Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLGATE PALMOLIVE COCL · Entity 2972 | Director | May 11, 2026 | May 13, 2026 |
| GE Vernova Inc.GEV · Entity 2830 | Director | May 20, 2026 | May 22, 2026 |
| Mastercard IncMA · Entity 1763 | Chief Financial Officer | February 28, 2019 | March 04, 2019 |
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Director | September 10, 2026 | September 14, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLGATE PALMOLIVE CO
Report date May 11, 2026 · Filed May 13, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,206 |
Reported balance
After 2026-05-11 transaction · row 1
1 source rowRow 1 · 2026-05-11 · Grant · Acquired 2,075 · Balance 16,206 F1: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.74 · Expires 2034-05-11 | Direct | 2,424 |
Reported balance
After 2026-05-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-11 · Grant · Acquired 2,424 · Balance 2,424 F2: Annual director stock option grant under the issuer's incentive compensation plan. F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2026 grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual director stock grant under the issuer's incentive compensation plan, credited to a stock unit account pursuant to the issuer's incentive compensation plan.
F2: Annual director stock option grant under the issuer's incentive compensation plan.
F3: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2026 grant date.
GE Vernova Inc.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 173 |
Reported balance
After 2026-05-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 173 · Balance 173 F1: Each restricted stock unit represents the right to receive, at settlement, one share of GE Vernova Inc. ("GE Vernova") common stock. F2: Represents an award of restricted stock units with respect to GE Vernova common stock that will vest at the earliest of the date of the next GE Vernova Annual Meeting of Stockholders or a change in control event. The reporting person has elected to defer receipt of the shares of common stock underlying the restricted stock units until the earlier of (i) 30 days after termination of service as a director or (ii) a change in control event. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of GE Vernova Inc. ("GE Vernova") common stock.
F2: Represents an award of restricted stock units with respect to GE Vernova common stock that will vest at the earliest of the date of the next GE Vernova Annual Meeting of Stockholders or a change in control event. The reporting person has elected to defer receipt of the shares of common stock underlying the restricted stock units until the earlier of (i) 30 days after termination of service as a director or (ii) a change in control event.
Mastercard Inc
Report date February 28, 2019 · Filed March 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 78,212.48 |
Reported balance
After 2019-02-28 transaction · row 1
1 source rowRow 1 · 2019-02-28 · Grant · Acquired 19,124 · Balance 78,212.48 F1: Settlement of performance stock units in shares of Class A common stock. |
| Employee Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $227.25 · Expires 2029-03-01 | Direct | 44,788 |
Reported balance
After 2019-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-03-01 · Grant · Acquired 44,788 · Balance 44,788 F2: The employee stock options vest in four (4) equal annual installments beginning March 1, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Settlement of performance stock units in shares of Class A common stock.
F2: The employee stock options vest in four (4) equal annual installments beginning March 1, 2020.
PRUDENTIAL FINANCIAL INC
Report date September 10, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Notional Shares - MandatorySEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 15,434 |
Reported balance
After 2026-09-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-09-10 · Grant · Acquired 180 · Balance 15,434 F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. |
| Notional Shares - OptionalSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 28,783 |
Reported balance
After 2026-09-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-10 · Grant · Acquired 336 · Balance 28,783 F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. |
| 2026 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,798 |
Reported balance
After 2026-09-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-10 · Grant · Acquired 21 · Balance 1,798 F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors.
F2: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2.
F3: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors.
F4: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors.
