Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Director · President and CEO | April 08, 2026 | April 10, 2026 |
| Broadcom LtdAVGO · Entity 167990 | Director · President and CEO | March 15, 2018 | March 16, 2018 |
| Meta Platforms, Inc.META · Entity 2790 | Director | May 15, 2026 | May 20, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date April 08, 2026 · Filed April 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 110,836 |
Reported balance
After 2026-04-08 transaction · row 1
1 source rowRow 1 · 2026-04-08 · Gift · Disposed 22,000 · Balance 110,836 |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectBy Trust | 775,638 |
Reported balance
Holding disclosure · report date 2026-04-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 775,638 |
Broadcom Ltd
Report date March 15, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 109,834 |
Last balance in matching sequence
After 2018-03-15 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2018-03-15 · Exercise / conversion · Acquired 20,000 · Balance 129,834 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: Includes 4,507 Restricted Share Units. Row 2 · 2018-03-15 · Sale · Disposed 17,400 · Balance 112,434 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 4,507 Restricted Share Units. Row 3 · 2018-03-15 · Sale · Disposed 2,600 · Balance 109,834 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2: Includes 4,507 Restricted Share Units. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.99 · Expires 2020-09-12 | Direct | 1,477,916 |
Reported balance
After 2018-03-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-15 · Exercise / conversion · Disposed 20,000 · Balance 1,477,916 F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met. |
Filing footnotes · ownership attribution and instrument terms
F1: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes 4,507 Restricted Share Units.
F3: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.
Meta Platforms, Inc.
Report date May 15, 2026 · Filed May 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 3,162 |
Ending reported balance
After 2026-05-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-15 · Exercise / conversion · Acquired 167 · Balance 2,562 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. Row 2 · 2026-05-15 · Exercise / conversion · Acquired 600 · Balance 3,162 F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 1,171 |
Reported balance
After 2026-05-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-15 · Exercise / conversion · Disposed 167 · Balance 1,171 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F3: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date. |
| Restricted Stock Units (RSU) (Class A)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-15 · Exercise / conversion · Disposed 600 · Balance 0 F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement. F4: The RSUs vested as to 100% of the total RSUs on May 15, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares that were acquired in connection with the settlement of the Restricted Stock Units ("RSUs") listed in Table II.
F2: Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement.
F3: The RSUs vest quarterly as to 1/16th of the total RSUs, beginning on May 15, 2024, subject to continued service through each vesting date.
F4: The RSUs vested as to 100% of the total RSUs on May 15, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2018 Filed Apr 18, 2018 21:40 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 7,050 | $247.08 | $1,741,921.05 |
DisclosureSEC source: 0001730168-18-000004 · wf-form4_152408761790918.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,784 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $246.55 to $247.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Stock Units. Read SEC document |
| April 16, 2018 Filed Apr 18, 2018 21:40 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001730168-18-000004 · wf-form4_152408761790918.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 4,507 Restricted Stock Units. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:47 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001649338-18-000045 · wf-form4_152123683168292.xml · derivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,477,916 Underlying: Ordinary Shares, no par value · 20,000 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · derivative.exercise_date: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:47 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,600 | $264.91 | $688,763.40 |
DisclosureSEC source: 0001649338-18-000045 · wf-form4_152123683168292.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,834 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $264.66 to $265.20 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:47 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 17,400 | $264.02 | $4,593,861.00 |
DisclosureSEC source: 0001649338-18-000045 · wf-form4_152123683168292.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,434 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $263.65 to $264.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 21:47 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001649338-18-000045 · wf-form4_152123683168292.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:20 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001649338-18-000006 · wf-form4_151916520711383.xml · derivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,497,916 Underlying: Ordinary Shares, no par value · 20,000 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · derivative.exercise_date: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:20 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,600 | $249.13 | $1,395,122.40 |
DisclosureSEC source: 0001649338-18-000006 · wf-form4_151916520711383.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,834 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $248.90 to $249.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:20 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 6,500 | $248.57 | $1,615,672.50 |
DisclosureSEC source: 0001649338-18-000006 · wf-form4_151916520711383.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,434 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $247.90 to $248.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:20 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 1,442 | $247.29 | $356,584.97 |
DisclosureSEC source: 0001649338-18-000006 · wf-form4_151916520711383.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,934 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $246.82 to $247.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:20 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 3,508 | $246.39 | $864,329.10 |
