Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Director · President and CEO | April 08, 2026 | April 10, 2026 |
| Broadcom LtdAVGO · Entity 167990 | Director · President and CEO | March 15, 2018 | March 16, 2018 |
| Meta Platforms, Inc.META · Entity 2790 | Director | May 15, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date April 08, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 110,836 |
Reported balance
After 2026-04-08 transaction · row 1
1 source rowRow 1 · 2026-04-08 · Gift · Disposed 22,000 · Balance 110,836 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Trust | 775,638 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 775,638 |
Broadcom Ltd
Report date March 15, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 109,834 |
Last balance in matching sequence
After 2018-03-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-03-15 · Exercise / conversion · Acquired 20,000 · Balance 129,834 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Includes 4,507 Restricted Share Units. Row 2 · 2018-03-15 · Sale · Disposed 17,400 · Balance 112,434 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 4,507 Restricted Share Units. Row 3 · 2018-03-15 · Sale · Disposed 2,600 · Balance 109,834 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 4,507 Restricted Share Units. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.99 · Expires 2020-09-12 | Direct | 1,477,916 |
Reported balance
After 2018-03-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-15 · Exercise / conversion · Disposed 20,000 · Balance 1,477,916 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 4,507 Restricted Share Units.
F3: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.
Meta Platforms, Inc.
Report date May 15, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,162 |
Ending reported balance
After 2026-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-15 · Exercise / conversion · Acquired 167 · Balance 2,562 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Row 2 · 2026-05-15 · Exercise / conversion · Acquired 600 · Balance 3,162 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 1,171 |
Reported balance
After 2026-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-15 · Exercise / conversion · Disposed 167 · Balance 1,171 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-15 · Exercise / conversion · Disposed 600 · Balance 0 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F4: The RSUs vested as to 100% of the total RSUs on May 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
F3: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date.
F4: The RSUs vested as to 100% of the total RSUs on May 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2024 Filed Oct 3, 2024 21:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 10,000 | $167.14 | $1,671,410.00 |
DisclosureSEC source: 0001730168-24-000109 · wk-form4_1727989752.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,171,910 F1 · price: Transaction executed in multiple trades at prices ranging from $167.12 to $167.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| September 24, 2024 Filed Sep 26, 2024 21:06 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 150,000 | $172.94 | $25,941,000.00 |
DisclosureSEC source: 0001730168-24-000105 · wk-form4_1727384760.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,181,910 F1 · shares: The reporting person contributed shares into an exchange fund. Read SEC document |
| September 17, 2024 Filed Sep 19, 2024 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 50,000 | $163.37 | $8,168,550.00 |
DisclosureSEC source: 0001730168-24-000101 · wk-form4_1726780576.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 1,331,910 F1 · price: Transaction executed in multiple trades at prices ranging from $163.29 to $163.59 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 22:30 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-012407 · dp216703_4-tan.xml · derivative · entry 2 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,341 Underlying: Class A Common Stock · 167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. Read SEC document |
| August 15, 2024 Filed Aug 19, 2024 22:30 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-012407 · dp216703_4-tan.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| July 11, 2024 Filed Jul 15, 2024 21:30 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,502 | $1,705.95 | $12,798,036.90 |
DisclosureSEC source: 0001730168-24-000092 · wk-form4_1721079004.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 138,191 F1 · shares: The reporting person contributed shares into two exchange funds. Read SEC document |
| July 05, 2024 Filed Jul 9, 2024 21:46 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000090 · wk-form4_1720561595.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,753 F1 · balance_after: Excludes shares now held by trust. Read SEC document |
| June 21, 2024 Filed Jun 25, 2024 21:30 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 3,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000088 · wk-form4_1719351039.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 139,693 Read SEC document |
| June 17, 2024 Filed Jun 20, 2024 22:34 UTC | Meta Platforms, Inc. META · Entity 2790 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 802 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-008592 · dp213033_4-tan.xml · derivative · entry 1 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 802 Underlying: Class A Common Stock · 802 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 100% of the total RSUs on May 15, 2025; provided, however, in the event that (i) the Issuer's 2025 Annual Meeting of Shareholders is held prior to May 15, 2025; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2025 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2025 Annual Meeting of Shareholders. F2 · derivative.expiration_date: The RSUs vest as to 100% of the total RSUs on May 15, 2025; provided, however, in the event that (i) the Issuer's 2025 Annual Meeting of Shareholders is held prior to May 15, 2025; and (ii) the reporting person does not stand for re-election at, or is not re-elected at, the 2025 Annual Meeting of Shareholders (but the reporting person continues to serve on the Board until the date of such meeting), then 100% of the total RSUs shall vest on the date of the 2025 Annual Meeting of Shareholders. Read SEC document |
| May 15, 2024 Filed May 18, 2024 00:16 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-006852 · dp211237_4-tan.xml · derivative · entry 4 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vested as to 100% of the total RSUs on May 15, 2024. F4 · derivative.expiration_date: The RSUs vested as to 100% of the total RSUs on May 15, 2024. Read SEC document |
