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Tan Irving

Disclosed activity across 3 companies

Tapewire entity
1077
SEC CIK
0001729518

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CISCO SYSTEMS, INC.CSCO · Entity 2802EVP, Chief of OperationsNovember 20, 2020November 24, 2020
STANLEY BLACK & DECKER, INC.SWK · Entity 3378DirectorMarch 19, 2024March 21, 2024
WESTERN DIGITAL CORPWDC · Entity 1010Director · Chief Executive OfficerSeptember 17, 2026September 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CISCO SYSTEMS, INC.

Report date November 20, 2020 · Filed November 24, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect171,379 Reported balance After 2020-11-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-11-20 · Tax withholding · Disposed 4,272 · Balance 171,379

F1: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018.

F2: Includes 694 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.

Common StockSEC Table I · non-derivativeDirect167,538 Reported balance After 2020-11-24 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-11-24 · Sale · Disposed 3,841 · Balance 167,538

F3: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2019.

F4: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $41.98 to $42.64. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018.

F2: Includes 694 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.

F3: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2019.

F4: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $41.98 to $42.64. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

STANLEY BLACK & DECKER, INC.

Report date March 19, 2024 · Filed March 21, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect6,033.9433 Reported balance After 2024-03-19 transaction · row 1
1 source row

Row 1 · 2024-03-19 · Grant · Acquired 54.128 · Balance 6,033.9433

F1: Under the Stanley Black & Decker, Inc. 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors (the "RSU Deferral Plan"), each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the average of the high and low price per share on the New York Stock Exchange on the payment date applicable to such dividend. The number of shares reflects the credit of such dividend equivalents to the reporting person's account under the RSU Deferral Plan.

Deferred SharesSEC Table II · derivative / convertible securityDirect4,714.2272 Reported balance After 2024-03-19 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-03-19 · Grant · Acquired 38.6317 · Balance 4,714.2272

F2: Represents additional deferred shares acquired through the reinvestment of dividends paid on deferred shares credited to the reporting person's account under the Stanley Black & Decker, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Deferred Compensation Plan"). Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. The deferred shares credited to the reporting person's account under the Deferred Compensation Plan, including any additional deferred shares acquired through dividend reinvestment, will be settled in five approximately equal annual installments starting on the first business day of the calendar year immediately following the date on which the reporting person ceases to be a member of the Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Under the Stanley Black & Decker, Inc. 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors (the "RSU Deferral Plan"), each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the average of the high and low price per share on the New York Stock Exchange on the payment date applicable to such dividend. The number of shares reflects the credit of such dividend equivalents to the reporting person's account under the RSU Deferral Plan.

F2: Represents additional deferred shares acquired through the reinvestment of dividends paid on deferred shares credited to the reporting person's account under the Stanley Black & Decker, Inc. Deferred Compensation Plan for Non-Employee Directors (the "Deferred Compensation Plan"). Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. The deferred shares credited to the reporting person's account under the Deferred Compensation Plan, including any additional deferred shares acquired through dividend reinvestment, will be settled in five approximately equal annual installments starting on the first business day of the calendar year immediately following the date on which the reporting person ceases to be a member of the Board of Directors.

WESTERN DIGITAL CORP

Report date September 17, 2026 · Filed September 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect265,612.727 Ending reported balance After 2026-09-20 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-20 · Exercise / conversion · Acquired 56.762 · Balance 266,703.762

F1: The dividend equivalent rights were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalent rights relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent right.

Row 2 · 2026-09-20 · Tax withholding · Disposed 1,091.035 · Balance 265,612.727

F2: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect857.238 Reported balance After 2026-09-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-09-17 · Grant · Acquired 83.2995 · Balance 857.238

F3: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect800.4758 Reported balance After 2026-09-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-20 · Exercise / conversion · Disposed 56.7622 · Balance 800.4758

F1: The dividend equivalent rights were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalent rights relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent right.

Common StockSEC Table I · non-derivativeIndirectBy Trust via Inv Co112,500 Reported balance Holding disclosure · report date 2026-09-17 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 112,500

Common StockSEC Table I · non-derivativeIndirectby Personal Inv. Co.209,000 Reported balance Holding disclosure · report date 2026-09-17 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 209,000

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights were converted into, and paid in the form of, shares of the Issuer's common stock on a one-for-one basis in connection with the vesting of restricted stock units to which the dividend equivalent rights relate. A cash amount was also paid to the holder to settle a fractional dividend equivalent right.