DisclosureSEC source: 0001649338-18-000006 · wf-form4_151916520711383.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,376 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $245.76 to $246.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:20 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,950 | $244.97 | $722,646.75 |
DisclosureSEC source: 0001649338-18-000006 · wf-form4_151916520711383.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,884 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $244.54 to $245.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 22:20 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001649338-18-000006 · wf-form4_151916520711383.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 00:31 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001649338-18-000002 · wf-form4_151632188897237.xml · derivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517,916 Underlying: Ordinary Shares, no par value · 20,000 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: Share price performance option (the "2006 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2006 Option is fully vested and the exercisability requirements for the 2006 Option have been met. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 00:31 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 4,027 | $266.56 | $1,073,433.09 |
DisclosureSEC source: 0001649338-18-000002 · wf-form4_151632188897237.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,834 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $266.39 to $266.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 00:31 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,300 | $265.84 | $1,408,973.20 |
DisclosureSEC source: 0001649338-18-000002 · wf-form4_151632188897237.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,861 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $265.37 to $266.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 00:31 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 4,643 | $264.98 | $1,230,283.57 |
DisclosureSEC source: 0001649338-18-000002 · wf-form4_151632188897237.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,161 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $264.37 to $265.345 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 00:31 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 6,030 | $263.92 | $1,591,431.57 |
DisclosureSEC source: 0001649338-18-000002 · wf-form4_151632188897237.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,804 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $263.37 to $264.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| January 16, 2018 Filed Jan 19, 2018 00:31 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 20,000 | $38.99 | $779,800.00 |
DisclosureSEC source: 0001649338-18-000002 · wf-form4_151632188897237.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 00:41 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 789 | $264.38 | $208,593.45 |
DisclosureSEC source: 0001649338-17-000147 · wf-form4_151373050320459.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,834 F6 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:41 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $38.99 | $0.00 |
DisclosureSEC source: 0001649338-17-000147 · wf-form4_151373050320459.xml · derivative · entry 8 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,537,916 Underlying: Ordinary Shares, no par value · 10,000 shares Expires 2020-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · derivative.exercise_date: Share price performance option (the "2006 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). The 2006 Option is fully vested and the exercisability requirements for the 2006 Option have been met. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:41 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $32.39 | $0.00 |
DisclosureSEC source: 0001649338-17-000147 · wf-form4_151373050320459.xml · derivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares, no par value · 10,000 shares Expires 2018-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:41 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 800 | $261.02 | $208,815.20 |
DisclosureSEC source: 0001649338-17-000147 · wf-form4_151373050320459.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,623 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $260.52 to $261.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:41 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 13,280 | $259.86 | $3,450,900.96 |
DisclosureSEC source: 0001649338-17-000147 · wf-form4_151373050320459.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,423 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $259.46 to $260.42 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:41 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,920 | $259.09 | $1,533,789.12 |
DisclosureSEC source: 0001649338-17-000147 · wf-form4_151373050320459.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,703 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $258.46 to $259.43 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:41 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 10,000 | $38.99 | $389,900.00 |
DisclosureSEC source: 0001649338-17-000147 · wf-form4_151373050320459.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| December 15, 2017 Filed Dec 20, 2017 00:41 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 10,000 | $32.39 | $323,900.00 |
DisclosureSEC source: 0001649338-17-000147 · wf-form4_151373050320459.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 4,507 Restricted Share Units. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:50 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $32.39 | $0.00 |
DisclosureSEC source: 0001649338-17-000119 · wf-form4_151095898640037.xml · derivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Ordinary Shares, no par value · 20,000 shares Expires 2018-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:50 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 1,600 | $261.86 | $418,982.40 |
DisclosureSEC source: 0001649338-17-000119 · wf-form4_151095898640037.xml · nonDerivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,623 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $261.50 to $262.30 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:50 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 4,795 | $260.66 | $1,249,850.32 |
DisclosureSEC source: 0001649338-17-000119 · wf-form4_151095898640037.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,223 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $260.38 to $261.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:50 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 9,705 | $259.85 | $2,521,873.37 |
