criteria and were previously reported in the aggregate as derivative securities at the 200 percent level. On November 20, 2023, 12,553.506 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired.
Class A Common StockSEC Table I · non-derivative	Direct	50,333.592	Reported balance After 2023-11-20 transaction · row 4 Account or security details depend on footnotes; rows are not merged. 1 source row Row 4 · 2023-11-20 · Tax withholding · Disposed 3,647 · Balance 50,333.592 F4: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 3. F5: Includes 183.601 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.
Non-Qualified Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $48.74 · Expires 2033-11-17	Direct	55,164	Reported balance After 2023-11-17 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2023-11-17 · Grant · Acquired 55,164 · Balance 55,164 F6: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.
Performance SharesSEC Table II · derivative / convertible security	Direct	51,292.573	Reported balance After 2023-11-17 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2023-11-17 · Grant · Acquired 51,292.573 · Balance 51,292.573 F7: Award of performance Class A Common Stock which vests on November 17, 2026 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2024-2026) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2024-2026) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.
Performance SharesSEC Table II · derivative / convertible security	Direct	16,926.549	Reported balance After 2023-11-17 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2023-11-17 · Grant · Acquired 16,926.549 · Balance 16,926.549 F8: Award of performance Class A Common Stock which will vest in equal annual increments on the first and second anniversary dates of the grant if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved. The performance metric set forth in the SIAs is the achievement of a one year (fiscal 2024) operating income target. Subject to the achievement of the performance metric, the performance shares could vest at a level of 25 to 100 percent and are reported as derivative securities at the 100 percent level. If the performance metric is not achieved, the award expires.
Performance SharesSEC Table II · derivative / convertible security	Direct	0	Reported balance After 2023-11-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2023-11-20 · Exercise / conversion · Disposed 25,107.012 · Balance 0 F9: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired.
Class A Common StockSEC Table I · non-derivative	IndirectEmployee Stock Purchase Plan	3,021.176	Reported balance Holding disclosure · report date 2023-11-17 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 3,021.176

Filing footnotes · ownership attribution and instrument terms

F1: Restricted Stock award of Class A Common Stock which will vest in equal annual increments on each of approximately the first, second and third anniversary dates of the grant and become fully vested after three years.

F2: On November 20, 2023, 6,802.053 shares of restricted Class A Common Stock vested. The restricted shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement these shares were withheld by the Issuer to satisfy tax withholding obligations.

F3: On November 20, 2020 the Reporting Person received a grant of performance shares which vested or expired on November 20, 2023 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $7.637 billion for the 2021-2023 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2021-2023 fiscal years. The performance shares could vest at a level of 50 percent -200 percent per performance criteria and were previously reported in the aggregate as derivative securities at the 200 percent level. On November 20, 2023, 12,553.506 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired.

F4: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 3.

F5: Includes 183.601 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F6: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years.

F7: Award of performance Class A Common Stock which vests on November 17, 2026 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2024-2026) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2024-2026) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires.

F8: Award of performance Class A Common Stock which will vest in equal annual increments on the first and second anniversary dates of the grant if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved. The performance metric set forth in the SIAs is the achievement of a one year (fiscal 2024) operating income target. Subject to the achievement of the performance metric, the performance shares could vest at a level of 25 to 100 percent and are reported as derivative securities at the 100 percent level. If the performance metric is not achieved, the award expires.

