Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Executive Chairman | March 04, 2026 | March 06, 2026 |
| CHEVRON CORPCVX · Entity 2804 | Director | May 27, 2026 | May 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date March 04, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 464,199 |
Reported balance
After 2026-03-04 transaction · row 1
1 source rowRow 1 · 2026-03-04 · Tax withholding · Disposed 1,546 · Balance 464,199 F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Irrevocable Trust for Descendants | 59,000 |
Reported balance
Holding disclosure · report date 2026-03-04 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 59,000 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Children's Irrevocable Trust | 36,040 |
Reported balance
Holding disclosure · report date 2026-03-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 36,040 |
| Common StockSEC Table I · non-derivative | IndirectHeld by 401(k) Plan | 1,029 |
Reported balance
Holding disclosure · report date 2026-03-04 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,029 F2: The information in this report is based on a 401(k) plan statement as of February 28, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024.
F2: The information in this report is based on a 401(k) plan statement as of February 28, 2026.
CHEVRON CORP
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,031 |
Reported balance
After 2026-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 1,272 · Balance 3,031 F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2: This number includes the acquisition of dividend equivalent accruals on stock units (55) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse Irrevocable Trust | 3 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3 |
| Common StockSEC Table I · non-derivative | Indirectby Spouse Revocable Trust | 55 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 55 |
| Common StockSEC Table I · non-derivative | Indirectby Umpleby Revocable Trust | 13,714 |
Reported balance
Holding disclosure · report date 2026-05-27 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 13,714 |
Filing footnotes · ownership attribution and instrument terms
F1: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
F2: This number includes the acquisition of dividend equivalent accruals on stock units (55) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 27, 2026 Filed May 29, 2026 20:34 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000093410-26-000141 · form4.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,031 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (55) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| March 04, 2026 Filed Mar 6, 2026 17:44 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 1,546 | $738.42 | $1,141,597.32 |
DisclosureSEC source: 0001104659-26-024564 · tm268220-10_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 464,199 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted on March 4, 2024. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 23:22 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 1,591 | $719.13 | $1,144,135.83 |
DisclosureSEC source: 0001104659-26-023609 · tm268026-11_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 465,745 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 3, 2025. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:52 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 13,571 | $744.83 | $10,108,087.93 |
DisclosureSEC source: 0001104659-26-014522 · tm266149-6_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 467,294 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 6, 2023. Read SEC document |
| February 10, 2026 Filed Feb 13, 2026 00:52 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 34,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-014522 · tm266149-6_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,865 Read SEC document |
| November 28, 2025 Filed Dec 2, 2025 15:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 2,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-117569 · tm2532486-1_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,879 F1 · shares: Represents a donation of ordinary shares to The Ayco Charitable Foundation, a Donor Advised Fund. F2 · balance_after: Includes dividends accrued. Read SEC document |
| October 10, 2025 Filed Oct 14, 2025 16:47 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 17,166 | $505.29 | $8,673,808.14 |
DisclosureSEC source: 0001104659-25-099169 · tm2528693-1_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,173 F1 · price: This transaction was entered as multiple trades, at prices ranging from $501.40 to $506.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number. Read SEC document |
| September 22, 2025 Filed Sep 23, 2025 19:39 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 17,166 | $462.65 | $7,941,849.90 |
DisclosureSEC source: 0001104659-25-092496 · tm2526767-1_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Executive Chairman 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 465,339 F1 · price: This transaction was entered as multiple trades, at prices ranging from $460.62 to $466.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer, full information regarding the number. Read SEC document |
| September 02, 2025 Filed Sep 3, 2025 22:20 UTC | CATERPILLAR INC CAT · Entity 2808 | SaleCommon Stock | 17,168 | $412.87 | $7,088,152.16 |
DisclosureSEC source: 0001104659-25-087153 · tm2525147-1_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Executive Chairman 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 482,505 F1 · price: This transaction was entered as multiple trades, at prices ranging from $410.37 to $414.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the SEC staff, the issuer or a security holder of the issuer full information regarding the number F2 · balance_after: Includes dividends accrued. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 23:49 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0000093410-25-000042 · form4.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Irrevocable Trust Disclosed balance after: 3 F1 · kind: Securities acquired upon the effectiveness of the acquisition of Hess Corporation ("HES") by Chevron Corporation ("Chevron") on July 18, 2025, pursuant to the Agreement and Plan of Merger, dated October 22, 2023 by and among Chevron, Yankee Merger Sub Inc., a direct, wholly owned subsidiary of Chevron and HES. At the effective time, each outstanding share of HES common stock was converted into the right to receive 1.0250 of a share of Chevron common stock. F1 · price: Securities acquired upon the effectiveness of the acquisition of Hess Corporation ("HES") by Chevron Corporation ("Chevron") on July 18, 2025, pursuant to the Agreement and Plan of Merger, dated October 22, 2023 by and among Chevron, Yankee Merger Sub Inc., a direct, wholly owned subsidiary of Chevron and HES. At the effective time, each outstanding share of HES common stock was converted into the right to receive 1.0250 of a share of Chevron common stock. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 23:49 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 6 | $0.00 | $0.00 |