| May 15, 2024 Filed May 18, 2024 00:16 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) (Class A) · Derivative | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-006852 · dp211237_4-tan.xml · derivative · entry 3 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,508 Underlying: Class A Common Stock · 167 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. Read SEC document |
| May 15, 2024 Filed May 18, 2024 00:16 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-006852 · dp211237_4-tan.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| May 15, 2024 Filed May 18, 2024 00:16 UTC | Meta Platforms, Inc. META · Entity 2790 | Exercise / conversionClass A Common Stock | 167 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-006852 · dp211237_4-tan.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 21:45 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $1,312.25 | $2,624,500.00 |
DisclosureSEC source: 0001730168-24-000041 · wk-form4_1712267119.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,096 Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 22:48 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 7,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000039 · wk-form4_1712011688.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,096 Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:09 UTC | Meta Platforms, Inc. META · Entity 2790 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-002477 · dp206931_4-tan.xml · derivative · entry 2 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,675 Underlying: Class A Common Stock · 2,675 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. F3 · derivative.expiration_date: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. Read SEC document |
| February 15, 2024 Filed Feb 21, 2024 01:09 UTC | Meta Platforms, Inc. META · Entity 2790 | GrantRestricted Stock Units (RSU) (Class A) · Derivative | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-24-002477 · dp206931_4-tan.xml · derivative · entry 1 TAN HOCK E · CIK 0001211588 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256 Underlying: Class A Common Stock · 256 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 100% of the total RSUs on May 15, 2024, subject to continued service through such date. F2 · derivative.expiration_date: The RSUs vest as to 100% of the total RSUs on May 15, 2024, subject to continued service through such date. Read SEC document |
| January 04, 2024 Filed Jan 8, 2024 22:02 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000002 · wk-form4_1704751320.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,796 Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 523 | $1,127.21 | $589,528.74 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 12 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 209,796 F12 · price: Transaction executed in multiple trades at prices ranging from $1,127.13 to $1,127.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 3,931 | $1,126.75 | $4,429,258.18 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 11 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 210,319 F11 · price: Transaction executed in multiple trades at prices ranging from $1,126.12 to $1,127.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,071 | $1,125.65 | $2,331,212.87 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 10 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,250 F10 · price: Transaction executed in multiple trades at prices ranging from $1,125.09 to $1,126.03 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,852 | $1,124.42 | $2,082,429.54 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 9 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,321 F9 · price: Transaction executed in multiple trades at prices ranging from $1,124.08 to $1,124.93 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 800 | $1,123.27 | $898,619.20 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,173 F8 · price: Transaction executed in multiple trades at prices ranging from $1,123.00 to $1,123.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,200 | $1,122.20 | $1,346,638.80 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,973 F7 · price: Transaction executed in multiple trades at prices ranging from $1,121.82 to $1,122.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,797 | $1,121.12 | $3,135,767.05 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,173 F6 · price: Transaction executed in multiple trades at prices ranging from $1,120.74 to $1,121.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,124 | $1,120.14 | $2,379,170.99 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,970 F5 · price: Transaction executed in multiple trades at prices ranging from $1,119.71 to $1,120.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,155 | $1,118.88 | $2,411,195.02 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,094 F4 · price: Transaction executed in multiple trades at prices ranging from $1,118.46 to $1,119.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,300 | $1,118.10 | $1,453,528.70 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,249 F3 · price: Transaction executed in multiple trades at prices ranging from $1,117.42 to $1,118.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 400 | $1,116.63 | $446,652.40 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,549 F2 · price: Transaction executed in multiple trades at prices ranging from $1,116.23 to $1,117.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 21, 2023 Filed Dec 23, 2023 00:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 847 | $1,115.83 | $945,111.40 |
DisclosureSEC source: 0001730168-23-000112 · wk-form4_1703291994.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 228,949 F1 · price: Transaction executed in multiple trades at prices ranging from $1,115.22 to $1,116.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 22:53 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 20,000 | $1,089.69 | $21,793,800.00 |
DisclosureSEC source: 0001730168-23-000102 · wk-form4_1702939989.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 229,796 F1 · shares: The reporting person contributed shares to an exchange fund. Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:49 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 15,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000088 · wk-form4_1699397389.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,796 Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:49 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 84,561 | $882.68 | $74,640,303.48 |
DisclosureSEC source: 0001730168-23-000088 · wk-form4_1699397389.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,553 Read SEC document |