F9: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DOW CHEMICAL CO /DE/

Report date August 31, 2017 · Filed September 05, 2017

Section 16 reporting ended · disclosed 2017-09-05. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
CommonSEC Table I · non-derivative	Direct	Reported balance After 2017-08-31 transaction · row 1 1 source row Row 1 · 2017-08-31 · Disposition to issuer · Disposed 67,599 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2: Includes 6,070 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 9,240 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 7,560 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.
CommonSEC Table I · non-derivative	IndirectBy 401(k) Plan	Reported balance After 2017-08-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2017-08-31 · Disposition to issuer · Disposed 36.9864 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
CommonSEC Table I · non-derivative	IndirectBy 401(k) Plan ESOP	Reported balance After 2017-08-31 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2017-08-31 · Disposition to issuer · Disposed 993.925 · Balance 0 F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.00 · Expires 2022-02-10	Direct	Reported balance After 2017-08-31 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-08-31 · Disposition to issuer · Disposed 14,300 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.19 · Expires 2027-02-10	Direct	Reported balance After 2017-08-31 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-08-31 · Disposition to issuer · Disposed 38,440 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.38 · Expires 2021-02-11	Direct	Reported balance After 2017-08-31 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-08-31 · Disposition to issuer · Disposed 12,100 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.01 · Expires 2026-02-12	Direct	Reported balance After 2017-08-31 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-08-31 · Disposition to issuer · Disposed 46,580 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.44 · Expires 2025-02-13	Direct	Reported balance After 2017-08-31 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-08-31 · Disposition to issuer · Disposed 31,010 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $46.71 · Expires 2024-02-14	Direct	Reported balance After 2017-08-31 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-08-31 · Disposition to issuer · Disposed 15,200 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.
Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.16 · Expires 2023-02-15	Direct	Reported balance After 2017-08-31 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-08-31 · Disposition to issuer · Disposed 31,680 · Balance 0 F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3: This option was fully vested and exercisable at the time of the Merger.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18.

F2: Includes 6,070 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 9,240 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 7,560 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment.

F3: This option was fully vested and exercisable at the time of the Merger.

F4: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option.

F5: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms.

F6: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019.

