Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Palantir Technologies Inc.PLTR · Entity 2575 | Director · See Remarks | May 20, 2026 | May 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Palantir Technologies Inc.
Report date May 20, 2026 · Filed May 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 592 |
Ending reported balance
After 2026-05-20 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2026-05-20 · Conversion · Acquired 319,934 · Balance 320,526 F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Row 2 · 2026-05-20 · Sale · Disposed 5,337 · Balance 315,189 F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $132.48 to $133.43. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 3 · 2026-05-20 · Sale · Disposed 13,923 · Balance 301,266 F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. F4: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $133.52 to $134.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 4 · 2026-05-20 · Sale · Disposed 22,196 · Balance 279,070 F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. F5: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $134.52 to $135.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 5 · 2026-05-20 · Sale · Disposed 180,187 · Balance 98,883 F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. F6: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $135.52 to $136.515. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Row 6 · 2026-05-20 · Sale · Disposed 98,291 · Balance 592 F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. F7: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $136.52 to $136.835. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2026-05-20 | Direct | 0 |
Reported balance
After 2026-05-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-05-20 · Exercise / conversion · Disposed 675,000 · Balance 0 F8: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. F9: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date. F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 14,206,938 |
Reported balance
After 2026-05-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-20 · Exercise / conversion · Acquired 675,000 · Balance 14,206,938 F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 13,887,004 |
Reported balance
After 2026-05-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-05-20 · Conversion · Disposed 319,934 · Balance 13,887,004 F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction is part of a related series of transactions. The Reporting Person acquired rights to 675,000 shares of Class B Common Stock upon incremental vesting of previously granted restricted stock units ("RSUs") on May 20, 2026, converted 319,934 shares of the Class B Common Stock to Class A Common Stock and immediately sold the resulting shares of Class A Common Stock on May 20, 2026. All sales were automatic sales of shares to cover required tax withholding obligations in connection with the vesting event on May 20, 2026.
F2: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date.
F3: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $132.48 to $133.43. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F4: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $133.52 to $134.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F5: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $134.52 to $135.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F6: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $135.52 to $136.515. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F7: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $136.52 to $136.835. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (3) through (7) for sales executed in price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
F8: These securities are RSUs granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.
F9: The shares acquired from the incremental vesting of RSUs (as described above) were fully vested as of the transaction date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2021 Filed Jun 4, 2021 00:19 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 89,600 | $23.04 | $2,064,106.24 |
DisclosureSEC source: 0001209191-21-037991 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,550 F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan. F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $22.39 to $23.34. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| May 13, 2021 Filed May 18, 2021 00:35 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 179 | $19.09 | $3,417.70 |
DisclosureSEC source: 0001209191-21-033336 · doc4.xml · nonDerivative · entry 2 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,150 F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $18.83 to $19.46. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| May 13, 2021 Filed May 18, 2021 00:35 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 442 | $18.41 | $8,136.78 |
DisclosureSEC source: 0001209191-21-033336 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,329 F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $17.83 to $18.82. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:09 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 1,000 | $22.03 | $22,034.00 |
DisclosureSEC source: 0001209191-21-030756 · doc4.xml · nonDerivative · entry 2 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,771 F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.96 to $22.09. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| May 04, 2021 Filed May 7, 2021 00:09 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 29,400 | $21.33 | $627,204.90 |
DisclosureSEC source: 0001209191-21-030756 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,771 F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan. F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.90 to $21.89. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| April 15, 2021 Filed Apr 17, 2021 01:15 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | GrantClass A Common Stock | 1,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-027126 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,171 F1 · shares: These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock, subject to the applicable vesting schedule and conditions of each RSU and the Reporting Person continuing as a service provider through the applicable vesting date. Read SEC document |
| April 06, 2021 Filed Apr 9, 2021 01:49 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 60,000 | $23.16 | $1,389,300.00 |
DisclosureSEC source: 0001209191-21-026185 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,958 F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan. F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $22.87 to $23.50. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. F3 · balance_after: The Reporting Person's Form 4 filed on March 31, 2021 inadvertently reported that his March 30, 2021 sale of 28,661 shares (automatically sold to cover required tax withholding obligations) as a sale of 28,611 shares. The 168,958 shares reported in this Form 4 as beneficially owned reflects the correct amount as of the date indicated after giving effect to the April 6, 2021 transaction. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 01:03 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 38,309 | $23.54 | $901,698.09 |