F2: Payment of tax obligation by withholding securities incident to the vesting of securities in accordance with Rule 16b-3(e).

F3: The dividend equivalent rights accrued on previously awarded restricted stock units (RSUs) which vest proportionately with the RSUs to which they relate. Each dividend equivalent right represents a contingent right to receive one share of the Issuer's common stock or the cash value thereof.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 22, 2022 Filed Mar 24, 2022 20:52 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 6.1973 $147.01 $911.07
Disclosure

SEC source: 0001127602-22-010309 · form4.xml · derivative · entry 2

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,374.8408

Underlying: Common Stock · 6.1973 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F2 · derivative.exercise_date: Currently 100% vested.

F3 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day of the calendar year immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
March 22, 2022 Filed Mar 24, 2022 20:52 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 12.05 $147.01 $1,771.47
Disclosure

SEC source: 0001127602-22-010309 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254.5246

F1 · shares: Fair market value on date established in Plan with respect to payment of fee or dividend.

Read SEC document
March 15, 2022 Filed Mar 17, 2022 20:40 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 215.3836 $145.09 $31,250.01
Disclosure

SEC source: 0001127602-22-009735 · form4.xml · derivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,368.6435

Underlying: Common Stock · 215.3836 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F2 · derivative.exercise_date: Currently 100% vested.

F3 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day of the calendar year immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
December 22, 2021 Filed Dec 23, 2021 21:46 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 9.8112 $179.78 $1,763.81
Disclosure

SEC source: 0001127602-21-031866 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,242.4746

F1 · shares: Fair market value on date established in Plan with respect to payment of fee or dividend.

Read SEC document
December 21, 2021 Filed Dec 23, 2021 21:46 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 4.3278 $179.78 $778.03
Disclosure

SEC source: 0001127602-21-031866 · form4.xml · derivative · entry 2

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,153.2599

Underlying: Common Stock · 4.3278 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F2 · derivative.exercise_date: Currently 100% vested.

F3 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day of the calendar year immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
December 15, 2021 Filed Dec 17, 2021 22:01 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 164.0808 $190.46 $31,250.01
Disclosure

SEC source: 0001127602-21-031423 · form4.xml · derivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,148.9321

Underlying: Common Stock · 164.0808 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F2 · derivative.exercise_date: Currently 100% vested.

F3 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day of the calendar year immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
September 22, 2021 Filed Sep 23, 2021 21:46 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 9.6763 $181.49 $1,756.15
Disclosure

SEC source: 0001127602-21-025755 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,232.6634

F1 · shares: Dividend equivalent units will be settled in common shares at the time the underlying restricted stock units are settled. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.

F2 · shares: Currently 100% vested.

F3 · price: Fair market value on date established in Plan with respect to payment of fee or dividend.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 21:46 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 3.5349 $181.49 $641.55
Disclosure

SEC source: 0001127602-21-025755 · form4.xml · derivative · entry 2

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 984.8513

Underlying: Common Stock · 3.5349 shares

Expires not disclosed

F3 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F2 · derivative.exercise_date: Currently 100% vested.

F4 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day of the calendar year immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 20:39 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 169.2345 $184.66 $31,250.00
Disclosure

SEC source: 0001127602-21-025506 · form4.xml · derivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981.3164

Underlying: Common Stock · 169.2345 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F2 · derivative.exercise_date: Currently 100% vested.

F3 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day of the calendar year immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 22:10 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 2.316 $198.09 $458.77
Disclosure

SEC source: 0001127602-21-020634 · form4.xml · derivative · entry 2

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812.0819

Underlying: Common Stock · 2.316 shares

Expires not disclosed

F4 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F2 · derivative.exercise_date: Currently 100% vested.

F5 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day of the calendar year immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
June 22, 2021 Filed Jun 24, 2021 22:10 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 7.8278 $198.09 $1,550.61
Disclosure

SEC source: 0001127602-21-020634 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,222.9871

F1 · shares: Dividend equivalent units will be settled in common shares at the time the underlying restricted stock units are settled. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.

F2 · shares: Currently 100% vested.