F5: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
F6: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2027 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2020 Filed Sep 21, 2020 20:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Restricted Stock Units · Derivative | 45 | $65.59 | $2,951.55 |
DisclosureSEC source: 0001127602-20-025491 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,857 Underlying: Common Stock · 45 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 17, 2020 Filed Sep 21, 2020 20:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 185 | $68.59 Strike: $0.00 | $12,689.15 |
DisclosureSEC source: 0001127602-20-025491 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,807 Underlying: Common Stock · 185 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 17, 2020 Filed Sep 21, 2020 20:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 181 | $68.59 Strike: $0.00 | $12,414.79 |
DisclosureSEC source: 0001127602-20-025491 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,474 Underlying: Common Stock · 181 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Restricted Stock Units · Derivative | 47 | $64.04 | $3,009.88 |
DisclosureSEC source: 0001127602-20-020176 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,811 Underlying: Common Stock · 47 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 195 | $64.04 Strike: $0.00 | $12,487.80 |
DisclosureSEC source: 0001127602-20-020176 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,621 Underlying: Common Stock · 195 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| June 18, 2020 Filed Jun 22, 2020 20:54 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 190 | $64.04 Strike: $0.00 | $12,167.60 |
DisclosureSEC source: 0001127602-20-020176 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,293 Underlying: Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| May 12, 2020 Filed May 14, 2020 18:49 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Restricted Stock Units · Derivative | 2,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-016522 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,764 Underlying: Common Stock · 2,764 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 12, 2021 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:35 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantStock Option (Right to Buy) · Derivative | 3,462 | $0.00 Strike: $69.83 | $0.00 |
DisclosureSEC source: 0001225208-20-007612 · doc4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,462 Underlying: Common Stock · 3,462 shares Expires 2028-05-11 F2 · kind: Annual director stock option grant under the issuer's incentive compensation plan. F3 · derivative.exercise_date: Option becomes exercisable in equal annual installments over three years beginning on the first anniversary of the May 11, 2020 grant date. Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:35 UTC | COLGATE PALMOLIVE CO CL · Entity 2972 | GrantCommon Stock | 1,622 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007612 · doc4.xml · nonDerivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,622 F1 · kind: Annual director stock grant under the issuer's incentive compensation plan. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 37 | $46.31 | $1,713.47 |
DisclosureSEC source: 0001127602-20-010902 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 Underlying: Common Stock · 37 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 227 | $46.31 Strike: $0.00 | $10,512.37 |
DisclosureSEC source: 0001127602-20-010902 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,818 Underlying: Common Stock · 227 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:07 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 257 | $46.31 Strike: $0.00 | $11,901.67 |
DisclosureSEC source: 0001127602-20-010902 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,102 Underlying: Common Stock · 257 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 16 | $94.55 | $1,512.80 |
DisclosureSEC source: 0001127602-19-035021 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,570 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 100 | $94.55 Strike: $0.00 | $9,455.00 |
DisclosureSEC source: 0001127602-19-035021 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,591 Underlying: Common Stock · 100 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 20:56 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 113 | $94.55 Strike: $0.00 | $10,684.15 |
DisclosureSEC source: 0001127602-19-035021 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,844 Underlying: Common Stock · 113 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 19:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 17 | $88.22 | $1,499.74 |
DisclosureSEC source: 0001127602-19-028439 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,554 Underlying: Common Stock · 17 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 19:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 106 | $88.22 Strike: $0.00 | $9,351.32 |
DisclosureSEC source: 0001127602-19-028439 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,491 Underlying: Common Stock · 106 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 19:58 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 120 | $88.22 Strike: $0.00 | $10,586.40 |
DisclosureSEC source: 0001127602-19-028439 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,731 Underlying: Common Stock · 120 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 19:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 15 | $100.13 | $1,501.95 |
DisclosureSEC source: 0001127602-19-022617 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536 Underlying: Common Stock · 15 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 19:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 107 | $100.13 Strike: $0.00 | $10,713.91 |
DisclosureSEC source: 0001127602-19-022617 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,385 Underlying: Common Stock · 107 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| June 20, 2019 Filed Jun 24, 2019 19:16 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 104 | $100.13 Strike: $0.00 | $10,413.52 |
