Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BrightView Holdings, Inc.BV · Entity 4938 | President, Landscape Dev. | November 30, 2023 | November 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BrightView Holdings, Inc.
Report date November 30, 2023 · Filed November 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 227,711 |
Reported balance
After 2023-11-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-11-30 · Purchase · Acquired 1,000 · Balance 227,711 F1: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. |
| Common StockSEC Table I · non-derivative | IndirectBy trust | 164,000 |
Reported balance
Holding disclosure · report date 2023-11-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 164,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2018 Filed Dec 13, 2018 16:30 UTC | BrightView Holdings, Inc. BV · Entity 4938 | PurchaseCommon Stock | 10,000 | $11.78 | $117,800.00 |
DisclosureSEC source: 0000899243-18-030874 · doc4.xml · nonDerivative · entry 1 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,174 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $11.75 to $11.783, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above. F2 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantStock Options (Right to Buy) · Derivative | 47,980 | $0.00 Strike: $13.49 | $0.00 |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 10 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,980 Underlying: Common Stock · 47,980 shares Expires 2028-11-28 F13 · derivative.exercise_date: Represents a grant of time-based options that vests in four equal annual installments beginning on November 28, 2019. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantStock Options (Right to Buy) · Derivative | 11,080 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 9 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,628 Underlying: Common Stock · 11,080 shares Expires 2028-06-27 F12 · kind: Represents options acquired upon settlement of performance-based stock option awards previously granted to the Reporting Person. F10 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable. F11 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantCommon Stock | 20,680 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · nonDerivative · entry 4 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,174 F5 · kind: Represents a grant of time-based restricted stock that vests in four equal annual installments beginning on November 28, 2019. F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantCommon Stock | 8,292 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · nonDerivative · entry 3 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,494 F4 · kind: Represents common stock of the Issuer acquired upon settlement of performance-based restricted stock unit awards previously granted to the Reporting Person. F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Read SEC document |
| June 27, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantStock Options (Right to Buy) · Derivative | 41,548 | Not disclosed Strike: $22.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 8 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,548 Underlying: Common Stock · 41,548 shares Expires 2028-06-27 F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F10 · derivative.exercise_date: Represents options that vested upon the achievement of certain performance criteria. These options are fully vested and exercisable. F11 · balance_after: Does not include unvested performance-based options which will be reported when earned upon achievement of certain performance criteria. Read SEC document |
| June 27, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantStock Options (Right to Buy) · Derivative | 16,298 | Not disclosed Strike: $22.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 7 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,298 Underlying: Common Stock · 16,298 shares Expires 2028-06-27 F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F9 · derivative.exercise_date: Represents time-based options of which 80% are vested. The remaining 20% will vest on September 30, 2019. Read SEC document |
| June 27, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantStock Options (Right to Buy) · Derivative | 52,948 | Not disclosed Strike: $22.00 | Not disclosed |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 6 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,948 Underlying: Common Stock · 52,948 shares Expires 2028-06-27 F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F8 · derivative.exercise_date: Represents time-based options of which 80% are vested. The remaining 20% will vest on September 30, 2019. Read SEC document |
| June 27, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantStock Options (Right to Buy) · Derivative | 42,764 | $0.00 Strike: $22.00 | $0.00 |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · derivative · entry 5 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,764 Underlying: Common Stock · 42,764 shares Expires 2028-06-27 F6 · kind: Represents a grant of time-based options made on June 27, 2018, which were included in the Reporting Person's Form 3 filed on June 28, 2018. F7 · derivative.exercise_date: Represents time-based options that vest in four equal annual installments beginning on the first anniversary of the Issuer's initial public offering. Read SEC document |
| June 27, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantCommon Stock | 164,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · nonDerivative · entry 2 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 164,000 F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. Read SEC document |
| June 27, 2018 Filed Nov 30, 2018 18:35 UTC | BrightView Holdings, Inc. BV · Entity 4938 | GrantCommon Stock | 87,202 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-18-029897 · doc4.xml · nonDerivative · entry 1 DONNELLY THOMAS C · CIK 0001360659 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,202 F1 · kind: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F2 · shares: Includes unvested shares of restricted stock. F1 · price: These securities were acquired in connection with the reclassification of interests of BrightView Parent L.P. prior to the Issuer's initial public offering (as more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-225277)) and were included in the Reporting Person's Form 3 filed on June 28, 2018. F3 · balance_after: Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.