F7: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 20, 2023 Filed Nov 21, 2023 21:38 UTC	TYSON FOODS, INC. TSN · Entity 3273	Exercise / conversionPerformance Shares · Derivative	25,107.012	Not disclosed	Not disclosed	Disclosure SEC source: 0000100493-23-000124 · wk-form4_1700602677.xml · derivative · entry 9 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,107.012 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. F9 · price: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. F9 · derivative.exercise_date: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. F9 · derivative.expiration_date: A portion of these performance shares vested as described in footnote 3. The remainder of the award expired. Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:38 UTC	TYSON FOODS, INC. TSN · Entity 3273	Tax withholdingClass A Common Stock	3,647	$48.41	$176,551.27	Disclosure SEC source: 0000100493-23-000124 · wk-form4_1700602677.xml · nonDerivative · entry 4 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,333.592 F4 · kind: Pursuant to the terms of the award agreement, these shares were withheld by the Issuer to satisfy tax withholding obligations related to the vesting described in footnote 3. F5 · balance_after: Includes 183.601 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:38 UTC	TYSON FOODS, INC. TSN · Entity 3273	Exercise / conversionClass A Common Stock	12,553.506	Not disclosed	Not disclosed	Disclosure SEC source: 0000100493-23-000124 · wk-form4_1700602677.xml · nonDerivative · entry 3 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,796.991 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: On November 20, 2020 the Reporting Person received a grant of performance shares which vested or expired on November 20, 2023 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $7.637 billion for the 2021-2023 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2021-2023 fiscal years. The performance shares could vest at a level of 50 percent -200 percent per performance criteria and were previously reported in the aggregate as derivative securities at the 200 percent level. On November 20, 2023, 12,553.506 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired. F3 · price: On November 20, 2020 the Reporting Person received a grant of performance shares which vested or expired on November 20, 2023 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative operating income target of $7.637 billion for the 2021-2023 fiscal years and (b) a favorable comparison of the relative shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over the 2021-2023 fiscal years. The performance shares could vest at a level of 50 percent -200 percent per performance criteria and were previously reported in the aggregate as derivative securities at the 200 percent level. On November 20, 2023, 12,553.506 shares vested and are reported herein as acquired non-derivative securities and the remainder of the award expired. Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:38 UTC	TYSON FOODS, INC. TSN · Entity 3273	Tax withholdingClass A Common Stock	2,849	$48.41	$137,920.09	Disclosure SEC source: 0000100493-23-000124 · wk-form4_1700602677.xml · nonDerivative · entry 2 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,243.485 F2 · kind: On November 20, 2023, 6,802.053 shares of restricted Class A Common Stock vested. The restricted shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement these shares were withheld by the Issuer to satisfy tax withholding obligations. Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:38 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantPerformance Shares · Derivative	16,926.549	Not disclosed	Not disclosed	Disclosure SEC source: 0000100493-23-000124 · wk-form4_1700602677.xml · derivative · entry 8 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,926.549 Underlying: Class A Common Stock · 16,926.549 shares Expires not disclosed F8 · derivative.exercise_price: Award of performance Class A Common Stock which will vest in equal annual increments on the first and second anniversary dates of the grant if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved. The performance metric set forth in the SIAs is the achievement of a one year (fiscal 2024) operating income target. Subject to the achievement of the performance metric, the performance shares could vest at a level of 25 to 100 percent and are reported as derivative securities at the 100 percent level. If the performance metric is not achieved, the award expires. F8 · price: Award of performance Class A Common Stock which will vest in equal annual increments on the first and second anniversary dates of the grant if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved. The performance metric set forth in the SIAs is the achievement of a one year (fiscal 2024) operating income target. Subject to the achievement of the performance metric, the performance shares could vest at a level of 25 to 100 percent and are reported as derivative securities at the 100 percent level. If the performance metric is not achieved, the award expires. F8 · derivative.exercise_date: Award of performance Class A Common Stock which will vest in equal annual increments on the first and second anniversary dates of the grant if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved. The performance metric set forth in the SIAs is the achievement of a one year (fiscal 2024) operating income target. Subject to the achievement of the performance metric, the performance shares could vest at a level of 25 to 100 percent and are reported as derivative securities at the 100 percent level. If the performance metric is not achieved, the award expires. F8 · derivative.expiration_date: Award of performance Class A Common Stock which will vest in equal annual increments on the first and second anniversary dates of the grant if the performance metric described in the applicable Stock Incentive Agreement (the "SIA") is achieved. The performance metric set forth in the SIAs is the achievement of a one year (fiscal 2024) operating income target. Subject to the achievement of the performance metric, the performance shares could vest at a level of 25 to 100 percent and are reported as derivative securities at the 100 percent level. If the performance metric is not achieved, the award expires. Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:38 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantPerformance Shares · Derivative	51,292.573	Not disclosed	Not disclosed	Disclosure SEC source: 0000100493-23-000124 · wk-form4_1700602677.xml · derivative · entry 7 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,292.573 Underlying: Class A Common Stock · 51,292.573 shares Expires not disclosed F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 17, 2026 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2024-2026) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2024-2026) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F7 · price: Award of performance Class A Common Stock which vests on November 17, 2026 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2024-2026) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2024-2026) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 17, 2026 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2024-2026) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2024-2026) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 17, 2026 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2024-2026) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2024-2026) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:38 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantNon-Qualified Stock Options (Right to Buy) · Derivative	55,164	$0.00 Strike: $48.74	$0.00	Disclosure SEC source: 0000100493-23-000124 · wk-form4_1700602677.xml · derivative · entry 6 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,164 Underlying: Class A Common Stock · 55,164 shares Expires 2033-11-17 F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document
