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person · Reporting owner

Glazer David A.

Disclosed activity across 2 companies

Tapewire entity
10776
SEC CIK
0001823940

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Grove Collaborative Holdings, Inc.GROV · Entity 135DirectorAugust 15, 2025August 19, 2025
Palantir Technologies Inc.PLTR · Entity 2575See RemarksSeptember 29, 2026October 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Grove Collaborative Holdings, Inc.

Report date August 15, 2025 · Filed August 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect158,077 Reported balance After 2025-08-15 transaction · row 1
1 source row

Row 1 · 2025-08-15 · Exercise / conversion · Acquired 1,959 · Balance 158,077

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect1,968 Reported balance After 2025-08-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-08-15 · Exercise / conversion · Disposed 1,959 · Balance 1,968

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F2: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months.

F3: The RSUs have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F2: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months.

F3: The RSUs have no expiration date.

Palantir Technologies Inc.

Report date September 29, 2026 · Filed October 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect468,150 Reported balance After 2026-09-29 transaction · row 1
1 source row

Row 1 · 2026-09-29 · Grant · Acquired 92,908 · Balance 468,150

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 20, 2023 Filed Nov 23, 2023 01:34 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 100,580 $21.27 $2,139,346.66
Disclosure

SEC source: 0001321655-23-000129 · wk-form4_1700703243.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,954

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $20.59 to $21.58. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:54 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 1,005 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027897 · form4.xml · derivative · entry 4

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,041

Underlying: Class A Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F4 · derivative.exercise_date: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:54 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 1,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027897 · form4.xml · derivative · entry 3

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,681

Underlying: Class A Common Stock · 1,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F2 · derivative.exercise_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:54 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 1,005 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027897 · form4.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
November 15, 2023 Filed Nov 17, 2023 22:54 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 1,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-027897 · form4.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
August 23, 2023 Filed Aug 24, 2023 01:51 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 5,390 $15.44 $83,244.24
Disclosure

SEC source: 0001321655-23-000100 · wk-form4_1692841900.xml · nonDerivative · entry 4

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 380,534

F4 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on March 12, 2023.

F6 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $15.44 to $15.46. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (5) for sales executed in other prices on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 23, 2023 Filed Aug 24, 2023 01:51 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 197,257 $15.17 $2,991,895.55
Disclosure

SEC source: 0001321655-23-000100 · wk-form4_1692841900.xml · nonDerivative · entry 3

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 385,924

F4 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a Rule 10b5-1 trading plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into on March 12, 2023.

F5 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.44 to $15.43. The price reported above reflects the weighted average sale price of trades occurring within that price range. See footnote (6) for sales executed in other prices on the date indicated. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 22, 2023 Filed Aug 24, 2023 01:51 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 75,084 $14.81 $1,111,648.65
Disclosure

SEC source: 0001321655-23-000100 · wk-form4_1692841900.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 583,181

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.63 to $15.12. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 21, 2023 Filed Aug 24, 2023 01:51 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 98,459 $14.55 $1,432,342.15
Disclosure

SEC source: 0001321655-23-000100 · wk-form4_1692841900.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 658,265

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $14.40 to $14.76. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:53 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 1,005 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-022868 · form4.xml · derivative · entry 4

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,046

Underlying: Class A Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F4 · derivative.exercise_date: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:53 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 1,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-022868 · form4.xml · derivative · entry 3

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,640

Underlying: Class A Common Stock · 1,959 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F2 · derivative.exercise_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:53 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 1,005 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-022868 · form4.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,898

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
August 15, 2023 Filed Aug 17, 2023 23:53 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 1,959 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-022868 · form4.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
July 13, 2023 Filed Jul 17, 2023 14:56 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 GrantRestricted Stock Units · Derivative 32,222 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-020762 · form4.xml · derivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,222

Underlying: Class A Common Stock · 32,222 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F3 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2024 or the date of the 2024 Annual Meeting of Stockholders.

