Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | Director | May 10, 2021 | May 12, 2021 |
| SPIRE INCSR · Entity 3925 | Director · Executive Vice President | November 23, 2023 | November 28, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date May 10, 2021 · Filed May 12, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 33,958 |
Reported balance
After 2021-05-10 transaction · row 1
1 source rowRow 1 · 2021-05-10 · Grant · Acquired 3,655 · Balance 33,958 |
SPIRE INC
Report date November 23, 2023 · Filed November 28, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 100,353 |
Reported balance
After 2023-11-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-11-23 · Grant · Acquired 5,741 · Balance 100,353 F2: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2024 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. F3: Ms. Sitherwood's total phantom shares has been corrected to include the additional shares that were inadvertently left out of her total on last year's Form 4 due to a typographical error in Column 5. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 106,094 |
Reported balance
After 2023-11-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-23 · Grant · Acquired 5,741 · Balance 106,094 F4: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 111,835 |
Reported balance
After 2023-11-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-11-23 · Grant · Acquired 5,741 · Balance 111,835 F5: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 117,576 |
Reported balance
After 2023-11-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-11-23 · Grant · Acquired 5,741 · Balance 117,576 F6: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 123,317 |
Reported balance
After 2023-11-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2023-11-23 · Grant · Acquired 5,741 · Balance 123,317 F7: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 122,387 |
Reported balance
After 2023-11-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2023-11-23 · Tax withholding · Disposed 930 · Balance 122,387 F8: Represents the number of shares of phantom stock withheld for the payment of taxes. |
| Common StockSEC Table I · non-derivative | IndirectIrrevocable Trust | 119,741 |
Reported balance
Holding disclosure · report date 2023-11-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 119,741 F1: Mr. Carl Bouckhaert (Ms. Sitherwood's partner) and Mr. Marc Dearth (no relation to Ms. Sitherwood) are co-trustees of this irrevocable trust. The beneficiaries of the trust are Mr. Bouckhaert and Ms. Sitherwood's heirs. Ms. Sitherwood has limited dispositive power over the shares and no voting power over the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Carl Bouckhaert (Ms. Sitherwood's partner) and Mr. Marc Dearth (no relation to Ms. Sitherwood) are co-trustees of this irrevocable trust. The beneficiaries of the trust are Mr. Bouckhaert and Ms. Sitherwood's heirs. Ms. Sitherwood has limited dispositive power over the shares and no voting power over the shares.
F2: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2024 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F3: Ms. Sitherwood's total phantom shares has been corrected to include the additional shares that were inadvertently left out of her total on last year's Form 4 due to a typographical error in Column 5.
F4: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2025 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F5: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2026 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F6: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F7: Represents phantom stock vesting to the reporting person pursuant to her election to defer into her deferred income plan account 5,741 shares of performance contingent stock awarded to her. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to the reporting person in January 2028 and can be transferred to other investments within the reporting person's deferred income plan account at any time at least six months after this vesting.
F8: Represents the number of shares of phantom stock withheld for the payment of taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2017 Filed Dec 4, 2017 21:16 UTC | SPIRE INC SR · Entity 3925 | Tax withholdingCommon Stock | 484 | $81.75 | $39,567.00 |
DisclosureSEC source: 0001562180-17-003733 · primarydocument.xml · nonDerivative · entry 3 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,787 F3 · shares: Represents the number of shares withheld for the payment of taxes incident to the vesting of 2,963 shares of strategic time-vested restricted stock. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:16 UTC | SPIRE INC SR · Entity 3925 | Tax withholdingCommon Stock | 1,029 | $81.75 | $84,120.75 |
DisclosureSEC source: 0001562180-17-003733 · primarydocument.xml · nonDerivative · entry 2 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,271 F2 · shares: Represents the number of shares withheld for the payment of taxes incident to the vesting of 6,296 shares of time-vested restricted stock. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:16 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 13,746 | $81.75 | $1,123,735.50 |
DisclosureSEC source: 0001562180-17-003733 · primarydocument.xml · nonDerivative · entry 1 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,300 F1 · shares: Represents performance contingent restricted units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock. Read SEC document |
| November 15, 2017 Filed Nov 16, 2017 14:13 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 5,980 | $78.20 | $467,636.00 |
DisclosureSEC source: 0001562180-17-003578 · primarydocument.xml · nonDerivative · entry 1 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,554 F1 · shares: Represents award of time-vested restricted stock that vests on 11/15/2020. Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 14:07 UTC | SPIRE INC SR · Entity 3925 | GiftCommon Stock | 30 | $74.85 | $2,245.50 |
DisclosureSEC source: 0001562180-17-002956 · primarydocument.xml · nonDerivative · entry 1 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,574 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 18:50 UTC | SPIRE INC SR · Entity 3925 | GiftCommon Stock | 7 | $77.40 | $541.80 |
DisclosureSEC source: 0001562180-17-002791 · primarydocument.xml · nonDerivative · entry 1 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,604 Read SEC document |
| May 12, 2017 Filed May 16, 2017 16:40 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock | 3,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000048 · edgar.xml · nonDerivative · entry 1 Sitherwood Suzanne · CIK 0001526310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,853 Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:39 UTC | SPIRE INC SR · Entity 3925 | Tax withholdingCommon Stock | 987 | $63.55 | $62,723.85 |
DisclosureSEC source: 0001127602-16-069097 · form4.xml · nonDerivative · entry 3 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,611 F3 · shares: Represents the number of shares withheld for the payment of taxes incident to the vest of 5,875 shares of time-vested restricted stock. Read SEC document |
| December 02, 2016 Filed Dec 5, 2016 19:39 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 16,940 | $63.55 | $1,076,537.00 |
DisclosureSEC source: 0001127602-16-069097 · form4.xml · nonDerivative · entry 2 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,598 F2 · shares: Represents restricted stock performance units that vested and settled in stock based on performance metrics not tied to the market price of the Company's stock. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 19:39 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 6,570 | $62.76 | $412,333.20 |
DisclosureSEC source: 0001127602-16-069097 · form4.xml · nonDerivative · entry 1 Sitherwood Suzanne · CIK 0001526310 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,658 F1 · shares: Represents award of time-vested restricted stock that vests on 12/1/2019. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:11 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-16-000104 · edgar.xml · nonDerivative · entry 1 Sitherwood Suzanne · CIK 0001526310 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.