DisclosureSEC source: 0001649338-17-000119 · wf-form4_151095898640037.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,018 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $259.38 to $260.36 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:50 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 3,900 | $258.97 | $1,009,967.40 |
DisclosureSEC source: 0001649338-17-000119 · wf-form4_151095898640037.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,723 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $258.34 to $259.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:50 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 20,000 | $32.39 | $647,800.00 |
DisclosureSEC source: 0001649338-17-000119 · wf-form4_151095898640037.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:16 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $32.39 | $0.00 |
DisclosureSEC source: 0001649338-17-000117 · wf-form4_150828216559018.xml · derivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Ordinary Shares, no par value · 20,000 shares Expires 2018-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:16 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 2,600 | $249.06 | $647,550.80 |
DisclosureSEC source: 0001649338-17-000117 · wf-form4_150828216559018.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,623 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $248.91 to $249.15 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:16 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,700 | $248.41 | $1,415,948.40 |
DisclosureSEC source: 0001649338-17-000117 · wf-form4_150828216559018.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,223 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $247.87 to $248.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:16 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 11,700 | $247.27 | $2,893,047.30 |
DisclosureSEC source: 0001649338-17-000117 · wf-form4_150828216559018.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,923 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $246.85 to $247.75 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| October 16, 2017 Filed Oct 17, 2017 23:16 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 20,000 | $32.39 | $647,800.00 |
DisclosureSEC source: 0001649338-17-000117 · wf-form4_150828216559018.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:41 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $32.39 | $0.00 |
DisclosureSEC source: 0001649338-17-000113 · wf-form4_150585728369951.xml · derivative · entry 5 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Ordinary Shares, no par value · 20,000 shares Expires 2018-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:41 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 3,700 | $247.63 | $916,231.00 |
DisclosureSEC source: 0001649338-17-000113 · wf-form4_150585728369951.xml · nonDerivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,623 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $247.19 to $247.94 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:41 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 10,600 | $246.46 | $2,612,486.60 |
DisclosureSEC source: 0001649338-17-000113 · wf-form4_150585728369951.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,323 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $246.17 to $247.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:41 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,700 | $245.78 | $1,400,940.30 |
DisclosureSEC source: 0001649338-17-000113 · wf-form4_150585728369951.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,923 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: Transaction executed in multiple trades at prices ranging from $245.17 to $246.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:41 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 20,000 | $32.39 | $647,800.00 |
DisclosureSEC source: 0001649338-17-000113 · wf-form4_150585728369951.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:57 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $32.39 | $0.00 |
DisclosureSEC source: 0001649338-17-000052 · wf-form4_148970503684496.xml · derivative · entry 4 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Ordinary Shares, no par value · 65,000 shares Expires 2018-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:57 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 7,274 | $224.54 | $1,633,282.14 |
DisclosureSEC source: 0001649338-17-000052 · wf-form4_148970503684496.xml · nonDerivative · entry 3 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,623 F3 · price: Transaction executed in multiple trades at prices ranging from $224.24 to $224.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:57 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 57,726 | $223.74 | $12,915,384.34 |
DisclosureSEC source: 0001649338-17-000052 · wf-form4_148970503684496.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,897 F2 · price: Transaction executed in multiple trades at prices ranging from $223.24 to $224.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F1 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 22:57 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 65,000 | $32.39 | $2,105,350.00 |
DisclosureSEC source: 0001649338-17-000052 · wf-form4_148970503684496.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 6,010 Restricted Share Units. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:55 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 7,586 | $220.00 | $1,668,927.59 |
DisclosureSEC source: 0001649338-17-000035 · wf-form4_148910011518312.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,623 F1 · shares: Shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs. F2 · balance_after: Includes 6,010 RSUs. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:00 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $32.39 | $0.00 |
DisclosureSEC source: 0001649338-17-000024 · wf-form4_148902121619199.xml · derivative · entry 7 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Underlying: Ordinary Shares, no par value · 65,000 shares Expires 2018-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The option is fully vested and exercisable. Read SEC document |
| March 06, 2017 Filed Mar 9, 2017 01:00 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 200 | $218.52 | $43,704.00 |
DisclosureSEC source: 0001649338-17-000024 · wf-form4_148902121619199.xml · nonDerivative · entry 6 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,209 F6 · price: Transaction executed in multiple trades at prices ranging from $218.50 to $218.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 20,593 Restricted Share Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.