F4 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
May 24, 2023 Filed May 25, 2023 00:12 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 201,592 $12.15 $2,449,907.26
Disclosure

SEC source: 0001321655-23-000054 · wf-form4_168497352281842.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 756,724

F3 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on September 9, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

Read SEC document
May 22, 2023 Filed May 25, 2023 00:12 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 174,598 $11.76 $2,054,023.25
Disclosure

SEC source: 0001321655-23-000054 · wf-form4_168497352281842.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 958,316

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $11.40 to $12.10. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:18 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 141,944 $10.24 $1,453,790.45
Disclosure

SEC source: 0001321655-23-000050 · wf-form4_168453111194927.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,132,914

F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on September 9, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $10.18 to $10.28. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:14 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 142,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-016017 · form4.xml · derivative · entry 8

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 142,156 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F6 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:14 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 5,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-016017 · form4.xml · derivative · entry 7

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F5 · derivative.exercise_date: These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:14 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 5,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-016017 · form4.xml · derivative · entry 6

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,254

Underlying: Class A Common Stock · 5,025 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F4 · derivative.exercise_date: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:14 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 9,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-016017 · form4.xml · derivative · entry 5

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,995

Underlying: Class A Common Stock · 9,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F2 · derivative.exercise_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
May 15, 2023 Filed May 17, 2023 22:14 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 142,156 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-016017 · form4.xml · nonDerivative · entry 4

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
May 15, 2023 Filed May 17, 2023 22:14 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 5,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-016017 · form4.xml · nonDerivative · entry 3

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
May 15, 2023 Filed May 17, 2023 22:14 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 5,025 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-016017 · form4.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
May 15, 2023 Filed May 17, 2023 22:14 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 9,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-016017 · form4.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
May 10, 2023 Filed May 12, 2023 23:09 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 48,209 $10.19 $491,100.26
Disclosure

SEC source: 0001321655-23-000045 · wf-form4_168393293332425.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,274,858

F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan, intended to satisfy the affirmative defense conditions of Rule 10b5-1(c), entered into (or most recently amended or modified, as applicable) on September 9, 2022, prior to the effectiveness of the revised requirements of Rule 10b5-1(c).

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $10.18 to $10.29. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
March 20, 2023 Filed Mar 21, 2023 18:01 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 PurchaseClass A Common Stock 25,548 $0.36 $9,176.84
Disclosure

SEC source: 0001127602-23-010948 · form4.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,666

F1 · price: The transaction was executed in multiple trades in prices ranging from $.3567 to $.3600, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each respective price within the range set forth in this footnote of this Form 4.

Read SEC document
February 23, 2023 Filed Feb 24, 2023 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 70,347 $8.13 $571,604.55
Disclosure

SEC source: 0001321655-23-000019 · wf-form4_167720728051781.xml · nonDerivative · entry 3

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,323,067

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.92 to $8.46. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 58,788 $8.35 $490,721.07
Disclosure

SEC source: 0001321655-23-000019 · wf-form4_167720728051781.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393,414

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.17 to $8.62. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 21, 2023 Filed Feb 24, 2023 02:55 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 56,902 $8.55 $486,557.62
Disclosure

SEC source: 0001321655-23-000019 · wf-form4_167720728051781.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452,202

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.43 to $9.08. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 9,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · derivative · entry 6

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,794

Underlying: Class A Common Stock · 9,799 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F5 · derivative.exercise_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 5,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · derivative · entry 5

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,027

Underlying: Class A Common Stock · 5,027 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F4 · derivative.exercise_date: These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 5,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · derivative · entry 4

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,279

Underlying: Class A Common Stock · 5,026 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

F2 · derivative.exercise_date: These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date.

F3 · derivative.expiration_date: The RSUs have no expiration date.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 9,799 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · nonDerivative · entry 3

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 5,027 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
February 15, 2023 Filed Feb 17, 2023 02:29 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 5,026 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005719 · form4.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock

Read SEC document
February 15, 2023 Filed Feb 17, 2023 23:18 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 210,042 $9.55 $2,006,909.30
Disclosure

SEC source: 0001321655-23-000006 · wf-form4_167667588788164.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,104

F1 · kind: The Reporting Person sold shares of Class A Common Stock in the open market pursuant to a preexisting Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $9.54 to $9.60. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 02:31 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 GrantRestricted Stock Units · Derivative 142,156 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-045306 · form4.xml · derivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,156

Underlying: Class A Common Stock · 142,156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs will fully vest on the earlier of May 15, 2023 or the date of the 2023 Annual Meeting of Stockholders. The RSUs have no expiration date.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 23:43 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 21,481 $7.25 $155,657.77
Disclosure

SEC source: 0001321655-22-000040 · wf-form4_166924698137343.xml · nonDerivative · entry 3

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,719,146

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.12 to $7.35. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 23:43 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 37,591 $7.18 $269,779.33
Disclosure

SEC source: 0001321655-22-000040 · wf-form4_166924698137343.xml · nonDerivative · entry 2

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,740,627

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F3 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.05 to $7.24. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 21, 2022 Filed Nov 23, 2022 23:43 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 37,590 $7.17 $269,539.10
Disclosure