DisclosureSEC source: 0001209191-21-023906 · doc4.xml · nonDerivative · entry 5 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,008 F1 · kind: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · kind: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · kind: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $23.41 to $23.84. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (6) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 01:03 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 45,875 | $23.12 | $1,060,657.53 |
DisclosureSEC source: 0001209191-21-023906 · doc4.xml · nonDerivative · entry 4 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,317 F1 · kind: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · kind: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · kind: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $22.41 to $23.40. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 01:03 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 28,611 | $21.96 | $628,183.12 |
DisclosureSEC source: 0001209191-21-023906 · doc4.xml · nonDerivative · entry 3 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,192 F1 · kind: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · kind: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · kind: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $21.87 to $22.06. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| March 30, 2021 Filed Apr 1, 2021 01:03 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 60,800 | $21.55 | $1,310,404.16 |
DisclosureSEC source: 0001209191-21-023906 · doc4.xml · nonDerivative · entry 2 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,803 F1 · kind: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · kind: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · kind: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.87 to $21.86. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| March 29, 2021 Filed Apr 1, 2021 01:03 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionGrowth Units · Derivative | 826,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-023906 · doc4.xml · derivative · entry 6 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · derivative.exercise_price: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · derivative.exercise_price: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F1 · kind: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · kind: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · kind: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F1 · derivative.exercise_date: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · derivative.exercise_date: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · derivative.exercise_date: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F1 · derivative.expiration_date: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · derivative.expiration_date: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · derivative.expiration_date: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F1 · derivative.underlying_shares: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · derivative.underlying_shares: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · derivative.underlying_shares: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F1 · balance_after: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · balance_after: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · balance_after: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. Read SEC document |
| March 29, 2021 Filed Apr 1, 2021 01:03 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass A Common Stock | 339,411 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-023906 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · kind: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · kind: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. F1 · price: This transaction is part of a series of related transactions completed in connection with the vesting and settlement of Growth Units previously granted pursuant to the Issuer's 2010 Equity Incentive Plan, as amended. The performance-based vesting condition of the Growth Units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The continued service vesting condition of the Growth Units was satisfied upon the Reporting Person continuing as a service provider through March 29, 2021 and thus the Growth Units vested on March 29, 2021. F2 · price: (continuation from footnote 1) Each Growth Unit represented a contingent right to receive shares of the Issuer's Class A Common Stock; the number of shares of Class A Common Stock issued following the vesting of the Growth Units was determined on the basis of a conversion formula that incorporated the closing sales price of the Issuer's Class A Common Stock on the first date such stock was publicly traded and other factors, as set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended. F3 · price: (continuation from footnote 2) . As a result of the vesting of the Growth Units and the application of the conversion formula, an aggregate of 339,411 shares of Class A Common Stock were issued to the Reporting Person in two substantially equal installments on March 30, 2021 (169,706 shares) and March 31, 2021 (169,705 shares) and certain of those shares were automatically sold to cover required tax withholding obligations in connection with the settlement of the shares on each of those dates. All the foregoing transactions were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:31 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 39,341 | $26.40 | $1,038,767.63 |
DisclosureSEC source: 0001209191-21-021962 · doc4.xml · nonDerivative · entry 2 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,192 F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $26.26 to $26.99. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| March 16, 2021 Filed Mar 19, 2021 01:31 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 101,114 | $25.94 | $2,623,271.28 |
DisclosureSEC source: 0001209191-21-021962 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,533 F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a pre-existing Rule 10b5-1 trading plan. F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.26 to $26.25. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 300,000 | $30.03 | $9,009,000.00 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · nonDerivative · entry 6 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,647 F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. F6 · price: This transaction represents a sale of shares in the open market made at a price of $30.03 per share. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 250,000 | $29.04 | $7,260,000.00 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · nonDerivative · entry 5 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,647 F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $29.04 to $29.045. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| February 19, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 300,000 | $27.71 | $8,312,010.00 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · nonDerivative · entry 4 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753,647 F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $27.08 to 28.02. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · derivative · entry 9 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,783,114 Underlying: Class A Common Stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F8 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. F8 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F8 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 749,091 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · derivative · entry 8 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,783,114 Underlying: Class A Common Stock · 749,091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · security: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. F8 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F8 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 749,091 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · derivative · entry 7 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,909 Underlying: Class B Common Stock · 749,091 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. F7 · derivative.exercise_date: The options exercised in this transaction were fully vested and exercisable as of the transaction date. F8 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 225,622 | $25.93 | $5,849,859.53 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · nonDerivative · entry 3 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,053,647 F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $25.52 to $26.31. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 924,378 | $25.07 | $23,173,139.64 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · nonDerivative · entry 2 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,279,269 F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $24.52 to $25.51. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| February 18, 2021 Filed Feb 23, 2021 02:37 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013038 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,203,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction is part of a related series of transactions undertaken pursuant to a preexisting Rule 10b5-1 trading plan. On February 18, 2021, the Reporting Person exercised 749,091 vested Class B Common Stock options, converted the resulting shares of Class B Common Stock, along with 1,250,909 additional shares of Class B Common Stock, to Class A Common Stock, and immediately sold 1,150,000 shares of Class A Common Stock in the open market. On February 19, 2021, the Reporting Person sold an additional 550,000 shares of Class A Common Stock in the open market. On February 22, 2021, the Reporting Person sold an additional 300,000 shares of Class A Common Stock in the open market. Read SEC document |
| November 19, 2020 Filed Nov 24, 2020 02:26 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 533,000 | $18.55 | $9,887,416.50 |
DisclosureSEC source: 0001209191-20-060099 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,647 F1 · kind: All sales were conducted in compliance with the Issuer's lock-up terms. F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $17.97 to $18.96. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:32 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 166,756 | $18.86 | $3,144,534.57 |
DisclosureSEC source: 0001209191-20-059294 · doc4.xml · nonDerivative · entry 7 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,647 F1 · kind: All sales were conducted in compliance with the Issuer's lock-up terms. F8 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $18.56 to $19.25. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (7) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 02:32 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 366,244 | $18.10 | $6,628,430.41 |
DisclosureSEC source: 0001209191-20-059294 · doc4.xml · nonDerivative · entry 6 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903,403 F1 · kind: All sales were conducted in compliance with the Issuer's lock-up terms. F7 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $17.56 to $18.559. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (8) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 02:32 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 107,090 | $18.38 | $1,968,089.31 |
DisclosureSEC source: 0001209191-20-059294 · doc4.xml · nonDerivative · entry 5 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,269,647 F1 · kind: All sales were conducted in compliance with the Issuer's lock-up terms. F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $18.20 to $18.74. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) and (5) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 02:32 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 343,785 | $17.80 | $6,120,163.71 |
DisclosureSEC source: 0001209191-20-059294 · doc4.xml · nonDerivative · entry 4 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,376,737 F1 · kind: All sales were conducted in compliance with the Issuer's lock-up terms. F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $17.20 to $18.19. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (4) and (6) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 17, 2020 Filed Nov 19, 2020 02:32 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 82,125 | $16.82 | $1,381,235.74 |
DisclosureSEC source: 0001209191-20-059294 · doc4.xml · nonDerivative · entry 3 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,720,522 F1 · kind: All sales were conducted in compliance with the Issuer's lock-up terms. F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $16.20 to $17.19. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnotes (5) and (6) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:32 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 3,379 | $16.07 | $54,303.23 |
DisclosureSEC source: 0001209191-20-059294 · doc4.xml · nonDerivative · entry 2 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,802,647 F1 · kind: All sales were conducted in compliance with the Issuer's lock-up terms. F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $16.05 to $16.09. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (2) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| November 16, 2020 Filed Nov 19, 2020 02:32 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 596,621 | $15.58 | $9,293,505.65 |
DisclosureSEC source: 0001209191-20-059294 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,806,026 F1 · kind: All sales were conducted in compliance with the Issuer's lock-up terms. F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $15.01 to $16.00. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (3) for sales executed in other price ranges on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 00:12 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053908 · doc4.xml · derivative · entry 5 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,034,023 Underlying: Class A Common Stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 00:12 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053908 · doc4.xml · derivative · entry 4 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,034,023 Underlying: Class A Common Stock · 2,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 00:12 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,000,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001209191-20-053908 · doc4.xml · derivative · entry 3 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 840,000 Underlying: Class B Common Stock · 2,000,000 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All of the shares subject to the option are fully vested and exercisable as of the date hereof. F4 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 00:12 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 2,000,000 | $9.09 | $18,172,200.00 |