November 17, 2023 Filed Nov 21, 2023 21:38 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantClass A Common Stock	12,823.143	Not disclosed	Not disclosed	Disclosure SEC source: 0000100493-23-000124 · wk-form4_1700602677.xml · nonDerivative · entry 1 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,092.485 F1 · kind: Restricted Stock award of Class A Common Stock which will vest in equal annual increments on each of approximately the first, second and third anniversary dates of the grant and become fully vested after three years. F1 · price: Restricted Stock award of Class A Common Stock which will vest in equal annual increments on each of approximately the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document
August 07, 2023 Filed Aug 9, 2023 17:15 UTC	TYSON FOODS, INC. TSN · Entity 3273	Tax withholdingClass A Common Stock	1,834	$54.30	$99,586.20	Disclosure SEC source: 0000100493-23-000086 · wk-form4_1691601307.xml · nonDerivative · entry 1 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,269.342 F1 · kind: 6,266.686 shares of restricted Class A Common Stock vested on August 7, 2023. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 1,834 shares were withheld by the Issuer to satisfy tax withholding obligations. F2 · balance_after: Includes 256.416 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document
May 12, 2023 Filed May 12, 2023 21:01 UTC	TYSON FOODS, INC. TSN · Entity 3273	PurchaseClass A Common Stock	5,000	$49.22	$246,108.50	Disclosure SEC source: 0000100493-23-000077 · wf-form4_168392526867833.xml · nonDerivative · entry 1 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,846.926 F1 · balance_after: Includes 423.429 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document
November 20, 2022 Filed Nov 22, 2022 21:57 UTC	TYSON FOODS, INC. TSN · Entity 3273	Tax withholdingClass A Common Stock	410	$65.52	$26,863.20	Disclosure SEC source: 0000100493-22-000115 · wf-form4_166915422517477.xml · nonDerivative · entry 2 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,423.497 F2 · kind: On November 20, 2022, 905.23 shares of restricted stock units of Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 410 shares were withheld by the Issuer to satisfy tax withholding obligations. F3 · balance_after: Includes 416.674 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:57 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantClass A Common Stock · Derivative	35,557	$0.00 Strike: $65.52	$0.00	Disclosure SEC source: 0000100493-22-000115 · wf-form4_166915422517477.xml · derivative · entry 5 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,557 Underlying: Class A Common Stock · 35,557 shares Expires 2034-11-18 F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:57 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantClass A Common Stock · Derivative	34,340.659	Not disclosed	Not disclosed	Disclosure SEC source: 0000100493-22-000115 · wf-form4_166915422517477.xml · derivative · entry 4 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,340.659 Underlying: Class A Common Stock · 34,340.659 shares Expires not disclosed F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · price: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2025 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2023-2025) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2023-2025) period; and (3) achievement of a three year (fiscal 2023-2025) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. Read SEC document
November 18, 2022 Filed Nov 22, 2022 21:57 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantClass A Common Stock	8,585.165	$0.00	$0.00	Disclosure SEC source: 0000100493-22-000115 · wf-form4_166915422517477.xml · nonDerivative · entry 1 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,416.823 F1 · kind: Restricted Stock award of Class A Common Stock which vests on November 18, 2025. Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:33 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantNon-Qualified Stock Options (Right to Buy) · Derivative	24,955	$0.00 Strike: $81.51	$0.00	Disclosure SEC source: 0000100493-21-000149 · wf-form4_163770675758973.xml · derivative · entry 5 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,955 Underlying: Class A Common Stock · 24,955 shares Expires 2031-11-19 F6 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:33 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantPerformance Shares · Derivative	20,242.915	Not disclosed	Not disclosed	Disclosure SEC source: 0000100493-21-000149 · wf-form4_163770675758973.xml · derivative · entry 4 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,242.915 Underlying: Class A Common Stock · 20,242.915 shares Expires not disclosed F5 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · price: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. F5 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 19, 2024 if the performance metrics described in the applicable Stock Incentive Agreement (the "SIA") are achieved. The performance metrics set forth in the SIAs are: (1) achievement of a three year (fiscal 2022-2024) cumulative operating income target; and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2022-2024) period; and (3) achievement of a three year (fiscal 2022-2024) average return on invested capital target. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If none of the performance metrics are achieved, the award expires. Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:33 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantClass A Common Stock	5,060.729	$0.00	$0.00	Disclosure SEC source: 0000100493-21-000149 · wf-form4_163770675758973.xml · nonDerivative · entry 2 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,831.658 F2 · kind: Restricted Stock award of Class A Common Stock which vests on November 19, 2024. F3 · balance_after: Includes 332.863 shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. Read SEC document