DisclosureSEC source: 0001127602-19-022617 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,611 Underlying: Common Stock · 104 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:14 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Restricted Stock Units · Derivative | 1,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-018785 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,521 Underlying: Common Stock · 1,521 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 14, 2020 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:21 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 16 | $95.27 | $1,524.32 |
DisclosureSEC source: 0001127602-19-011748 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,558 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:21 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 79 | $95.27 Strike: $0.00 | $7,526.33 |
DisclosureSEC source: 0001127602-19-011748 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,718 Underlying: Common Stock · 79 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 19:21 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 109 | $95.27 Strike: $0.00 | $10,384.43 |
DisclosureSEC source: 0001127602-19-011748 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,506 Underlying: Common Stock · 109 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 21:27 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Options (right to buy) · Derivative | 44,788 | $0.00 Strike: $227.25 | $0.00 |
DisclosureSEC source: 0001141391-19-000025 · wf-form4_155173484455844.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,788 Underlying: Class A Common Stock · 44,788 shares Expires 2029-03-01 F2 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2020. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:27 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 19,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-19-000025 · wf-form4_155173484455844.xml · nonDerivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,212.48 F1 · shares: Settlement of performance stock units in shares of Class A common stock. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:31 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 16 | $82.74 | $1,323.84 |
DisclosureSEC source: 0001127602-18-036458 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,542 Underlying: Common Stock · 16 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:31 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 82 | $82.74 Strike: $0.00 | $6,784.68 |
DisclosureSEC source: 0001127602-18-036458 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,638 Underlying: Common Stock · 82 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| December 13, 2018 Filed Dec 17, 2018 21:31 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 111 | $82.74 Strike: $0.00 | $9,184.14 |
DisclosureSEC source: 0001127602-18-036458 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,397 Underlying: Common Stock · 111 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 14 | $97.08 | $1,359.12 |
DisclosureSEC source: 0001127602-18-027711 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,526 Underlying: Common Stock · 14 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 69 | $97.08 Strike: $0.00 | $6,698.52 |
DisclosureSEC source: 0001127602-18-027711 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,556 Underlying: Common Stock · 69 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 17:52 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 94 | $97.08 Strike: $0.00 | $9,125.52 |
DisclosureSEC source: 0001127602-18-027711 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,285 Underlying: Common Stock · 94 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 15:31 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,000 | $0.00 Strike: $51.83 | $0.00 |
DisclosureSEC source: 0001141391-18-000115 · wf-form4_153331026157446.xml · derivative · entry 5 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,360 Underlying: Class A Common Stock · 54,000 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The reporting person was awarded 101,360 employee stock options on March 1, 2013, all of which previously vested in four equal installments. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 15:31 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 15,287 | $201.09 | $3,074,016.97 |
DisclosureSEC source: 0001141391-18-000115 · wf-form4_153331026157446.xml · nonDerivative · entry 4 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,088.48 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on May 8, 2018. F4 · price: This transaction was executed in multiple trades at prices ranging from $200.93 to $201.31. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 15:31 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 35,068 | $200.44 | $7,029,019.40 |
DisclosureSEC source: 0001141391-18-000115 · wf-form4_153331026157446.xml · nonDerivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,375.48 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on May 8, 2018. F3 · price: This transaction was executed in multiple trades at prices ranging from $199.93 to $200.92. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 15:31 UTC | Mastercard Inc MA · Entity 1763 | SaleClass A Common Stock | 19,462 | $199.60 | $3,884,659.96 |
DisclosureSEC source: 0001141391-18-000115 · wf-form4_153331026157446.xml · nonDerivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,443.48 F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on May 8, 2018. F2 · price: This transaction was executed in multiple trades at prices ranging from $198.93 to $199.92. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 15:31 UTC | Mastercard Inc MA · Entity 1763 | Exercise / conversionClass A Common Stock | 54,000 | $51.83 | $2,798,820.00 |