F3 · price: Fair market value on date established in Plan with respect to payment of dividend equivalent units.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 21:57 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 154.3744 $202.43 $31,250.01
Disclosure

SEC source: 0001127602-21-020228 · form4.xml · derivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809.7659

Underlying: Common Stock · 154.3744 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F2 · derivative.exercise_date: Currently 100% vested.

F3 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
May 10, 2021 Filed May 10, 2021 21:03 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 766 $208.85 $159,977.19
Disclosure

SEC source: 0001127602-21-016090 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,215.1593

F1 · shares: Currently 100% vested. Represents number of shares to be delivered upon settlement of restricted stock units. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.

Read SEC document
March 24, 2021 Filed Mar 25, 2021 23:31 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 5.2054 $194.18 $1,010.76
Disclosure

SEC source: 0001127602-21-012041 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,449.1593

F1 · shares: Dividend equivalent units will be settled in common shares at the time the underlying restricted stock units are settled. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 23:31 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 1.7687 $194.18 $343.44
Disclosure

SEC source: 0001127602-21-012041 · form4.xml · derivative · entry 2

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655.3915

Underlying: Common Stock · 1.7687 shares

Expires not disclosed

F2 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend.

F3 · derivative.exercise_date: Currently 100% vested.

F4 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
March 15, 2021 Filed Mar 17, 2021 21:52 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 162.9896 $191.73 $31,250.00
Disclosure

SEC source: 0001127602-21-011145 · form4.xml · derivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653.6228

Underlying: Common Stock · 162.9896 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested.

F3 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:29 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 1.3896 $174.13 $241.98
Disclosure

SEC source: 0001127602-20-031861 · form4.xml · derivative · entry 3

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490.6332

Underlying: Common Stock · 1.3896 shares

Expires not disclosed

F2 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F3 · derivative.exercise_date: Currently 100% vested.

F4 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:29 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 143.5684 $174.13 $25,000.00
Disclosure

SEC source: 0001127602-20-031861 · form4.xml · derivative · entry 2

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489.2436

Underlying: Common Stock · 143.5684 shares

Expires not disclosed

F2 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F3 · derivative.exercise_date: Currently 100% vested.

F4 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day immediately following the date on which he or she ceases to be a Director of the Corporation.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 23:29 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock (Dividend Equivalent Units) 5.7814 $174.13 $1,006.72
Disclosure

SEC source: 0001127602-20-031861 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443.9539

F1 · shares: Dividend equivalent units will be settled in common shares at the time the underlying restricted stock units are settled. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.

Read SEC document
November 24, 2020 Filed Nov 24, 2020 23:45 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 3,841 $42.37 $162,761.99
Disclosure

SEC source: 0001209191-20-060332 · doc4.xml · nonDerivative · entry 2

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,538

F3 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2019.

F4 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $41.98 to $42.64. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
November 20, 2020 Filed Nov 24, 2020 23:45 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 4,272 $41.17 $175,878.24
Disclosure

SEC source: 0001209191-20-060332 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,379

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018.

F2 · balance_after: Includes 694 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.

Read SEC document
November 17, 2020 Filed Nov 20, 2020 00:36 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 47,887 $42.09 $2,015,678.76
Disclosure

SEC source: 0001209191-20-059540 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,651

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $41.62 to $42.33. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3 · balance_after: Includes 694 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 22:24 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 53,251 $38.20 $2,034,188.20
Disclosure

SEC source: 0001209191-20-058345 · doc4.xml · nonDerivative · entry 3

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,538

F4 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of the PRSUs described in footnotes 1 and 3 and the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018 and in Forms 4 filed with the Commission on February 1, 2018, September 20, 2018 and September 20, 2019.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 22:24 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 29,489 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058345 · doc4.xml · nonDerivative · entry 2

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,789

F3 · shares: Represents settlement of a PRSU award granted on January 30, 2018 resulting from the satisfaction of performance metrics during the three-year performance period.

Read SEC document
November 10, 2020 Filed Nov 13, 2020 22:24 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 52,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-058345 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,300

F1 · shares: Represents settlement of a performance-based restricted stock unit ("PRSU") award granted on September 20, 2017 resulting from the satisfaction of performance metrics during the three-year performance period.

F2 · balance_after: Includes 694 dividend equivalents accrued on unvested restricted stock units. Each dividend equivalent is the economic equivalent of one share of Cisco common stock.

