Smith Stacy J

SEC source: 0001127602-10-002205 · form4.xml · derivative · entry 2

Smith Stacy J · CIK 0001415529 · Sr VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,310

Underlying: Common Stock · 133,310 shares

Expires 2017-01-22

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001127602-09-009507 · form4.xml · derivative · entry 6

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,750

Underlying: Common Stock · 1,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0001127602-09-009507 · form4.xml · nonDerivative · entry 4

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,734

F2 · shares: Shares withheld for payment of tax liability.

SEC source: 0001127602-09-009507 · form4.xml · nonDerivative · entry 3

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on the vesting of restricted stock units.

SEC source: 0001127602-09-009507 · form4.xml · derivative · entry 5

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 5,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0001127602-09-009507 · form4.xml · nonDerivative · entry 2

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,610

F2 · shares: Shares withheld for payment of tax liability.

SEC source: 0001127602-09-009507 · form4.xml · nonDerivative · entry 1

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on the vesting of restricted stock units.

SEC source: 0001127602-09-009404 · form4.xml · derivative · entry 5

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,125

Underlying: Common Stock · 8,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F7 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F7 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0001127602-09-009404 · form4.xml · nonDerivative · entry 2

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,916

F2 · shares: Shares withheld for payment of tax liability.

SEC source: 0001127602-09-009404 · form4.xml · nonDerivative · entry 1

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,911

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on the vesting of restricted stock units.

SEC source: 0001127602-09-009404 · form4.xml · derivative · entry 4

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,940

Underlying: Common Stock · 122,940 shares

Expires 2016-04-16

F5 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001127602-09-009404 · form4.xml · derivative · entry 3

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,210

Underlying: Common Stock · 115,210 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.

F3 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.

SEC source: 0001127602-09-010202 · form4a.xml · derivative · entry 1

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,350

Underlying: Common Stock · 104,350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.

F2 · shares: The number of Performance-based Restricted Stock Units has been reduced from the number originally reported on the Form 4 filed April 20, 2009, following completion of a definitive valuation of the award subsequent to that date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.

F1 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.

SEC source: 0001127602-09-001690 · form4.xml · derivative · entry 3

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the 5th anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the 5th anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F1 · balance_after: Column 9 reports the number of shares underlying the option or RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all options or RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held options covering an aggregate of 811,690 shares and RSUs of 73,750 shares of Intel common stock.

SEC source: 0001127602-09-001690 · form4.xml · derivative · entry 2

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2019-01-23

F1 · balance_after: Column 9 reports the number of shares underlying the option or RSU that is the subject of the transaction reported on this Form 4. Previously, the Reporting Person's Forms 4 reported the aggregate number of shares subject to all options or RSUs held. As of the date of this Report and after taking into account the transaction(s) reported on this Form 4, the Reporting Person held options covering an aggregate of 811,690 shares and RSUs of 73,750 shares of Intel common stock.

SEC source: 0000050863-08-000172 · edgar.xml · derivative · entry 4

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: COM.STK · 1,750 shares

Expires 2008-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F5 · balance_after: Mr. Smith also holds 766,690 options with the right to buy Intel Corporation common stock.

SEC source: 0000050863-08-000172 · edgar.xml · derivative · entry 3

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,750

Underlying: COM.STK · 5,750 shares

Expires 2008-04-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0000050863-08-000172 · edgar.xml · nonDerivative · entry 2

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,413

F2 · security: Shares withheld for payment of tax liability.

SEC source: 0000050863-08-000172 · edgar.xml · nonDerivative · entry 1

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Shares acquired on the vesting of restricted stock units.

SEC source: 0000050863-08-000154 · edgar.xml · derivative · entry 9

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,500

Underlying: COM.STK · 8,375 shares

Expires 2012-04-17

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0000050863-08-000154 · edgar.xml · derivative · entry 8

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,125

Underlying: COM.STK · 8,375 shares

Expires 2011-04-17

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0000050863-08-000154 · edgar.xml · derivative · entry 7

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,750

Underlying: COM.STK · 8,375 shares

Expires 2010-04-17

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0000050863-08-000154 · edgar.xml · derivative · entry 6

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,375

Underlying: COM.STK · 8,375 shares

Expires 2009-04-17

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 25% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0000050863-08-000154 · edgar.xml · derivative · entry 5

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,690

Underlying: COM.STK · 58,750 shares

Expires 2015-04-17

SEC source: 0000050863-08-000154 · edgar.xml · derivative · entry 4

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,940

Underlying: COM.STK · 58,750 shares

Expires 2015-04-17

SEC source: 0000050863-08-000154 · edgar.xml · derivative · entry 3

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 649,190

Underlying: COM.STK · 58,750 shares

Expires 2015-04-17

SEC source: 0000050863-08-000154 · edgar.xml · derivative · entry 2

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,440

Underlying: COM.STK · 58,750 shares

Expires 2015-04-17

SEC source: 0000050863-08-000057 · edgar.xml · derivative · entry 3

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,000

Underlying: COM.STK · 6,500 shares

Expires 2013-01-17

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the 5th anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 100% of the award vests and converts into common stock on the 5th anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply.

SEC source: 0000050863-08-000057 · edgar.xml · derivative · entry 2

Smith Stacy J · CIK 0001415529 · VP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,690

Underlying: COM.STK · 45,000 shares

Expires 2018-01-17

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 15

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,690

Underlying: COM.STK · 5,200 shares

Expires 2013-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Mr. Smith holds 36,500 restricted stock units.

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 14

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491,890

Underlying: COM.STK · 5,200 shares

Expires 2013-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 13

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,090

Underlying: COM.STK · 5,200 shares

Expires 2013-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 12

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,290

Underlying: COM.STK · 5,200 shares

Expires 2013-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 11

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,490

Underlying: COM.STK · 6,061 shares

Expires 2012-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 10

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 513,551

Underlying: COM.STK · 6,058 shares

Expires 2012-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 9

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,609

Underlying: COM.STK · 6,058 shares

Expires 2012-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 8

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,667

Underlying: COM.STK · 6,058 shares

Expires 2012-11-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · derivative · entry 7

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,725

Underlying: COM.STK · 10,400 shares

Expires 2008-04-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · nonDerivative · entry 6

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,245

SEC source: 0000050863-07-000367 · edgar.xml · nonDerivative · entry 5

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · nonDerivative · entry 4

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,245

SEC source: 0000050863-07-000367 · edgar.xml · nonDerivative · entry 3

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,480

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000050863-07-000367 · edgar.xml · nonDerivative · entry 2

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,245

SEC source: 0000050863-07-000367 · edgar.xml · nonDerivative · entry 1

Smith Stacy J · CIK 0001415529 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.