Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrightView Holdings, Inc.BV · Entity 4938 | President, Seasonal | November 22, 2023 | November 27, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrightView Holdings, Inc.
Report date November 22, 2023 · Filed November 27, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,879 |
Last balance in matching sequence
After 2023-11-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2023-11-22 · Exercise / conversion · Acquired 1,254 · Balance 77,273 F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Row 2 · 2023-11-22 · Tax withholding · Disposed 394 · Balance 76,879 F3: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2023. F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-11-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-11-22 · Exercise / conversion · Disposed 1,254 · Balance 0 F4: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). F5: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3: Represents the number of shares of common stock withheld to pay the related tax liability on restricted stock units that vested on November 22, 2023.
F4: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F5: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2020 Filed Nov 23, 2020 18:05 UTC | BrightView Holdings, Inc. BV · Entity 4938 | Exercise / conversionCommon Stock | 1,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060060 · doc4.xml · nonDerivative · entry 2 Gollotto Jamie C. · CIK 0001808736 · President, Seasonal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Read SEC document |
| November 22, 2020 Filed Nov 23, 2020 18:05 UTC | BrightView Holdings, Inc. BV · Entity 4938 | Exercise / conversionCommon Stock | 1,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060060 · doc4.xml · nonDerivative · entry 1 Gollotto Jamie C. · CIK 0001808736 · President, Seasonal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,874 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis. F2 · balance_after: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. F3 · balance_after: Reduced by (i) 9,128 unvested restricted stock units previously reported as common stock in Table I of the Reporting Person's Form 3 filed with the U.S. Securities and Exchange Commission on April 8, 2020 (the "Form 3") and (ii) 588 shares of restricted stock that were withheld to cover taxes upon vesting that were inadvertently included as common stock in Table I of the Form 3. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:05 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantRestricted Stock Units · Derivative | 14,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-060060 · doc4.xml · derivative · entry 6 Gollotto Jamie C. · CIK 0001808736 · President, Seasonal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,967 Underlying: Common Stock · 14,967 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof). F7 · derivative.exercise_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021. F7 · derivative.expiration_date: Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021. Read SEC document |
| November 19, 2020 Filed Nov 23, 2020 18:05 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantStock Options (Right to Buy) · Derivative | 29,233 | $0.00 Strike: $13.78 | $0.00 |
DisclosureSEC source: 0001209191-20-060060 · doc4.xml · derivative · entry 5 Gollotto Jamie C. · CIK 0001808736 · President, Seasonal 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,233 Underlying: Common Stock · 29,233 shares Expires 2030-11-19 F5 · derivative.exercise_date: Represents a grant of time-based options that vest in four equal annual installments beginning on November 19, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.