SEC source: 0001321655-22-000040 · wf-form4_166924698137343.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,778,218

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F2 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $7.10 to $7.30. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 01:47 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 10,054 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-042146 · form4.xml · derivative · entry 3

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,359

Underlying: Class A Common Stock · 10,054 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: These RSUs vest approximately as follows: (i) with respect to 20,108 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 60,305 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

F3 · derivative.expiration_date: These RSUs vest approximately as follows: (i) with respect to 20,108 RSUs, 50% vested on October 27, 2022 and settled on November 15, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to 60,305 RSUs, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 01:47 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionRestricted Stock Units · Derivative 39,212 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-042146 · form4.xml · derivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,593

Underlying: Class A Common Stock · 39,212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: These RSUs vest approximately as follows: with respect to 156,805 RSUs, 25% vested and settled on November 15, 2022, and the remaining 75% vest in quarterly installments for the next 36 months. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs vest approximately as follows: with respect to 156,805 RSUs, 25% vested and settled on November 15, 2022, and the remaining 75% vest in quarterly installments for the next 36 months. The RSUs have no expiration date.

Read SEC document
November 15, 2022 Filed Nov 18, 2022 01:47 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Exercise / conversionClass A Common Stock 49,266 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-042146 · form4.xml · nonDerivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 01:32 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 ConversionRestricted Stock Units · Derivative 156,805 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-041966 · form4.xml · derivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,805

Underlying: Class A Common Stock · 156,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F3 · kind: The Reporting Person elected to convert these RSUs from Class B Common Stock to Class A Common Stock.

F2 · derivative.exercise_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months. The RSUs have no expiration date.

Read SEC document
November 14, 2022 Filed Nov 17, 2022 01:32 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 ConversionRestricted Stock Units · Derivative 156,805 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-041966 · form4.xml · derivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 156,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F3 · kind: The Reporting Person elected to convert these RSUs from Class B Common Stock to Class A Common Stock.

F2 · derivative.exercise_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months. The RSUs have no expiration date.

F2 · derivative.expiration_date: These RSUs vest 25% on November 15, 2022, and then in quarterly installments for the next 36 months. The RSUs have no expiration date.

Read SEC document
October 27, 2022 Filed Nov 1, 2022 00:30 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Disposition to issuerClass B Common Stock · Derivative 14,033 $0.00 $0.00
Disclosure

SEC source: 0001140361-22-039220 · form4.xml · derivative · entry 3

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,409

Underlying: Class A Common Stock · 14,033 shares

Expires not disclosed

F7 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer.

F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022.

F6 · kind: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 14,033 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 8 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 9 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness.

F8 · kind: The "Business Combination" was the merger contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022 (the "Merger Agreement"), by and among Virgin Group Acquisition Corp. II ("VGAC II"), two wholly owned direct subsidiaries of VGAC II, and Grove Collaborative, Inc., which closed on June 16, 2022.

F9 · kind: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis.

F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022.

F6 · price: Upon tender of each exchanged option in the Exchange, in accordance with the terms of the Tender Offer, the Reporting Person forfeited 14,033 Earnout Shares (defined herein) that were granted in connection with each exchanged option. An "Earnout Share" is a share of the Issuer's Class B Common Stock that was issued together with the option upon the closing of the Business Combination (as defined in footnote 8 below) in exchange for options to purchase shares of common stock of Grove Collaborative Inc., and that were scheduled to vest upon the achievement of certain Milestones (as defined in footnote 9 below) prior to the tenth anniversary of the closing of the Business Combination. Such forfeiture is exempt from Sections 16(a) and 16(b) pursuant to Rules 16a-4(d) and 16b-6(d), respectively, under the Securities Exchange Act of 1934, but is being reported herein for transparency and completeness.

F8 · price: The "Business Combination" was the merger contemplated by the Agreement and Plan of Merger, dated December 7, 2021, as amended and restated on March 31, 2022 (the "Merger Agreement"), by and among Virgin Group Acquisition Corp. II ("VGAC II"), two wholly owned direct subsidiaries of VGAC II, and Grove Collaborative, Inc., which closed on June 16, 2022.

F9 · price: The "Milestones" are defined in the Merger Agreement as follows: (i) 50% of the Earnout Shares automatically vest if the daily volume weighted average price ("VWAP") of the shares of Class A Common Stock is greater than or equal to $12.50 per share for any 20 trading days within any 30-trading-day period; and (ii) 50% of the Earnout Shares automatically vest if the daily VWAP of the shares of Class A Common Stock is greater than or equal to $15.00 per share for any 20 trading days within any 30-trading-day period, each subject to certain change-of-control provisions. In addition, any Earnout Shares issued in exchange for Grove RSUs or options are subject to the same vesting terms as the underlying RSUs and options and, if the underlying RSU or option is forfeited, the corresponding Earnout Shares will also be forfeited and distributed to the other holder of Grove securities as if immediately prior to the closing of the Business Combination on a pro rata basis.