| November 03, 2023 Filed Nov 7, 2023 22:49 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 179,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000088 · wk-form4_1699397389.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,114 F1 · shares: Restricted stock units (RSUs) earned pursuant to performance stock units achieving certain performance criteria that are based on the Issuer's total stockholder return relative to the S&P 500 Index. Read SEC document |
| June 28, 2023 Filed Jun 29, 2023 23:05 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 5,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000070 · wk-form4_1688079891.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,714 F1 · kind: Charitable gift. Read SEC document |
| June 27, 2023 Filed Jun 29, 2023 23:05 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000070 · wk-form4_1688079891.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,514 F1 · kind: Charitable gift. Read SEC document |
| March 16, 2023 Filed Mar 20, 2023 21:53 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 30,000 | $626.04 | $18,781,200.00 |
DisclosureSEC source: 0001730168-23-000029 · wf-form4_167934922138697.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,514 F2 · shares: The reporting person contributed shares to an exchange fund. Read SEC document |
| December 21, 2022 Filed Mar 20, 2023 21:53 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000029 · wf-form4_167934922138697.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,514 F1 · kind: Charitable gift. Read SEC document |
| November 14, 2022 Filed Nov 15, 2022 22:28 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 9,100 | $518.09 | $4,714,619.00 |
DisclosureSEC source: 0001730168-22-000107 · wf-form4_166855126107882.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,514 F2 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2021 Award. Read SEC document |
| November 11, 2022 Filed Nov 15, 2022 22:28 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 18,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000107 · wf-form4_166855126107882.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,614 F1 · shares: On November 11, 2022, the independent members of the Issuer's Board of Directors determined the achievement of all required performance goals and the number of shares of common stock earned and issuable pursuant to the terms of a strategic performance stock unit award granted on November 1, 2021 (the "2021 Award") under the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Read SEC document |
| October 31, 2022 Filed Nov 3, 2022 00:11 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantStock Price Performance Stock Unit · Derivative | 1,000,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · derivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock, $0.001 par value · 1,000,000 shares Expires not disclosed F2 · derivative.exercise_date: Stock price performance stock unit award (the "PSU") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan. Subject to the terms and conditions of the PSU agreement, the PSU vests on October 31, 2027. The number of shares that may be earned is based on achieving pre-set price hurdles (the "Price Contingency"). No portion of the PSU will be earned unless the consecutive 20-trading days closing price average of the Issuer's common stock meets or exceeds the Price Contingency during the period beginning after the third anniversary of the grant date and concluding on the fifth anniversary of the grant date. F3 · derivative.expiration_date: If the Price Contingency is not met on or prior to the fifth anniversary of the grant date or such earlier date as provided in the PSU agreement, all PSUs will immediately be forfeited. Read SEC document |
| March 25, 2022 Filed Nov 3, 2022 00:11 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 16,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,677 F1 · kind: Charitable gift. Read SEC document |
| March 23, 2022 Filed Nov 3, 2022 00:11 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,677 F1 · kind: Charitable gift. Read SEC document |
| January 04, 2022 Filed Nov 3, 2022 00:11 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 48,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000105 · wf-form4_166743426279865.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,677 F1 · kind: Charitable gift. Read SEC document |
| October 07, 2021 Filed Nov 12, 2021 21:28 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000145 · wf-form5_163675249004206.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,677 F1 · kind: Charitable gift. Read SEC document |
| June 24, 2021 Filed Nov 12, 2021 21:28 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000145 · wf-form5_163675249004206.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,677 F1 · kind: Charitable gift. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:11 UTC | Broadcom Inc. AVGO · Entity 2789 | Tax withholdingCommon Stock, $0.001 par value | 180,151 | $471.17 | $84,881,746.67 |
DisclosureSEC source: 0001730168-21-000118 · wf-form4_162430986932124.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,677 F2 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2017 Award. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:11 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 363,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000118 · wf-form4_162430986932124.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,828 F1 · shares: On June 17, 2021, the independent members of the Issuer's Board of Directors determined the achievement of certain performance criteria, based on the Issuer's total stockholder return ("TSR") performance as compared to the S&P 500 Index and the Issuer's absolute TSR, over a four year performance period ending on June 14, 2021, and the number of shares of common stock earned and issuable pursuant to the terms of a performance stock unit award granted on June 15, 2017 (the "2017 Award") under the Avago Technologies Limited 2009 Equity Incentive Award Plan. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:03 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 78,125 | $0.00 Strike: $52.65 | $0.00 |
DisclosureSEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · derivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 78,125 shares Expires 2021-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met. Read SEC document |
| December 22, 2020 Filed Dec 28, 2020 22:03 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 100 | $433.45 | $43,345.00 |
DisclosureSEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · nonDerivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,832 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.