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September 18, 2020 Filed Sep 22, 2020 20:44 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 75,358 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-051476 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,718

F1 · shares: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on November 10, 2021 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter. Seventy-five percent (75%) of any vested shares underlying the restricted stock unit award will settle upon the reporting person's "separation from service" to Cisco within the meaning of Code Section 409A of the Internal Revenue Code.

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September 15, 2020 Filed Sep 17, 2020 21:13 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 0.8219 $163.42 $134.31
Disclosure

SEC source: 0001127602-20-025311 · form4.xml · derivative · entry 3

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345.6752

Underlying: Common Stock · 0.8219 shares

Expires not disclosed

F4 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested.

F5 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day immediately following the date on which he or she ceases to be a Director of the Corporation.

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September 15, 2020 Filed Sep 17, 2020 21:13 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 152.9847 $163.42 $24,999.99
Disclosure

SEC source: 0001127602-20-025311 · form4.xml · derivative · entry 2

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344.8533

Underlying: Common Stock · 152.9847 shares

Expires not disclosed

F4 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested.

F5 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day immediately following the date on which he or she ceases to be a Director of the Corporation.

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September 15, 2020 Filed Sep 17, 2020 21:13 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock (Dividend Equivalent Units) 6.1342 $163.42 $1,002.42
Disclosure

SEC source: 0001127602-20-025311 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,438.1725

F1 · shares: Dividend equivalent units will be settled in common shares at the time the underlying restricted stock units are settled. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.

F2 · shares: Currently 100% vested.

F3 · price: Fair market value on date established in Plan with respect to payment of dividend equivalent units.

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September 15, 2020 Filed Sep 15, 2020 21:11 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 3,551 $40.68 $144,444.74
Disclosure

SEC source: 0001209191-20-050506 · doc4.xml · nonDerivative · entry 2

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,360

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2019.

F3 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $40.675 to $40.68. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 11, 2020 Filed Sep 15, 2020 21:11 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 3,949 $39.57 $156,261.93
Disclosure

SEC source: 0001209191-20-050506 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,911

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of a restricted stock unit award originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018.

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August 17, 2020 Filed Aug 19, 2020 22:06 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 4,141 $42.08 $174,272.33
Disclosure

SEC source: 0001209191-20-047597 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,860

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $41.88 to $42.60. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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August 10, 2020 Filed Aug 12, 2020 21:41 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 4,606 $47.43 $218,462.58
Disclosure

SEC source: 0001209191-20-046430 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,001

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of three (3) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018 and in Forms 4 filed with the Commission on February 1, 2018 and September 20, 2018.

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June 19, 2020 Filed Jun 23, 2020 22:51 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock (Dividend Equivalent Units) 7.0383 $139.70 $983.25
Disclosure

SEC source: 0001127602-20-020264 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,432.0383

F1 · shares: Dividend equivalent units will be settled in common shares (dividend equivalent units) at the time the underlying restricted stock units are settled. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.

F2 · shares: Currently 100% vested.

F3 · price: Fair market value on date established in Plan with respect to payment of dividend equivalent units.

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June 15, 2020 Filed Jun 17, 2020 20:34 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantDeferred Shares · Derivative 191.8686 $130.30 $25,000.00
Disclosure

SEC source: 0001127602-20-019924 · form4.xml · derivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191.8686

Underlying: Common Stock · 191.8686 shares

Expires not disclosed

F1 · derivative.exercise_price: Fair market value on date established in Plan with respect to payment of fee or dividend

F2 · derivative.exercise_date: Currently 100% vested

F3 · derivative.expiration_date: The reporting director will receive 5 approximately equal annual installments of common stock of the corporation starting on the first business day immediately following the date on which he or she ceases to be a Director of the Corporation.

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May 18, 2020 Filed May 20, 2020 21:20 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 4,142 $44.99 $186,366.80
Disclosure

SEC source: 0001209191-20-030964 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,091

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $44.37 to $45.24. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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May 10, 2020 Filed May 13, 2020 00:59 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 4,607 $42.99 $198,054.93
Disclosure

SEC source: 0001209191-20-028686 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,233

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of three (3) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018 and in Forms 4 filed with the Commission on February 1, 2018 and September 20, 2018.