DisclosureSEC source: 0001209191-20-053908 · doc4.xml · nonDerivative · entry 2 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402,647 F2 · price: This transaction was executed in multiple trades at prices ranging from $8.94 to $9.28. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| October 02, 2020 Filed Oct 6, 2020 00:12 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 2,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053908 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,402,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. Read SEC document |
| October 01, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · derivative · entry 12 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,034,023 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| October 01, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · derivative · entry 11 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,034,023 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| October 01, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · derivative · entry 10 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840,000 Underlying: Class B Common Stock · 1,000,000 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: All of the shares subject to the option are fully vested and exercisable as of the date hereof. F5 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| October 01, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 1,000,000 | $9.42 | $9,422,100.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · nonDerivative · entry 4 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402,647 F2 · price: This transaction was executed in multiple trades at prices ranging from $9.25 to $9.64. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. Read SEC document |
| October 01, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · nonDerivative · entry 3 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,402,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. Read SEC document |
| September 30, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | GrantGrowth Units · Derivative | 826,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · derivative · entry 9 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,771 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F7 · derivative.exercise_price: These securities are Growth Units granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each Growth Unit represents a contingent right to receive shares of the Issuer's Class A Common Stock, such number of shares to be determined on the basis of a conversion methodology based on a formula related to the applicable fair market value under such formula and applicable hurdles applicable to the award set out more fully in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act of 1933, as amended (the "Securities Act"). F8 · derivative.exercise_date: The performance-based vesting condition of these previously granted growth units was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. The shares subject to the growth units shall vest on March 29, 2021, subject to the Reporting Person continuing as a service provider through such date. If the continued service vesting requirement is not satisfied, the vesting will be determined based on alternative methodology set out in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act. F9 · derivative.expiration_date: There is no expiration date for the Growth Units. F10 · derivative.underlying_shares: The number of shares into which each Growth Unit will convert will be determined on the basis of a conversion methodology set out in the Issuer's final prospectus filed with the SEC on September 30, 2020, pursuant to Rule 424(b) of the Securities Act. Read SEC document |
| September 30, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass B Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · derivative · entry 8 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,034,023 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| September 30, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionClass B Common Stock · Derivative | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · derivative · entry 7 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,034,023 Underlying: Class A Common Stock · 1,000,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| September 30, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 1,000,000 | $0.00 Strike: $1.10 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · derivative · entry 6 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840,000 Underlying: Class B Common Stock · 1,000,000 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: All of the shares subject to the option are fully vested and exercisable as of the date hereof. F5 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| September 30, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | GrantRestricted Stock Units · Derivative | 13,500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · derivative · entry 5 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500,000 Underlying: Class B Common Stock · 13,500,000 shares Expires 2026-05-20 F3 · derivative.exercise_price: These securities are restricted stock units ("RSUs") granted pursuant to the Issuer's Amended 2010 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock. F4 · derivative.exercise_date: The performance condition of these previously granted RSUs was satisfied upon the listing and public trading of the Issuer's Class A Common Stock. 1/20th of the shares subject to the RSUs shall vest on August 20, 2021 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. F5 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Read SEC document |
| September 30, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | SaleClass A Common Stock | 1,000,000 | $10.00 | $10,000,000.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · nonDerivative · entry 2 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402,647 Read SEC document |
| September 30, 2020 Filed Oct 3, 2020 01:46 UTC | Palantir Technologies Inc. PLTR · Entity 2575 | ConversionClass A Common Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-053421 · doc4.xml · nonDerivative · entry 1 Cohen Stephen Andrew · CIK 0001823920 · Director · President and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,402,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the conversion of Class B Common Stock into Class A Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.