DisclosureSEC source: 0000093410-25-000042 · form4.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · by Spouse Revocable Trust Disclosed balance after: 55 F1 · kind: Securities acquired upon the effectiveness of the acquisition of Hess Corporation ("HES") by Chevron Corporation ("Chevron") on July 18, 2025, pursuant to the Agreement and Plan of Merger, dated October 22, 2023 by and among Chevron, Yankee Merger Sub Inc., a direct, wholly owned subsidiary of Chevron and HES. At the effective time, each outstanding share of HES common stock was converted into the right to receive 1.0250 of a share of Chevron common stock. F1 · price: Securities acquired upon the effectiveness of the acquisition of Hess Corporation ("HES") by Chevron Corporation ("Chevron") on July 18, 2025, pursuant to the Agreement and Plan of Merger, dated October 22, 2023 by and among Chevron, Yankee Merger Sub Inc., a direct, wholly owned subsidiary of Chevron and HES. At the effective time, each outstanding share of HES common stock was converted into the right to receive 1.0250 of a share of Chevron common stock. F2 · ownership.nature: Nature of indirect beneficial ownership previously reported as held "By Spouse Trust." Read SEC document |
| May 28, 2025 Filed May 30, 2025 00:57 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,704 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015954 · form4.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,231 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (65) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 23:38 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 1,528 | $325.30 | $497,058.40 |
DisclosureSEC source: 0001104659-25-021014 · tm258358-10_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 499,513 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 39,915 | $0.00 Strike: $332.04 | $0.00 |
DisclosureSEC source: 0001104659-25-021014 · tm258358-10_4seq1.xml · derivative · entry 6 Umpleby III Donald J · CIK 0001566320 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,915 Underlying: Common Stock · 39,915 shares Expires 2035-03-03 F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 23:38 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 12,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-021014 · tm258358-10_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,041 F1 · balance_after: Includes adjustment for dividends accrued. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 19:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 14,163 | $362.70 | $5,136,920.10 |
DisclosureSEC source: 0001104659-25-012855 · tm255985-10_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,259 F2 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022. Read SEC document |
| February 11, 2025 Filed Feb 13, 2025 19:41 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 36,126 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-012855 · tm255985-10_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,422 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 87,053 | $196.70 Strike: $196.70 | $17,123,325.10 |
DisclosureSEC source: 0001104659-24-115989 · tm2427956-2_4seq1.xml · derivative · entry 7 Umpleby III Donald J · CIK 0001566320 · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,526 Underlying: Common Stock · 87,053 shares Expires 2032-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 7, 2022 and vest equally in 1/3 increments on the first, second and thir anniversaries of the grant date. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 59,851 | $413.02 | $24,719,660.02 |
DisclosureSEC source: 0001104659-24-115989 · tm2427956-2_4seq1.xml · nonDerivative · entry 3 Umpleby III Donald J · CIK 0001566320 · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 466,251 Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:27 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 87,053 | $196.70 | $17,123,325.10 |
DisclosureSEC source: 0001104659-24-115989 · tm2427956-2_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 526,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:27 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-115989 · tm2427956-2_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 439,049 F1 · shares: Represents a donation of ordinary shares to The Ayco Charitable Foundation, a Donor Advised Fund. F2 · balance_after: Includes dividends accrued. Read SEC document |
| May 29, 2024 Filed May 30, 2024 23:52 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017050 · form4.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,059 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (60) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 39,561 | $0.00 Strike: $338.65 | $0.00 |
DisclosureSEC source: 0001104659-24-031370 · tm248078-7_4seq1.xml · derivative · entry 5 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,561 Underlying: Common Stock · 39,561 shares Expires 2034-03-04 F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 17:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 12,181 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-031370 · tm248078-7_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 441,355 Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 20:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 8,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-028184 · tm247306-3_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Children's Irrevocable Trust Disclosed balance after: 36,040 F3 · shares: Represents 8,081 shares received from Grantor Retained Annuity Trusts. Read SEC document |
| February 26, 2024 Filed Feb 27, 2024 20:36 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 8,081 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-028184 · tm247306-3_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Grantor Retained Annuity Trust Disclosed balance after: 0 F1 · shares: Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. F2 · balance_after: Reflects 7,631 shares transferred on February 26, 2024 from Grantor Retained Annuity Trust to the reporting person. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:04 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 16,835 | $313.40 | $5,276,089.00 |