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April 17, 2020 Filed Apr 21, 2020 20:36 UTC STANLEY BLACK & DECKER, INC. SWK · Entity 3378 GrantCommon Stock 1,425 $112.28 $159,991.88
Disclosure

SEC source: 0001127602-20-014233 · form4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,425

F1 · shares: Currently 100% vested. Represents number of shares to be delivered upon settlement of restricted stock units. Restricted stock units will be settled on the 90th day following the date the director ceases to be a member of the Board, either in one lump sum or in three, five or ten annual installments.

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February 18, 2020 Filed Feb 20, 2020 22:42 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 4,079 $46.52 $189,773.84
Disclosure

SEC source: 0001209191-20-011230 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,840

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 8, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $46.33 to $46.77. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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February 10, 2020 Filed Feb 12, 2020 23:23 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 4,668 $47.97 $223,923.96
Disclosure

SEC source: 0001209191-20-008960 · doc4.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,919

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of three (3) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018 and in Forms 4 filed with the Commission on February 1, 2018 and September 20, 2018.

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November 25, 2019 Filed Nov 26, 2019 22:30 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 28,093 $45.36 $1,274,169.25
Disclosure

SEC source: 0001567619-19-022310 · doc1.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,587

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 19, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $44.99 to $45.54. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 20, 2019 Filed Nov 23, 2019 00:27 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 31,241 $45.47 $1,420,528.27
Disclosure

SEC source: 0001567619-19-022133 · doc1.xml · nonDerivative · entry 2

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,680

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of the PRSU described in footnote 1 and the partial settlement of two (2) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018.

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November 20, 2019 Filed Nov 23, 2019 00:27 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 38,722 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-022133 · doc1.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,921

F1 · shares: Represents settlement of a performance-based restricted stock unit ("PRSU") award granted on September 21, 2016 resulting from the satisfaction of performance metrics during the three-year performance period.

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November 18, 2019 Filed Nov 21, 2019 00:27 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 10,733 $44.81 $480,968.27
Disclosure

SEC source: 0001567619-19-021979 · doc1.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,199

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 19, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $44.48 to $45.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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November 10, 2019 Filed Nov 13, 2019 23:22 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 11,936 $48.83 $582,834.88
Disclosure

SEC source: 0001567619-19-021249 · doc1.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · EVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,932

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of three (3) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018 and in Forms 4 filed with the Commission on February 1, 2018 and September 20, 2018.

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September 18, 2019 Filed Sep 21, 2019 00:30 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 40,049 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018628 · doc1.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · SVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,868

F1 · shares: Represents a restricted stock unit award that vests in installments, with twenty-five percent (25%) of the shares vesting on November 10, 2020 and six-and-one-quarter percent (6.25%) of the shares vesting quarterly thereafter.

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September 17, 2019 Filed Sep 19, 2019 21:45 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 SaleCommon Stock 22,896 $49.42 $1,131,451.63
Disclosure

SEC source: 0001567619-19-018557 · doc1.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · SVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,819

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 19, 2019.

F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $49.20 to $50.00. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

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September 11, 2019 Filed Sep 13, 2019 22:28 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 23,299 $49.21 $1,146,543.79
Disclosure

SEC source: 0001567619-19-018319 · doc1.xml · nonDerivative · entry 2

Tan Irving · CIK 0001729518 · SVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,715

F2 · shares: Represents shares withheld for payment of tax liability arising as a result of the settlement of the PRSU described in footnote 1 and the partial settlement of three (3) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018.

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September 11, 2019 Filed Sep 13, 2019 22:28 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 GrantCommon Stock 16,750 $0.00 $0.00
Disclosure

SEC source: 0001567619-19-018319 · doc1.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · SVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,014

F1 · shares: Represents settlement of a performance-based restricted stock unit ("PRSU") award granted on May 28, 2015 resulting from the satisfaction of performance metrics during the three-year performance period.

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August 10, 2019 Filed Aug 13, 2019 21:31 UTC CISCO SYSTEMS, INC. CSCO · Entity 2802 Tax withholdingCommon Stock 2,164 $52.43 $113,458.52
Disclosure

SEC source: 0001567619-19-016600 · doc1.xml · nonDerivative · entry 1

Tan Irving · CIK 0001729518 · SVP, Chief of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,264

F1 · shares: Represents shares withheld for payment of tax liability arising as a result of the partial settlement of two (2) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on February 1, 2018 and in a Form 4 filed with the Commission on February 1, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.