DisclosureSEC source: 0001141391-18-000115 · wf-form4_153331026157446.xml · nonDerivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,905.48 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on May 8, 2018. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:17 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 13 | $98.75 | $1,283.75 |
DisclosureSEC source: 0001127602-18-021164 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,512 Underlying: Common Stock · 13 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:17 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 92 | $98.75 Strike: $0.00 | $9,085.00 |
DisclosureSEC source: 0001127602-18-021164 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,190 Underlying: Common Stock · 92 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F4 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| June 14, 2018 Filed Jun 18, 2018 20:17 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 67 | $98.75 Strike: $0.00 | $6,616.25 |
DisclosureSEC source: 0001127602-18-021164 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,487 Underlying: Common Stock · 67 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 14:58 UTC | Mastercard Inc MA · Entity 1763 | GiftClass A Common Stock | 4,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-18-000068 · wf-form4_152786512457445.xml · nonDerivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,905.48 Read SEC document |
| May 08, 2018 Filed May 10, 2018 16:42 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Restricted Stock Units · Derivative | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016890 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498 Underlying: Common Stock · 1,498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F2 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 8, 2019 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 11 | $108.49 | $1,193.39 |
DisclosureSEC source: 0001127602-18-011994 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,431 Underlying: Common Stock · 11 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 66 | $108.49 Strike: $0.00 | $7,160.34 |
DisclosureSEC source: 0001127602-18-011994 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,988 Underlying: Common Stock · 66 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer her investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 18:25 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Mandatory · Derivative | 83 | $108.49 Strike: $0.00 | $9,004.67 |
DisclosureSEC source: 0001127602-18-011994 · form4.xml · derivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,098 Underlying: Common Stock · 83 shares Expires not disclosed F1 · derivative.exercise_price: Each notional share - mandatory represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock under the Issuer's deferred compensation plan for non-employee directors. F2 · derivative.exercise_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. F2 · derivative.expiration_date: Such shares are issuable, at the election of the reporting person, to begin on either (i) a date prior to the reporting person's retirement date, provided that such date is no earlier than the January 1 in the year following the plan period during which such fees would otherwise have been payable to the reporting person, (ii) within 90 days following the reporting person's retirement date, or (iii) such later date as selected by the reporting person, provided however, that payment must commence in the year the reporting person attains age 70 1/2. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 21:26 UTC | Mastercard Inc MA · Entity 1763 | GrantEmployee Stock Option (right to buy) · Derivative | 58,068 | $0.00 Strike: $173.49 | $0.00 |
DisclosureSEC source: 0001141391-18-000025 · wf-form4_152002599250706.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,068 Underlying: Class A Common Stock · 58,068 shares Expires 2028-03-01 F2 · derivative.exercise_date: The employee stock options vest in four (4) equal annual installments beginning March 1, 2019. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:26 UTC | Mastercard Inc MA · Entity 1763 | GrantClass A Common Stock | 13,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001141391-18-000025 · wf-form4_152002599250706.xml · nonDerivative · entry 1 HUNDMEJEAN MARTINA · CIK 0001223622 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,880.48 F1 · shares: Settlement of performance stock units in shares of Class A common stock. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2017 Restricted Stock Units · Derivative | 9 | $114.47 | $1,030.23 |
DisclosureSEC source: 0001127602-17-034856 · form4.xml · derivative · entry 3 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419 Underlying: Common Stock · 9 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of PRU common stock or the economic equivalent thereof. The restricted stock units become payable, in PRU common stock or in cash, at the election of the reporting person, upon or following the reporting person's termination of service as a Director unless the reporting person elects an earlier date pursuant to the terms of the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.exercise_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. F6 · derivative.expiration_date: The restricted stock units vest the earlier of the annual meeting or in one year on May 10, 2018 and were deferred until retirement from the Board under the Prudential Financial, Inc. 2011 Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 16:35 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | GrantNotional Shares - Optional · Derivative | 38 | $114.47 Strike: $0.00 | $4,349.86 |
DisclosureSEC source: 0001127602-17-034856 · form4.xml · derivative · entry 2 HUNDMEJEAN MARTINA · CIK 0001223622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,922 Underlying: Common Stock · 38 shares Expires not disclosed F3 · derivative.exercise_price: Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.exercise_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. F4 · derivative.expiration_date: Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.