F7 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer.

F7 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer.

F10 · balance_after: This amount includes 15,264 Earnout Shares, which are subject to the Milestones described in footnote 9 above.

F11 · balance_after: This amount reflects an additional 770 Earnout Shares that the Reporting Person received in connection with the redistribution of forfeited Earnout Shares, pursuant to the terms of the Merger Agreement, to other holders of Earnout Shares on a pro rata basis based upon the allocation of Earnout Shares as of the closing of the Business Combination. Such pro rata redistribution of Earnout Shares is exempt from Section 16 pursuant to Rule 16a-9 under the Securities Exchange Act of 1934.

Read SEC document
October 27, 2022 Filed Nov 1, 2022 00:30 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 GrantRestricted Stock Units · Derivative 80,413 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-22-039220 · form4.xml · derivative · entry 2

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,413

Underlying: Class A Common Stock · 80,413 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022.

F2 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $7.43, received 1 RSU per each 1.95 options in the Exchange.

F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022.

F2 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $7.43, received 1 RSU per each 1.95 options in the Exchange.

F5 · derivative.exercise_date: In accordance with the terms of the Tender Offer, (i) with respect to the 20,108 new RSUs exchanged for 39,209 options that were vested as of October 21, 2022, 50% vested immediately on October 27, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to the remaining 60,305 new RSUs exchanged for 117,596 options that were unvested as of October 21, 2022, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

F5 · derivative.expiration_date: In accordance with the terms of the Tender Offer, (i) with respect to the 20,108 new RSUs exchanged for 39,209 options that were vested as of October 21, 2022, 50% vested immediately on October 27, 2022, and the remaining 50% will vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date, and (ii) with respect to the remaining 60,305 new RSUs exchanged for 117,596 options that were unvested as of October 21, 2022, these will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025 (the calendar quarter in which the option that was exchanged would have fully vested), subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date.

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October 27, 2022 Filed Nov 1, 2022 00:30 UTC Grove Collaborative Holdings, Inc. GROV · Entity 135 Disposition to issuerStock Option (Right to Buy) · Derivative 156,805 Not disclosed Strike: $7.43 Not disclosed
Disclosure

SEC source: 0001140361-22-039220 · form4.xml · derivative · entry 1

Glazer David A. · CIK 0001823940 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 156,805 shares

Expires 2031-11-08

F1 · kind: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022.

F2 · kind: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $7.43, received 1 RSU per each 1.95 options in the Exchange.

F1 · price: On September 26, 2022, the Issuer made an offer (the "Tender Offer") to exchange certain eligible options for new restricted stock units ("RSUs"), each one of which represents the right to receive one share of the Issuer's Class A Common Stock, pursuant to a tender offer statement on Schedule TO filed with the Securities and Exchange Commission on September 26, 2022, and subject to approval by the Issuer's board of directors (the "Board"). The Tender Offer closed on October 21, 2022, and the Board approved the exchange of options for RSUs (the "Exchange") on October 27, 2022.

F2 · price: The Reporting Person elected to exchange this option and, in accordance with the terms of the Tender Offer and based on its exercise price of $7.43, received 1 RSU per each 1.95 options in the Exchange.

F3 · derivative.exercise_date: This option was scheduled to vest 25% on October 21, 2022, and then quarterly for the next 36 months, subject to the Reporting Person's continuous service through each applicable vesting date.

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August 24, 2022 Filed Aug 25, 2022 00:00 UTC Palantir Technologies Inc. PLTR · Entity 2575 SaleClass A Common Stock 26,171 $8.23 $215,316.67
Disclosure

SEC source: 0001321655-22-000019 · wf-form4_166138563552169.xml · nonDerivative · entry 3

Glazer David A. · CIK 0001823940 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,815,808

F1 · kind: This transaction represents an automatic sale of shares to cover required tax withholding obligations in connection with the vesting of restricted stock units. All sales were conducted in compliance with the Reporting Person's preexisting Rule 10b5-1 trading plan.

F4 · price: This transaction represents sales executed in multiple open market sales. The sales reflected in this line item were made at prices ranging from $8.00 to $8.35. The price reported above reflects the weighted average sale price of trades occurring within that price range. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.