November 19, 2021 Filed Nov 23, 2021 22:33 UTC	TYSON FOODS, INC. TSN · Entity 3273	Tax withholdingClass A Common Stock	401	$0.00	$0.00	Disclosure SEC source: 0000100493-21-000149 · wf-form4_163770675758973.xml · nonDerivative · entry 1 Soderstrom Johanna · CIK 0001628361 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,770.929 F1 · kind: On November 20, 2021, 885.13 shares of restricted stock units of Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to the terms of the award agreement, 401 shares were withheld by the Issuer to satisfy tax withholding obligations. Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantNon-Qualified Stock Options (Right to Buy) · Derivative	32,011	$0.00 Strike: $60.74	$0.00	Disclosure SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · derivative · entry 5 Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,011 Underlying: Class A Common Stock · 32,011 shares Expires 2030-11-20 F8 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantPerformance Shares · Derivative	25,107.012	Not disclosed	Not disclosed	Disclosure SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · derivative · entry 4 Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,107.012 Underlying: Class A Common Stock · 25,107.012 shares Expires not disclosed F7 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · price: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. F7 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 20, 2023 if the performance metrics described in the applicable SIA are achieved. The performance metrics set forth in the SIA are (1) achievement of a three year (fiscal 2021-2023) cumulative operating income target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2021-2023) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50 to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance metrics are achieved, the award expires. Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantClass A Common Stock	1,728.68	$0.00	$0.00	Disclosure SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · nonDerivative · entry 3 Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,839.066 F5 · kind: Award of restricted stock units ("RSUs") which vest in equal annual increments on each of the first and second anniversary dates of the grant and become fully vested after two years. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. F6 · balance_after: Includes 5,833.633 shares of Class A Common Stock which vest on August 7, 2023 if the performance goal described in the applicable SIA is achieved; 1,728.68 RSUs which vest in equal annual installments on each of the first and second anniversary dates of the grant and become fully vested on November 20, 2022 and 6,276.753 shares of Class A Common Stock which vest on November 20, 2023. Read SEC document
November 20, 2020 Filed Nov 24, 2020 21:24 UTC	TYSON FOODS, INC. TSN · Entity 3273	GrantClass A Common Stock	6,276.753	$0.00	$0.00	Disclosure SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · nonDerivative · entry 2 Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,110.386 F3 · kind: Restricted Stock award of Class A Common Stock which vests on November 20, 2023. F4 · balance_after: Includes 5,833.633 shares of Class A Common Stock which vest on August 7, 2023 if the performance goal described in the applicable SIA is achieved and 6,276.753 shares of Class A Common Stock which vest on November 20, 2023. Read SEC document
November 20, 2020 Filed Dec 21, 2020 14:31 UTC Amendment	TYSON FOODS, INC. TSN · Entity 3273	GrantNon-Qualified Stock Options (Right to Buy) · Derivative	34,071	$0.00 Strike: $60.74	$0.00	Disclosure SEC source: 0000100493-20-000194 · wf-form4a_160856109636718.xml · derivative · entry 1 Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,071 Underlying: Class A Common Stock · 34,071 shares Expires 2030-11-20 F1 · kind: This Form 4 amendment is being filed simply to correct the number of Non-Qualified Stock Options reported on the reporting person's Form 4 filed November 24, 2020. F2 · kind: These options vest in equal annual increments on each of the first, second and third anniversary dates of the grant and become fully vested after three years. Read SEC document
September 16, 2020 Filed Nov 24, 2020 21:24 UTC	TYSON FOODS, INC. TSN · Entity 3273	OtherClass A Common Stock	37.455	$0.00	$0.00	Disclosure SEC source: 0000100493-20-000164 · wf-form4_160625305428915.xml · nonDerivative · entry 1 Soderstrom Johanna · CIK 0001628361 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,833.633 F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11. F2 · balance_after: Includes 5,833.633 shares of Class A Common Stock which vest on August 7, 2023 if the performance goal described in the applicable Stock Incentive Agreement ("SIA") is achieved. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	31,680	Not disclosed Strike: $32.16	Not disclosed	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · derivative · entry 10 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 31,680 shares Expires 2023-02-15 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	15,200	Not disclosed Strike: $46.71	Not disclosed	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · derivative · entry 9 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 15,200 shares Expires 2024-02-14 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	31,010	Not disclosed Strike: $49.44	Not disclosed	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · derivative · entry 8 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 31,010 shares Expires 2025-02-13 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F7 · derivative.exercise_date: Two-thirds of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $49.44 per share, with the remaining one-third of the option vesting on February 13, 2018. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	46,580	Not disclosed Strike: $46.01	Not disclosed	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · derivative · entry 7 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 46,580 shares Expires 2026-02-12 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F6 · derivative.exercise_date: One-third of this option was vested at the time of the Merger. The option was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont common stock for $46.01 per share, with the remaining two-thirds of the option vesting in two equal installments on February 12, 2018 and February 12, 2019. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	12,100	Not disclosed Strike: $38.38	Not disclosed	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · derivative · entry 6 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,100 shares Expires 2021-02-11 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	38,440	Not disclosed Strike: $61.19	Not disclosed	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · derivative · entry 5 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 38,440 shares Expires 2027-02-10 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F5 · derivative.exercise_date: This option, which would have vested in three equal installments beginning on February 10, 2018, was assumed by DowDuPont in the Merger and converted into an option to purchase an equal number of shares of DowDuPont Common Stock for $61.19 per share on the same vesting terms. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative	14,300	Not disclosed Strike: $34.00	Not disclosed	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · derivative · entry 4 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 14,300 shares Expires 2022-02-10 F4 · price: In accordance with the terms of the Merger Agreement, each stock option of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was automatically converted into an option to purchase shares of DowDuPont common stock equal to the total number of shares of Common Stock subject to such option immediately prior to the closing of the Merger and at a per-share exercise price equal to the per-share exercise price of the Issuer's option. F3 · derivative.exercise_date: This option was fully vested and exercisable at the time of the Merger. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerCommon	993.925	$0.00	$0.00	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · nonDerivative · entry 3 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan ESOP Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerCommon	36.9864	$0.00	$0.00	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · nonDerivative · entry 2 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. Read SEC document
August 31, 2017 Filed Sep 5, 2017 21:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Disposition to issuerCommon	67,599	$0.00	$0.00	Disclosure SEC source: 0001225208-17-014589 · doc4.xml · nonDerivative · entry 1 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. F2 · shares: Includes 6,070 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 13, 2018 as DowDuPont Common Stock, 9,240 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 12, 2019 as DowDuPont Common Stock and 7,560 deferred shares that, as a result of the Merger and pursuant to the Merger Agreement, were assumed by DowDuPont and will be delivered on or about February 10, 2020 as DowDuPont Common Stock, in each case, contingent upon continued employment. F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of December 11, 2015, as amended on March 31, 2017 (the "Merger Agreement"), by and among the Issuer, E. I. du Pont de Nemours and Company, DowDuPont Inc. (f/k/a Diamond-Orion HoldCo, Inc., "DowDuPont"), Diamond Merger Sub, Inc. and Orion Merger Sub, Inc, pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving as a wholly-owned subsidiary of DowDuPont. In the Merger, each share of Issuer Common Stock, par value $2.50 per share, was exchanged for one share of common stock, par value $0.01 per share, of DowDuPont ("DowDuPont Common Stock"). The closing price of a share of Common Stock on August 31, 2017 (the last trading day prior to the effectiveness of the Merger) was $66.65, and the closing price of a share of DowDuPont common stock on September 1, 2017 (the effective date of the Merger) was $67.18. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	2,090	$0.00 Strike: $39.75	$0.00	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · derivative · entry 18 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,090 shares Expires 2017-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in three equal annual installments beginning on November 11, 2008. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	3,610	$0.00 Strike: $38.62	$0.00	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · derivative · entry 17 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 3,610 shares Expires 2018-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 15, 2009. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	6,090	$0.00 Strike: $9.53	$0.00	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · derivative · entry 16 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,090 shares Expires 2019-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three equal annual installments beginning on February 13, 2010. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative	6,200	$0.00 Strike: $27.79	$0.00	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · derivative · entry 15 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 6,200 shares Expires 2020-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2011. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Tax withholdingCommon	2,759	$62.45	$172,299.55	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 12 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,599 Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Tax withholdingCommon	2,385	$62.45	$148,943.25	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 11 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,358 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Tax withholdingCommon	2,233	$62.45	$139,450.85	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 10 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,743 Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Tax withholdingCommon	1,590	$62.45	$99,295.50	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 9 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,976 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Tax withholdingCommon	1,331	$62.45	$83,120.95	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 8 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,566 Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Tax withholdingCommon	930	$62.45	$58,078.50	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 7 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,897 Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Tax withholdingCommon	637	$62.45	$39,780.65	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 6 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,827 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Tax withholdingCommon	352	$62.45	$21,982.40	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 5 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,464 F1 · kind: Shares withheld pursuant to tax withholding rights under award and option plans in a transaction exempt under Rule 16b-3. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Exercise / conversionCommon	2,090	$39.75	$83,067.05	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 4 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Exercise / conversionCommon	3,610	$38.62	$139,418.20	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 3 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Exercise / conversionCommon	6,090	$9.53	$58,037.70	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 2 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 17, 2017 Filed May 19, 2017 20:08 UTC	DOW CHEMICAL CO /DE/ DOW · Entity 97744	Exercise / conversionCommon	6,200	$27.79	$172,298.00	Disclosure SEC source: 0001225208-17-010119 · doc4.xml · nonDerivative · entry 1 Soderstrom Johanna · CIK 0001628361 · Corporate Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.