DisclosureSEC source: 0001104659-24-024305 · tm245322-9_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 421,543 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 1, 2021. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 11:04 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 42,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024305 · tm245322-9_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,378 Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 75,701 | $127.60 Strike: $127.60 | $9,659,447.60 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · derivative · entry 13 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,701 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 163,615 | $138.35 Strike: $138.35 | $22,636,135.25 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · derivative · entry 12 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 163,615 shares Expires 2029-03-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 4, 2019 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 182,944 | $151.12 Strike: $151.12 | $27,646,497.28 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · derivative · entry 11 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 182,944 shares Expires 2028-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 5, 2018 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 51,615 | $286.72 | $14,799,052.80 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · nonDerivative · entry 6 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,242 Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 75,701 | $127.60 | $9,659,447.60 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · nonDerivative · entry 5 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 115,366 | $286.72 | $33,077,739.52 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · nonDerivative · entry 4 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372,156 Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 163,615 | $138.35 | $22,636,135.25 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · nonDerivative · entry 3 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 487,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 133,467 | $286.72 | $38,267,658.24 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,907 Read SEC document |
| December 18, 2023 Filed Dec 19, 2023 21:50 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 182,944 | $151.12 | $27,646,497.28 |
DisclosureSEC source: 0001104659-23-127361 · tm2333275-1_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2023 Filed Aug 7, 2023 19:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 5,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-088300 · tm2323048-1_4seq1.xml · nonDerivative · entry 3 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Children's Irrevocable Trust Disclosed balance after: 27,959 F5 · shares: Represents 2,613 and 2,501 shares received from Grantor Retained Annuity Trusts. Read SEC document |
| August 04, 2023 Filed Aug 7, 2023 19:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 2,501 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-088300 · tm2323048-1_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held By Grantor Retained Annuity Trust Disclosed balance after: 0 F3 · shares: Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. F4 · balance_after: Reflects 13,820 shares transferred on August 3, 2023 from Grantor Retained Annuity Trust to the reporting person. Read SEC document |
| August 04, 2023 Filed Aug 7, 2023 19:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 2,613 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-088300 · tm2323048-1_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · Held by Grantor Retained Annuity Trust Disclosed balance after: 0 F1 · shares: Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. F2 · balance_after: Reflects 9,691 shares transferred on August 3, 2023 from Grantor Retained Annuity Trust to the reporting person. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 20:36 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017560 · form4.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,872 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (52) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 18:40 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 112,156 | $0.00 Strike: $253.98 | $0.00 |
DisclosureSEC source: 0001104659-23-030008 · tm238923-6_4seq1.xml · derivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,156 Underlying: Common Stock · 112,156 shares Expires 2033-03-06 F1 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 02:07 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 20,978 | $248.68 | $5,216,809.04 |
DisclosureSEC source: 0001104659-23-014713 · tm236025-4_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,334 F1 · shares: Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based stock units granted March 2, 2020. Read SEC document |
| February 07, 2023 Filed Feb 9, 2023 02:07 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 49,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-014713 · tm236025-4_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,312 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 151,402 | $0.00 Strike: $127.60 | $0.00 |
DisclosureSEC source: 0001104659-22-116967 · tm2230041-1_4seq1.xml · derivative · entry 11 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,701 Underlying: Common Stock · 151,402 shares Expires 2030-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 2, 2020 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date. Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 113,927 | $229.65 | $26,163,335.55 |
DisclosureSEC source: 0001104659-22-116967 · tm2230041-1_4seq1.xml · nonDerivative · entry 2 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,052 Read SEC document |
| November 08, 2022 Filed Nov 10, 2022 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 151,402 | $127.60 | $19,318,895.20 |
DisclosureSEC source: 0001104659-22-116967 · tm2230041-1_4seq1.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Reflects 7,925 shares transferred on May 26, 2022 and 36,674 shares transferred on August 18, 2022 from Grantor Retained Annuity Trusts. F2 · balance_after: Reflects 24,297 shares transferred on February 24, 2022 to a Grantor Retained Annuity Trust. Read SEC document |
| August 18, 2022 Filed Nov 10, 2022 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 7,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-116967 · tm2230041-1_4seq1.xml · nonDerivative · entry 4 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Grantor Retained Annuity Disclosed balance after: 0 F3 · shares: Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. Read SEC document |
| May 26, 2022 Filed Nov 10, 2022 17:35 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 13,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-116967 · tm2230041-1_4seq1.xml · nonDerivative · entry 3 Umpleby III Donald J · CIK 0001566320 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Grantor Retained Annuity Disclosed balance after: 0 F3 · shares: Gift of shares to an irrevocable trust of which a member of the reporting person's immediate family serves as trustee and of which the reporting person's descendants are beneficiaries. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:51 UTC | CHEVRON CORP CVX · Entity 2804 | GrantCommon Stock | 1,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015893 · form4.xml · nonDerivative · entry 1 Umpleby III Donald J · CIK 0001566320 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,509 F1 · shares: This number represents stock units issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. F2 · balance_after: This number includes the acquisition of dividend equivalent accruals on stock units (105) issued under the Chevron Corporation Non-Employee Directors' Equity Compensation and Deferral Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.